Representative Administrator

LARRY BRAGG

Email: *********@********.***

Address: **** ****** *****

City: MACUNGEI

State: PA

Zip: 18062

Country: USA

Phone: 973-***-****

Skill Level: Experienced

Salary Range: $73,000

Primary Skills/Experience:

See Resume

Educational Background:

See Resume

Job History / Details:

LARRY BRAGG

Phone: 973-***-**** Email: *********@********.***

Address: 3642 Clauss Drive, Macungie, PA 18062

Multifaceted financial services pacesetter with 20+ years of extensive hands-on experience in client relations, international trade management, and investment banking. Accomplished leader who employs exceptional intellect, leadership, and interpersonal abilities to lead and motivate cross-functional teams to surpass corporate objectives. Currently seeking a position which will effectively utilize all acquired skills and areas of expertise as follows:

Financial Services

Account Reconciliation

Global Trade Settlement

Domestic/Foreign Trade Allocation

Investment Banking

Asset Allocation

Client Relations

Risk Mitigation

Stock/Trade Review

Market Analysis

Team Leadership

Strategic Planning

Mutual Fund Transfers

Cost/Fine Reduction

PROFESSIONAL PROFILE

Turner Investments * Berwyn, PA Jun. 2008 - Present

Operations Coordinator

Responsible for coordinating the settlement of Global trades in all countries while providing allocations of Global trades to brokers manually and through Omgeo CTM.

Execute foreign exchanges thru various Custodian and Prime Brokerage systems.

Update rates on trades and manually input FX transactions in Portia accounting system.

Reconcile and balance 20 mutual fund and sub advisor accounts daily.

Respond to corporate action notifications with custodians via online, email and fax.

R.S.V.P. Consulting & Temps * Islin, NJ Nov. 2007 - Apr. 2008

Client Relations Representative (Consultant)

Served as primary client contact for allocation of trades and settlement issues, responsible for contacting clients, brokers, and custodians to resolve unmatched and failing trades in all markets.

Consistently ensured that client trades are being allocated thru domestic and global oasys.

Setup client accounts and settlement instructions.

Manually allocated domestic and foreign trades in Neo.

Nomura Securities International * New York, NY Mar. 2001 - Jun. 2007

Senior Settlement Representative (Team Leader)

Held accountable for the settlement of all foreign equity trades, exchange, and stock loans for all countries. Manually instructed trades via Swift Alliance, Merva, Citibank, Euclid, and DTC.

Checked all Asian trades the day before settlement to avoid any buy-ins, penalties and fines.

Contacted clients and custodians in regards to unmatched trades in all markets.

Submitted borrow requests to Stock Loan traders to avoid buy-ins in Asian Markets.

Requested borrows for failing Japan trades to avoid daily local fines and borrow cost.

Reviewed outstanding stock loan report and Tokyo holdings for possible stock borrow returns.

Notified traders of unmatched trades, possible buy-ins, penalties and fines via email.

PaineWebber UBS * Jersey City, NJ Nov. 1998 - Mar. 2001

Senior Settlement Representative

Assured settlement of foreign equity trades and transfers for all countries.

Instructed custodian banks via Swift, Euroclear and DTC.

Confirmed settlements with brokers and send SPO charges via DTC.

Checked share availability on stock record to avoid seg violations.

Reconciled Depository Differences.

Responded to branch transfer requests.

LARRY BRAGG PAGE 2

PROFESSIONAL PROFILE (CONTINUED)

Prudential Investments * Newark, NJ Mar. 1992 - Nov. 1998

Senior Trade/Settlement Administrator

Processed and settled European, Japanese, Latin and North American equity trades.

Confirmed and processed foreign exchange deals.

Identified and resolved trade settlement discrepancies.

Responsible for affirming all DTC confirmations.

Reconciled of price, cash and share differences for all currencies.

Acted as primary contact for Alert instructions and inquiries.

Transfer of Asset Representative (Mutual Funds)

Responded to various questions from field representatives, bank and clients regarding mutual fund transfers.

Primary contact for transfer in kind transactions.

Deposited transfer checks into clients accounts.

Updated client transfer cases.

Trade/Settlement Administrator

Accurately confirmed, instructed and settled fixed income treasury rolls, mortgage backed and CMO trades.

Primary broker and bank contact with respect to resolving security and cash settlement differences.

Responsible for incoming and outgoing wires.

Financial Reviewer

Responsible for the settlement of corporate, municipal and treasury trades.

Processed wires for time deposits.

Processed securities lending breakdowns and pairoffs.

Identified and resolved trade settlement discrepancies.

Maintained files for broker confirmations.

EDUCATION

Upsala College * Computer Information Systems

Completed courses in computer programming, statistics, accounting, business and quantitative Analysis.

Wagner College * Computer Information Sciences

Course included computer programming, English, business and communications.

TECHNICAL SKILLS

Swift, Goldman 360, Goldman Transact, Brown Brothers Harriman Infomediary and FX, Omgeo CTM, Portia, Bloomberg, Morgan Stanley Client Link, CITI FX, Citi Velocity, My State Street, BNP Securities Services, US Bank TrustNow Essentials, Northern Trust Online, NAB Asset Servicing Online, JP Morgan Morcom, JP Morgan Commercial FX, Citidirect

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