Manager High School

.

Jorge

JoyaBSA/AML Transaction Monitoring Manager

JORGE JOYA, CAMS

***** *.*. **** *******, Miami, FL. 33175,

786-***-****(cell), 305-***-**** (work),

*****.****@**.***

PROFILE: Seven years in the Compliance/Anti-Money Laundering field and many years of diversified experience in the banking industry.

PROFESSIONAL EXPERIENCE

Standard Chartered Private Bank, Miami, Florida

FCR Transaction Monitoring Manager PvB London " 2011 to CurrentReview & clearance of Norkom generated London alerts and/cases escalated by (TM Chennai,India) and manual case referrals. Conduct thorough investigations, identify & document issues, determine disposition; prepare investigation summaries as appropriate for presentation to Client Committees or FCR London.Provide AML training to the transactional monitoring team in Chennai, India; on AML monitoring, topologies, patterns and provide them with assistance to detect unusual activities.Review and clearance Norkom OFAC (Customer Matching Records) alerts escalated by (TM Chennai, India). Conduct thorough investigations, identify & document issues, determine disposition; notify FCR London and Compliance of any positive matches.Keep abreast of BSA & US Patriot Act regulatory changes.

Standard Chartered Private Bank, Miami, Florida (formerly " American Express Bank International).

Transactional Monitoring Supervisor " 2007 to 2010Supervised five analysts in performing Enhance Due Diligence investigations on the group's high-risk accounts or assigned accounts via NORKOM (AML) alerts or AML referrals.Review assigned investigations/alerts with analyst for money laundering, irregular or suspicious activity, validate transactions, and review KYC customer's file and officer's responses.Present investigations of unusual activity to the SAR Committee.Perform Enhance Due Diligence investigations and lookbacks on the group's high-risk accounts or assigned accounts via NORKOM (AML) alerts, internal or external referrals.Provide AML training to the transactional monitoring team in Chennai, India; on AML monitoring, topologies, patterns and provide them with assistance to detect unusual activities.Keep abreast of BSA & US Patriot Act regulatory changes.

Republic Federal Bank, Miami Florida

BSA/AML Compliance Officer/BSA Audit Officer - 2006 " 2007Performed forensic transactional investigations and lookbacks on the group's high-risk accounts. Reviewed assigned accounts for money laundering, irregular or suspicious activity, validate transactions, and reviewing KYC, customer's file and responses to AML exceptions in ASSIST.Provided advice on closing of accounts and filing of SARs as applicable.Performed Q&A on (AML) comments for accuracy and relevance entered by 6 BSA Analysts.Performed internal audit on the BSA Compliance Department for accuracy and risk. Reviewed exceptions found by external auditors/examiners and performed forensic account investigations.Prepared documentation requested by external auditors or regulators and responded to their requests.

CommerceBank, NA, Coral Gables, Florida

BSA/AML Analyst Officer " 2004 " 2006Performed transactional investigations via ASSIST (AML) alerts on the group's accounts portfolio such as checking, commercial, loans, and correspondent banking and affiliate accounts to reduce BSA compliance regulatory risk.Prepared related documentation for subpoenas and performed special investigations and lookbacks as requested.

Equitaur Enterprises, LLC, Miami, Florida

President/Owner " 2002 - 2004Consultant for structuring projects/deals, brokering, mediation and providing contacts for financing thru Commercial Banks, Financial Institutions and Private Lenders.

Dresdner Lateinamerika Bank A.G " Miami, Florida - 1985 - 2002Private Banking Loan Officer - coordinated all Private Banking' High Net Worth Client's Personal Loans.Project Coordinator & Officer - coordinated all organizational functions within the Bank.Internal Auditor " performed internal audits in accordance to internal bank policies and procedures.Accounting Supervisor - supervised six financial analysts in reconciling general ledger and internal accounts.

Accomplishments:Republic Federal Bank, Miami Florida " obtained satisfactory examination from OCC to lift MOU - 2007American Express Bank International (remediation/lookback project) " lead team to perform AML/EDD investigations and obtained satisfactory examination from Federal Reserve " 2009/10 to lift the C/D.

Certifications:

CAMS - Certified Anti-Money Laundering Specialist " 2006 (current).

AIB/FIBA\CAMS: Numerous AML/BSA courses, seminars and webinars.

Skills: Bilingual " English/Spanish, Microsoft Word, Excel, Internet Research, World-Check and Lexis/Nexis.

AML Monitoring Systems: AssistCheck, Norkom.

Education: Miami-Dade Community College - 2 years, LaSalle - High School " Graduate

Your Email

Email Address Required.

Email Message

Required

Send To

Your Email

Message

These items will be permanently deleted and cannot be recovered. Are you sure?

Contact this candidate