Resume of Ezra Zask
Ezra Zask Advisors, LLC
Securities Expert Witness Services
EZRA ZASK ADVISORS, LLC, (EZA), (2001-Present); Founder and President
Expert witness and litigation support services
Consulting with hedge fund and fund of funds including due diligence, risk management, asset
allocation
Advisory Director for M&A firm specializing in securities firms
AZIMUTH ALTERNATIVE INVESTMENTS/ (2005-2006); Business Development
Responsible for strategy, asset raising and M&A for diversified fund of funds with $250mm in assets
IBBOTSON ASSOCIATES ADVISORS, LLC (2002-2005); Founder and Manager
Founded successful hedge fund advisory program for banks, fund of funds, family offices including
manager selection, due diligence, asset allocation and risk management for wide range of hedge
funds
EZRA ZASK ASSOCIATES, LLC (1991-1998), Founder & President of CTA
Founded and managed hedge fund that managed $200 million using currency and interest rate spot,
forward, swaps, futures and options with a variety of banks and brokers.
MELLON BANK, CAPITAL MARKETS GROUP, Pittsburgh; Global Trading Manager (1988-90)
Managed worldwide trading strategic trading in currency and interest rate spot, forwards, swaps,
options
MANUFACTURERS HANOVER TRUST COMPANY, (1980-1988), Capital Markets Group
Managing Director and European Regional Treasury Manager, London (1986-1988)
Managed all aspects of trading in Europe for foreign exchange and interest rate spot, forward,
derivatives
Vice President and Co-Chief Dealer, New York (1983 1986)
Vice President and Manager, International Treasury Consulting Group (1980 1983)
ACADEMIC EXPERIENCE
YALE UNIVERSITY SCHOOL OF MANAGEMENT, 2005-6; Adjunct Professor
PRINCETON UNIVERSITY BENDHEIM CENTER FOR FINANCE, 2001-2005; Lecturer
CARNEGIE MELLON UNIVERSITY, (1998-90) Graduate School of Ind. Adm. Associate
Professor
FORDHAM AND COLUMBIA UNIVERSITIES - Adjunct Instructor, 1975 - 1978
RECENT CASES INCLUDE
Jones Day Reavis & Pogue: Strategy and research in complex derivatives case.
Coniston Partners: Wrote expert report and testified in tax fraud case involving options trading
Milberg Weiss Expert report and deposition in stockholders loss with interest rate derivatives
Hague Newman & Regal, LLP: Testified in NASD investment suitability arbitration
Commodities Futures Trading Commission: Expert reports in cases on FX forward and futures
contracts
Bruce Ashmore v. Goodbody Stockbrokers and Irish Financial Services Regulatory Authority
Valuation of hedge fund for subsidiary of Allied Irish Bank (Dublin, Ireland)
30 Indian Mountain Road Lakeville, CT 06039
860-***-**** cell: 646-***-**** ********@***.***
Resume of Ezra Zask
Ezra Zask Advisors, LLC
Securities Expert Witness Services
Canada Customs and Revenue Agency: Expert report, deposition involving managed futures and
tax issues. (Toronto, Canada)
Sugar, Friedberg & Felsenthal, Expert report and testimony on prime brokerage transactions
EDUCATION
COLUMBIA UNIVERSITY, M.A., M. Phil., 1975
PRINCETON UNIVERSITY, B.A., 1972
30 Indian Mountain Road Lakeville, CT 06039
860-***-**** cell: 646-***-**** ********@***.***
Ezra Zask Advisors, LLC
Securities Litigation Support Services
Litigation Support Experience
Vetter, Price & Kaufman: Anchor Hocking vs. Monetti
Research report and deposition on damages arising from currency trade contracts
Goodwin Procter LLP: US v Martignoni
Litigation support and expert witness (testified in US District Court) against an ABN
Amro currency options trader who lost $70,000,000
Doar, Devorkin & Rieck: US v Menachem Pri-Har (1994-5)
Expert report on commodities futures for criminal appeal in fraud case
Walter, Conston, Alexander & Green: Zavaleta v Bayerische Vereinsbank
Expert report in wrongful dismissal case.
Conston, Alexander & Green: CFTC v Standard Forex
Expert report on violations involving futures trading.
Jones Day Reavis & Pogue: Guy Saffra v Swiss Bank Corporation Bank
Strategy and research in complex derivatives case.
Weil, Gotshal & Menges: Orange County v Merrill Lynch
Expert report on fixed income investing by Orange County and comparable investors.
Coniston Partners: Leema Enterprises v Commissioner of the Internal Revenue
Wrote expert report and testified in tax fraud case involving options trading
Milberg Weiss Class action v Pittsburgh National Bank
Expert report and deposition in stockholders loss with interest rate derivatives
Hoguet Newman & Regal, LLP: Bernd Fink v Merrill Lynch (2001)
Testified in NASD investment suitability arbitration involving Merrill Lynch.
Boise & Schiller: Worked with Ernst & Young and on liquidation of III hedge fund (2001)
Commodities Futures Trading Commission (CFTC) Enforcement Division (2001-Present)
Expert reports in several cases on forward and futures contracts as part of the CFTC s
effort to regulate renegade Forex firms.
Bruce Ashmore v. Goodbody Stockbrokers and Irish Financial Services Regulatory Authority
(Dublin, Ireland). Expert report on valuation of hedge fund for subsidiary of Allied Irish
Bank.(2006)
Canada Customs and Revenue Agency: Expert report, deposition and trial testimony in case
involving Refco managed futures fund and tax issues. (2005-6)
Sugar, Friedberg & Felsenthal, 2006, Living Water Fund L.P., Abba Funds, LP and RJ
Trading, LLC v. Refco Capital Markets, Ltd., Fimat Alternative Strategies, Inc. and Fimat
USA, Inc. (2006). Prepared expert report, deposed and testified in Bankruptcy Court on
prime brokerage transactions.
Caldwell, Leslie, Proctor & Pettit, LLC and Girardi Keese Lawyers, 2006-7, Gonzales, etc.
al. v. Lloyds TSB Bank, et. al. Prepared expert report and deposition in case involving
foreign currency fraud and prime brokerage due diligence procedures
Stradley Ronon Stevens & Young, LLP, C. Clark Hodgson, Jr., Receiver v. Man Financial
Inc., et.al, Prepared expert report and deposition in case involving fund of hedge fund
investments
Cooley Godward Kronish LLP, 2006-7, Allied Irish Bank v. Bank of America and Citibank.
Litigation support services in case involving $700 million in trading losses.
30 Indian Mountain Road Lakeville, CT 06039
860-***-**** cell: 646-***-**** ********@***.***