JOHN PAUL BROUSSARD, PhD, CFA, FRM, PRM

Rutgers University School of Business Camden

Business & Science Building

Camden, NJ 08102

+1-856-***-**** (v)

abqjog@r.postjobfree.com

http://broussard.rutgers.edu

ACADEMIC EXPERIENCE

Rutgers University, Associate Professor, 2003-present.

Director, Financial and Legal Research Institute, Rutgers University, July 2009 -June2010.

Visiting Professor, Lappeenranta University of Technology, Lappeenranta, Finland, Spring 2007.

Rutgers University, Assistant Professor, 1997-2003.

Courses Taught: Equity Investments, Securities and Investments, Statistical Financial Modeling, Investments and Portfolio

Management, Advanced Portfolio Management, Principles of Finance (asynchronous online), Financial

Management (asynchronous online and traditional in-class), Applications of Financial Management, and

Financial Management and Policy.

Effectiveness Rating: 4.68 (Scale of 1-5 with 5 being best).

Fairleigh Dickinson University, Assistant Professor, 1995-1997.

Courses Taught: Capital Market Theory, Investments, Portfolio Management, Corporate Seminar, Co -Op Mentor.

Evaluation Scores: 6.18 on Pedagogy Scale and 6.41 on Rapport Scale (Scale of 1 -7 with 7 being best).

Louisiana State University, Instructor (Investments), 199 4-1995.

Courses Taught: Investments.

Evaluation Scores: 1.64 Overall Score (Scale of 1 -5 with 1 being best).

Louisiana State University, Research Assistant (Prof. Geoffrey Booth), 1992 -1995.

Millsaps College, Research Assistant, (Prof. Walter Neely), 1990 -1991.

EDUCATION

Ph.D., Louisiana State University, Finance, 1995.

M.B.A., Millsaps College, Finance, 1991.

B.S., Louisiana State University, Biochemistry, 1985.

PROFESSIONAL EDUCATION

Passed Certified Business Appraiser Examination, Institute of Business Appraisers, 2005.

Professional Risk Manager, Professional Risk Managers International Association, 2003.

Certified Financial Risk Manager, Global Association of Risk Professionals, 1999.

Chartered Financial Analyst, CFA Institute, Charter # 24928, 1997.

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HONORS AND GRANTS

School of Business Research Award, Rutgers University, 2012.

Invited Speaker, Council of Institutional Investors, 2005.

Provost s Award for Teaching Excellence, Rutgers University, 2003.

School of Business Teaching Excellence Award, Rutgers University, 2002.

Advisor of the Year, Rutgers University, 2000-2001.

School of Business Teaching Excellence Award, Rutgers University, 2000.

Invited Speaker, Finnish Portfolio Academy, 1999.

Doctoral Student Symposium Speaker, Swedish School of Economics and Business Administration, 1998.

Chicago Board of Trade Research Foundation Grant Recipient, 1997.

Visiting Scholar, Office of the Comptroller of the Currency, Risk Analysis Division, 1997.

Summer Grant-In-Aid Recipient, Fairleigh Dickinson University Grants Office, 1996.

Research Grant Recipient, The Foundation for Finnish Capital Market Research, 1995.

Louisiana State University Representative to FMA Doctoral Student Seminar, 1994.

Travel Grant Recipient, Deutsche Vereinigung f r Finanzanalyse und Anlageberatung, 1994.

National Honor Society, Financial Management Association, 1991.

PEER-REVIEWED PUBLICATIONS

Is there Price Discovery in Equity Options, with Neil Pearson and Dmitriy Muravyev, Journal of Financial Economics,

forthcoming, (available on SSRN at http://ssrn.com/abstract=1744954).

Profitability of Pairs Trading Strategy in Finland, with Mika Vaihekoski, Journal of International Financial Markets,

Institutions & Money, forthcoming, (available on SSRN at http://ssrn.com/abstract=172918).

Saving for Retirement: The Effects of Fund Assortment Size and Investor Knowledge on Asset Allocation Strategies, with

Maureen Morrin, Susan Broniarczyk, and J. Jeffery Inman, Journal of Consumer Affairs, Summer 2008, v42, n2, 206-

222.

The Role of Growth in Long Term Investment Returns, with Walter Neely and David Michayluk, Journal of Applied

Business Research, Winter 2005, v 21, n 1, 93 - 104.

CEO Incentives, Cash Flow, and Investment, with Gene Pilotte and Sherrie Buchenroth, Financial Management, v32, n 2,

Summer 2004, 51-70.

The Role of REITs in Asset Allocation, with G. Geoffrey Booth, Finance, v23, 2002, 109-124.

Extreme-Value and Margin Setting with and without Price Limits, Quarterly Review of Economics and Finance, v41,

2001, 365-385.

Testing the Contrarian Investment Strategy Using Holding Period Returns, with Julie Dahlquist, Managerial Finance, v 26,

n 6, 2000, 16-22.

Reply to Note on Earnings and Stock Returns: Evidence from Germany, with G. Geoffrey Booth and Otto Loistl, The

European Accounting Review, v8, n3, 1999, 565-568.

Big Players and the Russian Ruble: Explaining Volatility Dynamics, with Roger Koppl, Managerial Finance, v 25, n 1,

1999, 49-63.

Setting NYSE Circuit Breaker Triggers, with G. Geoffrey Booth, Journal of Financial Services Research, v 13 n 3, 1998,

187-204. Reprinted in Stock Market Policy Since the 1987 Crash, ed. Hans Stoll, Kluwer Academic Publishers, 1998.

Price Discovery in German Stock and Futures Markets, with G. Geoffrey Booth and Otto Loistl, Managerial Finance, v 24,

n 4, 1998, 3-18.

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JOHN PAUL BROUSSARD, PhD, CFA, FRM, PRM

PEER-REVIEWED PUBLICATIONS (cont.)

The Behavior of Extreme Values in German Stock Index Futures: An Application to Margin Setting, with G. Geoffrey

Booth, European Journal of Operational Research, v 104, 1998, 393-402.

Earnings and Stock Returns: Evidence from Germany, with G. Geoffrey Booth and Otto Loistl, The European Accounting

Review, v 6, n 4, 1997, 589-603.

Prudent Margin Levels in the Finnish Stock Index Futures Market, with G. Geoffrey Booth, Teppo Martikainen, and Vesa

Puttonen, Management Science, v 43, n 8, August 1997, 1177-1188.

Work In Progress

Mutual Alternatives to Hedge Funds: Market Neutral and Long / Short Funds, with Walter Neely.

Research Methods Monograph

Using SAS in Financial Research, with Ekkehart Boehmer and J.P. Kallunki, Cary, North Carolina, Books By Users Press,

SAS Institute, 1st Printing, March 2002, 165 pages.

Other Publications and Monographs

The Competition of Systems for the Market for Listings, with Arthur Laby, Economic Law as an Economic Good, edited by

Karl M. Meesen, Chapter 3, 167-185, Sellier, European Law Publishers, 2009.

Bank Stock Returns, Interest Rate changes, and The Regulatory Environment: New Insights from Japan, with Ken Kim and

Piman Lipaphayom, in The Japanese Finance: Corporate Finance and Capital Markets in Changing Japan, International

Finance Review, Volume 4, Edited by J. J. Choi and T. Hiraki, Elsevier Science, March 2003.

The Relationship between Economic Freedom and Transitionary Economic Growth, with Peter Koveos and Allan Young,

Chapter 12 in Economics and Transition: Conception, Status, and Prospects, Edited by A. Young, I. Teodorovic, P.

Koveos, World Scientific Publishing Co. Ltd., December 2002.

The Index of Economic Freedom and Economic Growth in Transition Economies, with Peter Koveos and Allan Young,

Chapter 4 in Globalization and Economic Growth: A Critical Evaluation, Edited by T. Georgakopoulos, C.

Paraskevopoulos and J. Smithin, APF Press Toronto, Canada, 2001. Reprinted in Zagreb International Review of

Economics and Business, December 2002.

Governance, Economic and Financial Factors Affecting Success for Transition Economies, with Peter Koveos and Allan

Young, Proceedings of Rijeka Faculty of Economics: Journal of Economics and Business, Fall 2000, 7-18. Reprinted as

Chapter 11 in Economics and Transition: Conception, Status, and Prospects, Edited by A. Young, I. Teodorovic, P.

Koveos, World Scientific Publishing Co. Ltd., December 2002.

"P rssikriisien Todenn k isyys Kasvanut," with G. Geoffrey Booth, Teppo Martikainen and Vesa Puttonen, Talousel m

(Finnish Economic Life), May 19 1995, 54.

German Stock Returns and the Information Content of DVFA Earnings, with G. Geoffrey Booth and Otto Loistl, 1994,

Deutsche Vereinigung f r Finanzanalyse und Anlageberatung, Dreieich, Germany. Results presented to the German

Financial Community on September 15, 1994 at press conference in Frankfurt, Germany. This publication is in second

printing, August 1995.

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OTHER PROFESSIONAL ACTIVITIES

Presented Papers

Is There Price Discovery in Equity Options? with Neil Pearson and Dmitriy Muravyev, presented at Utah Winter Finance

Conference, February 2011, Salt Lake; Texas A&M, University of Illinois, University of Notre Dame, Hong Kong

University of Science and Technology, City University of Hong Kong, Hong Kong University, Chinese University of

Hong Kong University Seminars.

Profitability of Pairs Trading Strategy in Finland, with Mika Vaihekoski, presented at 6th Portuguese Finance Network

2010 Conference, July 2010, Azores

CEO Incentives, Cash Flow and Investment, with Sheree Buchenroth and Gene Pilotte, presented at the 2003 Eastern

Finance Association Meeting, April 2003, Orlando.

The Index of Economic Freedom and Economic Growth in Transition Economies with Peter Koveos & Allan Young

presented at The 2002 European Applied Business Research Conference, June 2002, Rothenburg, Germany; presented at

the International Conference An Enterprise Odyssey: Economics and Business in the New Millennium, June 2002,

Zagreb, Croatia.

The Relationship Between Economic Freedom and Economic Growth in Asia, with Peter Koveos and Allan Young,

presented at the 2002 Academy of International Business/Southeast Asia and Australia Conference, Shanghai, July 2002.

Governance Factors and Economic Transition: Some Additional Evidence, with P. Koveos, and A. Young, presented at 4 th

International Conference on Enterprises in Transition, Faculty of Economics, University of Split, Split, Croatia, May

2001.

A Transaction-Level Investigation of the Day-of-the-Week Trading Patterns, with S.G. Badrinath, and S. Chakravarty,

presented at the Financial Management Association Meeting, October 1999, Orlando; presented at the 26 th Annual

European Finance Association Meeting, August 1999, Helsinki.

Bank Stock Returns, Interest Rate Changes, and the Regulatory Environment: New Insights from Japan, with Ken Kim and

Piman Limpaphayom, presented at the Midwest Finance Association Meeting, March 1999, Nashville; presented at the

Southwest Finance Association Meeting, February 1999, Houston; presented at the 2nd Annual Washington Area Finance

Association Meeting, October 1998, Washington; presented at the 5 th Annual Conference of the Multinational Finance

Society, June 1998, Helsinki.

The Role of Growth in Long Term Investment Returns, with Walter Neely and David Michayluk, presented at the 1998

EFMA-FMA European Conference, June 1998, Lisbon.

REIT Returns, Probability of Large Losses, and Asset Allocation, with G. Geoffrey Booth, presented at the 15 th Annual

Meeting of the French Finance Association, July 1998, Lille; presented at the 5 th Annual Conference of the Multinational

Finance Society, June 1998, Helsinki.

A Taxonomy of Central and Eastern European and Former USSR Transition Economies, with Allan Young and Roger

Koppl, presented at the 5th Annual Conference of the Multinational Finance Society, June 1998, Helsinki.

Interest Rates and Bank Stock Returns: A Comparison between Japanese and U.S. Banks, with Ken Kim and Piman

Limpaphayom, presented at the 1997 Annual Southern Finance Association Meeting, November 1997, Baltimore.

Setting NYSE Circuit Breaker Triggers, with G. Geoffrey Booth, presented at Syracuse University s Finance Seminar

Series, October 1997, Syracuse; presented at 14th Annual Meeting of the French Finance Association, June 1997,

Grenoble; presented at Vanderbilt University s Ten Years Since the Crash Conference, April 1997, Nashville; presented

at Rutgers University-Camden Campus Capital Markets Seminar, March 1997, Camden; presented at Visiting Scholar

Program, Office of the Comptroller of the Currency, March 1997, Washington.

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Presented Papers (cont.)

Big Players and the Russian Ruble: Explaining Volatility Dynamics, with Roger Koppl, presented at the 4 th Annual

Conference of the Multinational Finance Society, June 1997, Thessaloniki; presented at Fairleigh Dickinson University

Faculty Development Seminar Series, March 1997, Madison.

Price Discovery in German Stock and Futures Markets, with G. Geoffrey Booth and Otto Loistl, presented at the 1996

Financial Management Association Meeting, October 1996, New Orleans.

Growth at a Reasonable Price (GARP): Another Look at the Book-to-Market and Earnings-to-Price Puzzle with a Special

Emphasis on Growth, with David Michayluk and Walter Neely, presented at the 1996 Annual Southwestern Finance

Association Meeting, March 1996, San Antonio, and at the 1996 Financial Management Association Meeting, October

1996, New Orleans.

The Behavior of Extreme Values in German Stock Index Futures: An Application to Margin Setting, with G. Geoffrey

Booth, presented at the 1995 Annual Financial Management Association Meeting, October 1995, New York City.

Prudent Margin Levels in the Finnish Stock Index Futures Market, with G. Geoffrey Booth, T eppo Martikainen, and Vesa

Puttonen, presented at the 2nd Annual Conference on Multinational Financial Issues, June 1995, Philadelphia, and at the

1996 Financial Association Meeting, October 1996, New Orleans.

Do Electronic Trading Systems Completely Dominate Floor Trading Systems in Information Processing Capability?

Evidence from Germany, with G. Geoffrey Booth and Otto Loistl, presented at the 1st Annual Conference on

Multinational Financial Issues, June 1994, Atlantic City.

Price/Earnings Ratios, Growth Rates and Portfolio Returns, with Walter Neely, Brian McKenna and Bill Brister, presented

at the Thirteenth Annual Eastern Finance Association Meeting, April 1994, Boston.

Does the Contrarian Investment Strategy Provide a Profitable Trading Rule in the U.S. Stock Market? with Julie Dahlquist,

presented at the 1993 Southern Finance Association Annual Meeting, November 1993, New Orleans.

The Stock Market Reaction to Green Information, with Bill Brister, presented at the 18th Annual Midsouth Acad emy of

Economics and Finance Meeting, February 1991, Bossier City.

Pedagogical Presentations

e-Options and Finance Pedagogy, presented at Southern Finance Association Meeting, November 2010, Asheville.

Discussed Papers

Investor Sentiment and the Closed-end Fund Puzzle: Out-of-Sample Evidence, by J. A. Doukas and N. T. Milonas,

European Financial Management 2003 Annual Meeting, June 2003, Helsinki.

Hedging and The Use of Derivatives: Evidence From UK Non-Financial Firms, by Amrit Judge, 7th Annual Conference of

the Multinational Finance Society, April 2000, Philadelphia.

Nontradable Goods, Nonseperable Utility, and Global Portfolio Diversification, by R. Balvers and J. Bergstrand, presented

at the 6th Annual Conference of the Multinational Finance Society, July 1999, Toronto.

Bayesian Network Models of Portfolio Risk and Return, by C. Shenoy and P. Shenoy, presented at the Midwest Finance

Association, March 1999, Nashville.

The Effects of Inclusion in and Removal from the S&P500 on Stock P rice and Trading Volume, by C. Boyer, presented at

the 1998 FMA Annual Meeting, October 1998, Chicago.

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Discussed Papers (cont.)

Estimation of Global Systematic Rsik for Securities Listed in Multiple Markets: Theoretical Development and Empirical

Comparisons, by M. deBoyrie, G. Ghai, S. Hamid, A. Prakash, presented at the 1998 FMA Annual Meeting, October

1998, Chicago.

Information and Volatility: Evidence from an Emerging Market, Nuray Guner and Zeynep Onder, 5 th Annual Conference of

the Multinational Finance Society, June 1998, Helsinki.

The Tradeoff between Skewness and Variance of Return in a Three Moment Capital Asset Pricing Model, Marie Racine, 5 th

Annual Conference of the Multinational Finance Society, June 1998, Helsinki.

The Development and Performance of Stock Markets in Central Europe, Edward J. Zychowicz, 4 th Annual Conference of

the Multinational Finance Society, June 1997, Thessaloniki.

Galton s Error and the Under-Representation of Systematic Risk, Cornelis Los, 14th International Conference in Finance,

French Finance Association, June 1997, Grenoble.

Evaluating the Probability of an Extreme Price Movement: Different Approaches, Kevin Chang and Fran ois Longin, 14 th

Internaional Conference in Finance, French Finance Association, June 1997, Grenoble.

How Efficient are European Stock Markets? Evidence from an Error Correction Model, Asim Ghosh, 1996 Eastern

Finance Association Meeting, April 1996, Charlotte.

Dividend-Clientele Irrelevance and the Information Content of Dividend Changes, Jinhu Qian et. al., 1996 Eastern Finance

Association Meeting, April 1996, Charlotte.

The Timing, Magnitude, and Composition of Shareholder Losses in Bankrupt Firms, Daniel Indro et. al., 1996

Southwestern Finance Association Meeting, March 1996, San Antonio.

Evidence of a Nonlinear Relationship Between Corporate Ownership Structure and Dividend Policy, James Wansley et. al.,

1995 Financial Management Association Annual Meeting, October 1995, New York.

Duration of a Cross-Currency Swap Contract and Exchange Rate Risk Management, Davinder K. Malhotra, the 2nd Annual

Conference on Multinational Financial Issues, June 1995, Philadelphia.

Trading Volume and the Production of Information, Hersh M. Shefrin et. al., 1994 Financial Manageme nt Association

Annual Meeting, October 1994, St. Louis.

Using the Municipal/Treasury Bond Yield Ratio to Predict Investment Opportunities in Municipal Bonds, David J. Crocket

et. al., the 18th Annual Midsouth Academy of Economics and Finance Meeting, Fe bruary 1991, Bossier City.

Session Chair

Behavioral Issues, Southern Finance Association, November 2009, Captiva.

Pricing of Interest Rate Instruments, 17th International Conference In Finance, French Finance Association, June 2000, Paris.

Issues on Emerging Markets and Earnings Management, 7th Annual Conference of the Multinational Finance Society, April

2000, Philadelphia.

European Markets, 26th Annual European Finance Association Meeting, August 1999, Helsinki.

Statistical Modeling of Asset Returns, 5th Annual Conference of the Multinational Finance Society, June 1998, Helsinki.

Financial System Development: A View from Eastern European Economies in Transition, 4 th Annual Multinational Finance

Society Conference, June 1997, Thessaloniki.

Nonlinearity in Exchange Rates, 1995 Financial Management Association Annual Meeting, October 1995, New York.

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Textbook Review

Fundamentals of Investments, Charles Corrado and Bradford Jordan, Spring 1998.

Program Committees

Investments Track Co-Chair, Southern Finance Association, November 2011, Key West.

Investments Track Chair, Southern Finance Association, November 2010, Asheville.

Investments Program Committee, Southern Finance Association, November 2009, Captiva.

International Finance Track, Financial Management Association Annual Meeting, October 1996, New Orleans.

Ad Hoc Reviewer

Finance, Journal of Economics Business and Organization, Journal of Economics and Business, Journal of Business

Research; Journal of International Financial Markets, Institutions & M oney; European Journal of Finance; Multi-Criteria

Decision Analysis, Multinational Finance Journal; International Review of Financial Analysis

Professional Association Memberships

Global Association of Risk Professionals, CFA Philadelphia, CFA Institute, Professional Risk Managers International

Association, Financial Management Association, Western Finance Association, American Finance Association, and French

Finance Association, Southern Finance Association.

Offices Held

Board of Directors, Professional Risk Managers International Association, Spring 2002 to Summer 2002.

Regional Director, Philadelphia Region, Professional Risk Managers International Association, Spring 2002 to Summer 2002.

Regional Director, GARP Philadelphia Region, July 2000 to Fall 2001.

Education Committee Co-Chair, Financial Analysts of Philadelphia, Fall 1999 to Spring 2000.

Vice President for External Affairs, Multinational Finance Society, January 1996 to Spring 2001.

Business Manager, Multinational Finance Journal, Fall 1997 to Spring 2001.

SERVICE ACTIVITIES

Profession

Associate Editor, Journal of International Financial Markets, Institutions and Money, Summer 2008 to present.

Area

Coordinator, Finance Area, Fall 2010 to Spring 2011, Rutgers University

Coordinator, Finance Area, Summer 2007 to Spring 2008, Rutgers University

Coordinator, Finance Area, Fall 2003 to Summer 2005, Rutgers University

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JOHN PAUL BROUSSARD, PhD, CFA, FRM, PRM

Committees

Undergraduate Studies Committee, Fall 2010 to Spring 2012, Rutgers University.

Graduate Studies Committee, Fall 2009 to Spring 2010, Rutgers University.

Instructional Research and Technology Committee, Fall 2008 to Spring 2012, Rutgers University.

Personnel Evaluation Committee, Spring 2009, Rutgers University.

Undergraduate Curriculum Committee, Spring 2009, Rutgers University.

XBRL Working Group, Fall 2006 to Spring 2009, CFA Institute.

Instructional Research and Technology Committee, Fall 2004 to Spring 2006, Rutgers University

Corporate Governance Task Force, Fall 2003 to Fall 2005, CFA Institute.

Curriculum Committee, Co-Chair, Fall 2003 to Fall 2005, Rutgers University

Graduate Students Committee, Fall 2004 to Fall 2005, Rutgers University

Teaching Committee, Fall 2003 to Spring 2004, Rutgers University

Student Admissions Committee, Fall 2001 to Spring 2003, Rutgers University

Professional Risk Managers International Association, Ethics Committee Chair, Spring 2002 to Summer 2002.

Professional Risk Managers International Association Examination Committee, Spring 2002 to Summer 2002.

Financial Risk Manager Ethics Committee, Spring 2001 to Fall 2001, Global Association of Risk Professionals

Financial Risk Manager Examination Committee, Spring 2001 to Fall 2001, Global Association of Risk Professionals

Teaching Committee, Fall 2000 to Spring 2001, Rutgers University

Hospitality Planning Committee, Fall 1999 to Spring 2001, Rutgers University

Appointments and Promotion Committee, Fall 1998 to Spring 1999, Rutgers University

Collegiality Committee, Fall 1998 to Spring 1999, Rutgers University

Education Committee, Fall 1997 to Spring 2000, Financial Analysts of Philadelphia

Course Scheduling Committee, Fall 1997 to Spring 1998, Rutgers University

Research Release Committee, Spring 1997, Fairleigh Dickinson University

College Educational Planning Committee, Fall 1996 to Spring 1997, Fairl eigh Dickinson University

Library Committee, Fall 1996 to Spring 1997, Fairleigh Dickinson University

Student Life Search Committee, Summer 1996, Fairleigh Dickinson University

World Wide Web Task Force Committee, Department Representative, Fall 1995 to Sp ring 1997, Fairleigh Dickinson

University

Research

Coordinator, Finance Research Seminar Series, Fall 2003 to Summer 2005, Rutgers University

Coordinator, Finance Research Seminar Series, Fall 1999 to Spring 2000, Rutgers University

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Student Activities

Dissertation Committees

Mikael Vikstr m, Essays on Option Pricing and Trading: Evaluating the Effects of Dividends and Different Time Units in

the Pricing Models, Acted as External Examiner (Spring 2001) and Opponent (Fall 2001), Hanken University, Vaa sa,

Finland.

Markku Vieru, Essays on Investors Trading Policy Around Interim Earnings Announcements in a Thinly Traded Securities

Market, Acted as External Examiner, Spring 1999, University of Oulu, Oulu, Finland.

Jaakko Niemel, The Assessment of Capital Adequacy in Banking Sector: The BIS Ratio vs. an Alternative Multivariate

Approach, Acted as External Examiner, Spring 1998, University of Vaasa, Vaasa, Finland.

Mentoring

Student Finance Association, Faculty Mentor, Fall 2008 to Spring 2010.

MBA Association, Faculty Mentor, Fall 2007 to Spring 2008.

Minding Your Busine$$ School of Business Student Newspaper Faculty Mentor, Fall 2003 to Spring 2004, Fall 2007.

BizEd Instructor to High School Students, Summer 2005, Summer 2008, Summer 2009.

Student Finance Association, Faculty Mentor, Fall 1999 to Summer 2005, Rutgers University

CFA Scholarship Designate, Fall 1998 to present, Rutgers University

Directed Studies

Missy Piccione, A Regulatory Response by the Securities and Exchange Commission to the T errorist Attacks on America

Did The Registrant Repurchase Relief Make A Difference? Spring 2003, Rutgers University

Caren Pocino, Reg FD: Legal and Financial Impacts, Spring 2002, Rutgers University

Ping-Chu Chen, A Taxonomy of Financial Risk Management, Spring 2000, Rutgers University

Diane Arachow, Contrarian Investment Strategy Criticism, Spring 1999, Rutgers University

Professional Seminars and Training Courses

Instructor, FRM Exam Preparation, Schweser Study Program, Fall 2002 to Fall 2007; S pring 2010 to Present.

Instructor, CFA Exam Preparation, Schweser Study Program, Fall 2001 to Spring 2007; Fall 2010 to Present.

Author and Instructor, various financial training offerings, 7city, CIFT, Cengage, Fall 2007 to 2009.

Financial Journalists Media Seminar, Financial Analysts of Philadelphia, Spring 2002, Philadelphia.

Value vs. Growth in Portfolio Management, Conventum Mutual Fund Seminar, February 2001, Helsinki.

Instructor, CFA Exam Preparation, Stalla Seminars, Fall 2000 to Spring 2001.

Growth and Investments, Portfolio Academy for Finnish Financial Analysts, LTT Research, August 1999, Helsinki.

Instructor, CFA PrepCourse/Postgraduate University Program IRAM, Spring 1999/2000, DVFA, Vienna.

Using the Internet for Investment Research, Financial Analysts of Philadelphia Technical Session, sponsored by The Center

for Management and Entrepreneurship, February 1998, Rutgers University.

So You Want to Get a Finance Degree? Undergraduate Open House, October 1995, Fairleigh Dickinson Universit y.

Investments After Landing a Real Job, Engineering Council Seminar, April 1995, Louisiana State University.

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Media Interviews

TV Appearances

myFoxPhilly, Fox 29 Philadelphia Fox Affiliate, Consumer Report 401(k) contribution, January 2009

myPhl17, In Focus, January 2008.

NBC10, Philadelphia Area NBC Affiliate.

WB17, Philadelphia Warner Brothers Affiliate

WABC 6, Philadelphia ABC Affiliate, multiple interviews

Radio Interviews

KYW, AM 1060, multiple interviews

Morning Radio on the NJ Shore, WOBM

NJ101.5, multiple interviews

Print Interviews

Courier Post, multiple interviews

Philadelphia Inquirer, multiple interviews

AM Best

Web Related Interviews

Yahoo! Finance live interview

ABCNEWS.COM interview

New York Times.com interview

BUSINESS EXPERIENCE

Independent Financial Consultant, 2006 to present.

Investment Committee Advisory Board, Locust Capital Management, 2011 to present.

Chief Modeling Officer, MutualDecision.com, 2007 to 2009.

The Center for Forensic Economic Studies, Senior Consultant, 2004 t o 2006.

Tinari Economics, Forensic Economist, 1997-2003.

Financial Risk Consulting Group, Consultant, 2001-2003.

National Planning Corporation, Financial Analyst, 1991-1992.

Environmental Protection Systems, Laboratory Manager, 1986 -1990.

Toxicon Laboratories, Environmental Chemist, 1985-1986.

REFERENCES

Available upon request.

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