Manager Management

Julian T. Ho, CPA * West **st St, Apt. *H, New York, NY

10001

718-***-**** . ************@*****.***

EXPERIENCE

Principled Capital Management, LLC

April 2008 to Present

Finance Associate

New York, NY

Review NAV and investor allocation calculations (includes administration,

management, and incentive fee calculation) for each Class and Series for 2

Onshore Funds and 1 Master-Feeder Structure Offshore Fund with total AUM of

$1 Billion

Work with various products including equities, bonds, options,

warranty/right, and swaps

Designed new swap review process incorporating swap trade summary and

allocation, swap realized and unrealized profit and loss, and swap DVD and

interest review

Perform month-end reconciliation for custody positions, cash, profit & loss,

dividend receivable/payable, interest income/expense, stock rebate to prime

brokers, custodians, and banks.

Play active role in cash and risk management by monitoring cash balances and

handling margin calls. Suggest cash movement between prime broker and

custodians based on internal target margin, counterparties' margin

requirement, and asset allocation (equity value and cash balance).

Prepare financial statement highlights: Build spreadsheet to feed monthly

information into financial statement highlight summaries. Work with auditors

to complete mid-year and year-end audits.

Review K-1s: Review and verify tax adjustment due to temporary and permanent

differences between book income and taxable income (e.g., difference in

organization expense acceleration treatments).

Prepare annual budget: Determine cost drivers by compiling and analyzing

trend from prior 2 years' expense behavior. Act as liaison with finance

manager and legal counsel in gathering research expense and legal expense to

forecast next year's expense. Adjust budget monthly according to expected

consumption trend and provide administrator with updated accrual.

UAL Corporation

July 2006 to April 2008

United Airlines Sarbanes Oxley Act (SOX)

Auditor Chicago, IL

. Hedge accounting (FAS 133) audit experience: Calculated realized

gain/loss of settled of Foreign Currency Forward Contract and Fuel Hedge

Contract. Recalculated mark-to-market of unrealized derivative gain/loss

and traced adjustment to general ledger.

. Played key role in developing SOX compliance annual audit plan by

evaluating risk assessment of business processes and effectiveness of

control activities. Recommended Financial Compliance Manager allocate

resources to perform thorough audit of higher-risk business processes.

. Communicated SOX test results to General Auditor, Financial Compliance

Team (FCT), and related management and provide remediation if

operational/design gap exists. Recommended business process changes to

impacted business units to enforce internal control activity.

. Recommended and discussed 5 remediation initiatives to management in 2

business divisions and provided timeline to ensure timely

implementation. 80% of remediations were implemented within 6 months.

. Initiated and designed audit database to support UAL's company-wide

Enterprise Resource Planning. By enabling auditors to input audit

results and managers to generate audit reports and manage budgeted time

per audit, database increased auditors' and managers' productivity.

EDUCATION & QUALIFICATION

Licensed CPA, State of Illinois since November 2007

University of Illinois (Urbana Champaign, IL)

Master of Accounting Science (MAS), May 2006. Cumulative G.P.A.: 3.34.

University of Arizona (Tucson, AZ)

B.S.B.A - Accounting, Cum Laude, December 2004. Cumulative G.P.A.: 3.7.

. Dean's List, U.S. National Society of Collegiate Scholars, Golden Key

Honorary Society.

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