ALFRED Q. RICOTTA
*** ***** ******, **** #*, Hoboken, NJ 07030 • 201-***-**** • *******@*******.***
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PROFESSIONAL EXPERIENCE
CLIFFORD CHANCE US LLP, NEW YORK, NY
Associate, Mergers and Acquisitions Department July 2004 – present
CADWALADER, WICKERSHAM & TAFT LLP, NEW YORK, NY
Associate, Corporate/M&A and Capital Markets Departments September 1999 – July 2004
Mergers & Acquisitions: Represent companies and financial institutions in connection with domestic and
international mergers and acquisitions. Lead associate responsible for negotiating and drafting operative
agreements and supervising junior associates in connection with asset and stock transactions, mergers and tender
offers involving public and private companies and private equity funds. Advise clients regarding compliance
with the Securities Act of 1933 and Securities Exchange Act of 1934 in connection with public and private mergers
and acquisitions, including preparation of registration statements, proxy statements and tender offer documents.
Draft and negotiate various ancillary commercial contracts and agreements, including license, escrow and
transitional service agreements.
Securities: Represent leading financial institutions in securitized debt offerings. Draft public and private offering
memoranda, indentures, servicing agreements and all attendant documents associated with the securitization of
commercial mortgage loans and the issuance of mortgage-backed securities. Research various corporate and
securities law issues and draft legal memoranda.
Secondment: Selected by partners to represent firm to serve as in-house counsel for the Real Estate Debt Markets
Group of Deutsche Bank AG London, London, England (March 2003 – September 2003). Participate in the first
US-style CMBS transaction in Europe. Review offering circulars and all related legal documentation and draft
term sheets. Act as liaison between transaction counsel and loan sellers’ counsel and engage third party service
providers. Coordinate the appointment of co-managers and assist the loan origination process by reviewing loan
agreements and legal opinions with respect to securitization issues. Participate in rating agency discussions and
meetings with servicers.
Regulatory Filings: Prepare and file various SEC filings, including Forms 10-K, 10-Q and 8-K, Schedules 13D and
13G and annual meeting proxy statements.
Client Service: Proven track record of successful relationship-building with senior management of Fortune 500
and strategic firm clients. Coordinate cross-practice business development working group and draft sector-
specific firm capability statement and form pitch book.
EDUCATION
EMORY UNIVERSITY SCHOOL OF LAW, J.D., Order of the Coif, 1999
Notes & Comments Editor, Bankruptcy Developments Journal
EMORY UNIVERSITY, B.A., Political Science and Economics, 1996
Dean’s List; Pi Sigma Alpha, Political Science National Honor Society; Omicron Delta Epsilon, Economics
National Honor Society
PUBLICATIONS
Comment, Community Associations and Bankruptcy: Why Postpetition Assessments Should Not Be Dischargeable,
15 Bankr. Dev. J. 187 (1998)
ADMISSIONS
New York