EXPERIENCE
The Quantum Group, Inc., Wellington, Florida
September 2009 - May 2010
In-House Counsel
(Reporting to CEO of a publicly traded healthcare services and technology
company; company has suspended its operations)
. Responsible for all legal matters of the company, including drafting,
reviewing and negotiating business contracts, SEC filings and
corporate governance
. Drafted term sheets for debt offerings; following up with required SEC
notices and with investors
. Handled all shareholder issues, including Rule 144 matters and share
issuances and transfers
. Drafted and negotiated technology transfer agreements (reseller and
licensing contracts)
. Administered the company's patent portfolio
. Planning the annual shareholders' meeting
MAKO Surgical Corp., Fort Lauderdale, Florida
January 2008 - March 2009
Associate General Counsel
(Reporting to SVP and General Counsel of a publicly traded medical device
company)
. Assisted the company in taking its first steps as a newly public
company; advising regarding securities law and corporate governance
matters and attending meetings of the Board of Directors and Board
committees; interacting with functional managers and other members of
senior management on a daily basis.
. Accomplishments include successfully completing the company's first
ever proxy season, instituting and implementing equity-based benefit
plans, including an Employee Stock Purchase Plan, timely and
accurately drafting and filing periodic and current reports and
registration statements with the Securities and Exchange Commission.
. Drafting and negotiating sales-related contracts and other business
contracts, including technology transfer, consulting and supply chain
agreements.
Concord Camera Corp., Hollywood, Florida
July 2005 - December 2007
Corporate Counsel
(Reporting to VP and General Counsel of publicly traded manufacturing
company; company ceased operations in June 2009)
. Review and draft business contracts and handle general corporate and
securities matters.
. Responsibilities include negotiating business contracts; drafting and
filing periodic and current reports and proxy statements, proxy
solicitation and disclosure issues relating to shareholders' meetings,
and advising as to the application of securities laws and regulations
. Handling general corporate law matters for the company and its foreign
subsidiaries, including preparing and attending meetings of the parent
Board of Directors and Board committees
. Working with the human resources department to resolve employee
issues, including executive compensation matters.
Revelex Corporation, Boca Raton, Florida
September 2003 - July 2005
Executive Vice President and Corporate Secretary
(In-house counsel reporting directly to the CEO of privately held company
licensing its proprietary software to the travel industry)
. Day-to-day responsibilities included drafting and negotiating
agreements for licensing, distribution, development and resale of
proprietary technology
. Handling employee and consultant matters, including drafting offer
letters, employment agreements, severance agreements and consulting
agreements, and administering the company's stock option plan
. Documenting arrangement for outsourcing QC and QA functions to
Bangelore, India
. Meeting with investors, potential investors and investment bankers
. Drafting business plans and private placement memoranda
. Overseeing general corporate matters including implementation of
annual shareholder meetings, preparation of shareholder/investor
communications, formation of subsidiaries; overseeing outside
litigation and patent counsel.
Edwards & Angell, LLP, West Palm Beach, Florida
October 1999 - August 2003
Associate
. Private equity financing, corporate and securities transactions and
regulation compliance matters
. Representation of a variety of publicly and privately owned entities
on matters of general corporate law, including shareholder agreements
and other compensation arrangements, and employee benefit plans and
other stock-based incentive plans
. Advising public company clients in various transactional matters
relating to the federal and state securities laws, including mergers
and acquisitions and going-private transactions
. Drafting and filing SEC periodic reports and registration statements,
proxy solicitation and disclosure issues relating to annual and
special shareholders' meetings, shareholder relations and shareholder
proposals, insider reporting obligations and short-swing trading
issues.
Representative transactions included:
. Going-private transaction/management buyout of Florida
homebuilder in an all-cash merger
. Registration Statement on Form SB-2 to register shares of
common stock and warrants for selling stockholders and
related pre- and post-effective amendments
. Reverse share exchange among a public reporting company and
two privately held entities
. $50 million in PIPE transactions for a public company
client
. Formation of the U.S. manufacturing facility of an Israeli-
based electronics subcontractor, including an asset
purchase and legal advice on operating in the United States
Steel Hector & Davis LLP, West Palm Beach, Florida
1996 - 1999
Associate
Corporate and securities, including mergers and acquisitions, employee
benefit plans, SEC filings and bond re-financings
Steel Hector & Davis LLP, West Palm Beach, Florida
Summer 1995
Summer Associate
Multi-state securities (blue sky) law research, general corporate matters,
deposition summaries
EDUCATION
Nova Southeastern University, Shepard Broad Law Center, Fort Lauderdale,
Florida
Juris Doctor Degree, summa cum laude, awarded May 1996
Honors: Nova Law Review, Staff Member 1994 - 1995
International & Comparative Law Journal, Staff Member 1995 - 1996
Moot Court, 1994 - 1995
Tuition Scholarship Recipient, 1993 - 1994
Multiple Book Awards
Florida Atlantic University, Boca Raton, Florida
Bachelors of Business Administration Degree with honors (4.0 GPA), awarded
August 1993
Barnard College, Columbia University, New York, New York
Undergraduate studies in humanities, courses in German language and
literature
BAR ADMISSION: Florida
MEMBERSHIPS
Association of Corporate Counsel-South Florida Chapter, Former Board Member
America Israel Chamber of Commerce-South Florida Chapter, Former Board
Member
PUBLICATIONS
Freedom of Access to Clinic Entrances Act of 1994: The Face of Things to
Come? 19 Nova L. Rev. 1083 (1995).
Limited Liability in Registered Limited Liability Partnerships: How Does
the Florida RLLP Measure Up? 20 Nova L. Rev. 1299 (1996) (co-authored with
Prof. Marilyn B. Cane)