Brian Cosmello
*********@*******.***
**** ******* ***, *******, ** 27614
Phone: 727-***-****
Professional Experience
Bank of America Investments
New York, NY
Equity Capital Markets: Vice President-Senior Product Specialist:
November 2007-
December 2009
. Expertise in Equity Syndicate delivery and distribution to all BAI Full
Service and Private Bank High Net Wealth channels
. Responsible for marketing, executing and allocating new issue equity and
equity-related products offered in the primary market
. Product mastery and knowledge of IPOs, Follow-On Offerings, new issues of
Closed End Funds, SPACs and Convertible Securities
. Support of the index-based allocation methodology, accounting for
Syndicate participation, Assets under management, and BAI Revenue
. Operational guidance in navigating and utilizing the Syndicate Deal
Center, the delivery system offered through Ipreo, a third party vendor
. Daily participation in the BAI Capital Markets Morning Call to provide
color and commentary on the upcoming Syndicate calendar
. Frequent office visits, conference calls and group presentations to
promote Syndicate Deal fundamentals, revenue generating ideas and product
teach-ins
. Coordinate the internal delivery and analysis of retail sales memos and
preliminary prospectuses for marketed deals
. Track monthly Syndicate revenue, monitor deal performance, and create and
distribute the monthly Equity Syndicate newsletter
Bank of America Investments
Charlotte, NC
Equity Capital Markets: Assistant Vice President-Block Execution Trader:
July 2002-
October 2007
. Superior trade execution for High Net Wealth Financial Advisors, Private
Client Service Advisors, and Wealth Management Advisors
. Buy side trading discretion and order management, while utilizing the
resources as a sell side desk at the Bank
. Provided multiple trading strategies and recommendations for block orders
of stocks, options and foreign securities (local and US markets)
. Responsible for order flow, trade management, and best execution with
equity orders routed to Broker Dealers, primarily Bank of America
Securities and Fidelity Capital Markets
. Designed hedging strategies for concentrated positions and overall market
exposure, including risk and reward discussions using options
. Executed orders from the BAI Control and Restricted Desk, including 144
and 145 stock, 10B5-1 plans, prospectus sales, etc.
. Presented our trading desk's capabilities in conferences nation wide as
part of the Equity Capital Markets Road Show
. Worked directly with the Equity Research and Strategy Group to provide
the field with any major market activity, changes, and news
Delta Based Strategies Partners LP New
York, NY
Assistant Options Trader (AMEX):
September 2001-June 2002
. Worked directly with the head market maker in the Nasdaq 100 Index
Options (NDX, MNX, and QQQ)
. Was responsible for hedging the deltas of all option trades, executing
Nasdaq futures or Nasdaq 100 shares
. Executed option trades away on the Pacific Coast, Philadelphia and ISE
exchanges
. Was responsible for the communication of levels, trades made, and market
activity to fellow DBS market makers at the CBOE
. Updated and tracked the company's options position and long or short
stock position
J. P. Morgan New York, NY Equity Sales and Trading Training
Program:
September 2000-August 2001
. Completed a ten-week global markets training program which covered
principles of accounting, equities, multiple derivative products, and
fixed income securities
. Placed as an analyst in the Equity Sales and Trading Rotation Program
. Series 7 General Securities Certified; Series 63 Certified
. Served as a clerk on the floor of the New York Stock Exchange
. Assisted Listed and OTC equity traders with order flow and communication
exchange
Computer and Systems Literacy: Bloomberg, Reuters, Bridge, FBSI,
Streetscape, APL, ACT, OCS, Ipreo, Redi, Instinet, Discovery, Case Manager,
Board Analyst, MS Outlook, Excel and Word
Education
University of Pennsylvania
Philadelphia, PA
Bachelor of Arts in Economics, May 2000
. Interned at George Weiss Associates (Hedge Fund in New York City) as an
Assistant Equity Trader
. Four year starter and letterman on the Varsity Football Team (1996-2000);
Ivy League Champions in 1998 Season
. National Football Foundation and College Hall of Fame National Scholar
Athlete
. GTE Academic All-American; Academic All-Ivy League; All-Ivy League
Fullback; Rookie of the Year