STEVEN D. ALLEN, Esq.
**** ********* ****, *******, ** 30041
(Ph) 505-***-****, Email: ********@*******.***
PROFESSIONAL PROFILE:
Broad professional background with 20 years combined legal and management
experience. Major legal disciplines include Aviation, Insurance, Contracts
(commercial and government), Litigation, and Regulatory matters.
PROFESSIONAL EXPERIENCE:
Chartis Aerospace, Atlanta, GA 9/09 - present
Claims Counsel, Manager - Airports and Specialty Accounts
. Manage all litigation efforts for international and domestic, high-
value claims
. Aviation and P&C Adjuster; mediate/litigate multi-million dollar
claims
. Single Point-of-Contact for large Insureds and defense counsel
Nelson Mullins Riley & Scarborough, Charleston, SC 1/08 - 9/09
Attorney (Aviation, Regulatory Matters and Contracts)
Litigation
. Outside counsel for Delta Air Lines - regulatory (civil and
certificate action) and insurance defense
. Outside counsel for USAU, Global Aerospace, AIG and various other
insurance entities
. Represent airline pilots and mechanics in FAA enforcement
proceedings
. Customs and Boarder Patrol v. Client - successfully reduced civil
fine from $6.1M to $0, with offsets
. FAA v. Clients - successfully reduced certificate sanctions from
revocation to suspension
. FAA v. Client - successfully reduced civil penalty from $144k to
$5k
. Intervened on behalf of client to recover $2M deposit from a major
aircraft manufacturer
Regulatory Matters
. Represented a large multi-national corporation in multi-million
dollar government protest effort
. Led effort to successfully quash protest of client's $9M government
contract award
. FAR and DFAR authority; advise clients on FAR compliance
. Guide clients through FAR Part 135 certification process (On-Demand
flight operations)
. Assist in regulatory matters related to the Delta/Northwest merger
Transactions
. Provide contract preparation/review/negotiations - commercial and
government efforts
. Key legal advisor for $60M acquisition of aircraft manufacturer
(Asset purchase from bankruptcy)
. Represent FBOs in real estate matters; land acquisition, zoning
issues, lease/purchase agreements
. Represent purchasers/sellers in GA aircraft - >$35M over past four
years
. Establish numerous aircraft lease agreements for FAR Part 135
operators
. Prepared numerous aviation-related agreements for large multi-
national corporation
Eclipse Aviation, Albuquerque, NM 07/06 - 12/07
Senior Contracts Manager/In-house Counsel (Real Estate, Commercial
Contracts, Regulatory Compliance, Litigation Strategy, Employment and
Corporate Governance)
. Provided general legal analysis/recommendations to the CEO and
senior management
. Managed outside legal counsel activities and provided litigation
strategy
. Contractual responsibility (by functional area): HR; Finance;
Engineering; Flight Training and Simulators; IT; Facilities, and
Safety and Training - defended patent and intellectual property
rights
. Led contractual effort for aircraft and simulator training: $42M-4
year contract, including the purchase of 4 full-motion simulators,
the construction of a 40,000 sq. ft. facility and the training of
55 full-time instructors and mentor pilots
. Led contractual effort to establish Eclipse Pilot Training (Type
Rating and Recurrent Training): $100M-10 year contract with a multi-
national training services provider, headquartered in Amsterdam
. Prepared and negotiated aircraft ownership agreements: Deposit
Agreements, Purchase Agreements, Escrow Agreements and Lease-back
Agreements - including the sale/financing of 200+ a/c Routinely
prepared contracts and agreements for: Construction and
Maintenance; HR; Flight Training and Simulators; IP and Technology;
Real Estate; Software and Licensing
. Led effort for $700k, 3-yr contract for Type Rating and Recurrent
Training for the FAA
. Successful subdivision of 150 acre tract into four separate tracts
- managed entire process, including survey, Phase I/II assessments,
Design Review Board approval, and Senior Noteholder consent
. Prepared, negotiated, executed and administered real estate Lease
Agreements for Eclipse Services Centers in Albany, NY; Gainesville,
FL; Van Nuys, CA and Addison, TX
. Routinely prepared Professional Services Agreements, NDAs, Teaming
Agreements and Leases
Jackson and Tull, Space and Aeronautics Technology Division,
Albuquerque, NM 02/05 - 07/06
Legal Counsel/Deputy Division Manager (Transactional, Litigation,
Government, Arbitration and Employment)
The lone attorney employed to support 250+ employees, directly
responded to all legal matters
Served as in-house counsel to support Corporate (District of Columbia)
and regional offices
. Provided general legal analysis/recommendations to the President
and senior management
. Managed outside legal counsel activities
. Prepared, negotiated, executed and administered Lease Agreements
for regional offices
. Successfully led acquisition, managing outside counsel, of $40M
company with 5 regional offices
. Prepared and administered legal documents, including Consulting Fee
Agreements, Professional Services Agreements, Strategic Business
Alliance Agreements, and Contracts/Subcontracts
. Conducted legal analysis, prepared demand correspondence, outlined
litigation strategy, and facilitated settlement efforts for company-
wide litigation
. Represented company in all negotiation and settlement efforts
. Conducted workplace investigations for reports involving
allegations of misconduct
Managed daily support operations of the 70+ employee division, to
include supervision of Security, Human Resources, Finance and
Information Technology
. Negotiated contracts with various governmental agencies and
commercial entities
. Revamped employee appraisal/self-appraisal system
Alternate Facilities Security Officer
. Department of Defense TS/SSBI clearance
Proposal Development and Management
. As Proposal Manager, successfully directed $50M/3-year re-compete
effort
Former NM State Senator Mickey Barnett, Albuquerque, NM 03/04 - 02/05
Attorney - Campaign and lobby efforts; litigation and transactional
matters.
Haynes and Boone, L.L.P., Richardson, TX 10/02 - 03/04
Attorney -Business Transactions, Business Planning, Corporate
Governance and Real Estate
Represented clients in public securities offerings, mergers and
acquisitions involving public and privately held entities, and general
corporate matters
. Conducted $25MM Series D financing and merger/reincorporation in
new domicile
. Represented client in simultaneous Rule 144A Offering/Tender
Offering for outstanding debt
. Represented client in $150M subsidiary spin-off transaction,
advised client on dividend declaration and "anti-takeover" defense
measures
. Represented and advised client in $60M equity investment in
publicly-traded company
. Conducted due diligence and contract review, identified
contingencies to enable the client to avert filing the largest
bankruptcy in US history
. Conducted due diligence in support of $250M acquisition in the
steel industry
Advised clients on SEC compliance and corporate governance issues
. Presented Sarbanes-Oxley Act of 2002 seminars (Professional Conduct
for Attorneys)
. Presented Sarbanes-Oxley Act of 2002 seminars (Corporate Governance
for Officers/Directors)
Represented clients in state/municipal and commercial real estate
transactions
. Drafted Legal Opinion Letter on validity of real estate contract
with the State of Texas
. Represented client in multi-million dollar commercial lease with
the City of Dallas
. Represented client in multi-million dollar commercial acquisition -
drafted leases/easements
. Performed economic analysis of Franchise Agreements and Management
Agreements
. Represented client in multi-million dollar bank portfolio
acquisition involving multiple properties in multiple states
EDUCATION:
Southern Methodist University - Dedman School of Law; Dallas TX
Juris Doctor, May 2002
. Hatton W. Sumners Scholar
. Phi Delta Phi Legal Honor Society
. Securities and Exchange Commission Law Student Observer Program
(Enforcement Branch)
University College, Oxford University; Oxford England
. Comparative Studies - U.S./English Common Law, Graduate
Certificate, August 2000
University of New Mexico - Anderson School of Management; Albuquerque
NM
Master of Business Administration, May 1999
Webster University; Albuquerque NM
Master of Arts (with Distinction), Counseling Psychology, August 1997
Baylor University - Hankamer School of Business; Waco TX
Bachelor of Business Administration, Computer Information Systems, May
1989
. Baylor University Honor Council, Vice President
. Air Force Pilot Scholarship; Distinguished Graduate, Air Force ROTC
program
. Commandant's Award/Top Graduate, Air Force Officer Basic Training
PRIOR PROFESSIONAL EXPERIENCE:
Intel Corporation, Fab 11, Rio Rancho NM 07/97 - 08/99
Manufacturing Group Leader; Intellectual Property Advisement Team
Air Force Research Lab, Advanced Weapons Directorate, Kirtland AFB NM
10/95 - 07/97
Chief, Operations and Support, Satellite Assessment Center
Source Selection Evaluation Board Member for Government Contract
Solicitation
Honorable Discharge from the USAF - rank of Captain (O-3)
12th Flight Training Wing, Columbus AFB MS/Randolph AFB TX 01/90 -
10/95
Instructor Pilot/Scheduling Officer, United States Air Force, Northrop
T-38 Talon
PROFESSIONAL LICENSES/AFFILIATIONS:
. Admitted to the State Bars of South Carolina, '08; New Mexico, '04;
and Texas, '02.
. Admitted to the US District Court, District of New Mexico, '04 and
Northern District of Texas, '02
. Council Member, Aviation Section, Texas State Bar - 2007 to 2009
. Lic. P&C/Aviation Adjuster: AK, AR, DE, GA, ID, KY, OK, OR, NH, NC,
NV, NY, ME, TX, UT, VT, WA, WY and WV
. Lawyer-Pilots Bar Association
. Panel Attorney for Aircraft Owners and Pilots Association (AOPA)
Legal Services
COMMUNITY SERVICE:
. Dallas Volunteer Lawyers Program and Legal Aid of Northwest Texas
Neighborhood Legal Clinic
. Meridian Circle Young Leaders Society - United Way of Central New
Mexico
. New Mexico Special Olympics, Executive Planning Committee
. Pro Bono attorney for Crisis Ministries in Charleston, SC
Publications and Presentations:
"Very Light Jets: The Legal Opportunities in an Emerging Market," Aviation
Section, Texas State Bar Annual Meeting, 2007; "Directors' Duty to Respond
to Whistleblower Reports and Implement a Compliance Program," Haynes and
Boone's Legal Officers Forum, 2003; "Attorney Standards of Professional
Conduct: Practical Implications for Legal Departments and Law Firms,"
Haynes and Boone's Corporate Officers Forum 2003; "Sarbanes-Oxley Codes of
Ethics: Practical Considerations," Haynes and Boone Legal Officers Forum,
2002.