High School Management

LeeAnn Carlon

**** **** **** ******, ***** Falls, SD 57106

Home 605-***-**** Work 605-***-****

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Over thirty years experience in a broad variety of banking functions.

Summary of Strong experience in establishing and implementing processes for credit

and compliance Self Assessments and communicating results of the

Qualifications reviews to external partners and management. Experience managing

staff responsible for implementing new credit programs.

Compliance Director

Employment 2007 – Present Meta Financial Group, Sioux Falls, SD

Provide regulatory support for implementation of new credit and

deposit programs to the Bank. Assist in development of various Self

Assessments programs. Manage schedules for multiple

simultaneous Self Assessments performed. Interpretation of

regulatory changes and potential impacts for existing and new

products.

Compliance Analyst

2006 – 2007 Meta Financial Group, Sioux Falls, SD

Complete Self Assessments onsite and offsite as the program

necessitated and manage supporting documentation. Participated

in new credit programs and provided compliance support. Assist

with regulatory changes to existing programs. Resource to staff for

compliance questions.

Internal Auditor

2005 - 2006 Meta Financial Group, Sioux Falls, SD

Coordinate collection of information to conduct various audits.

Understand and interpret regulatory requirements as they relate to the

audits and identify potential issues and violations. Assist with auditor

reports and exit interviews to Senior management regarding audit findings

and recommendations.

Compliance Specialist

2002 - 2005 Wells Fargo Financial Bank, Sioux Falls, SD

Schedule and perform test work and monitoring the bank’s products,

services, policies and procedures relating to compliance. Responsible for

interpreting regulatory requirements, reporting results to management,

assisting with implementing policies and procedures relating to

compliance. Participate in the development of new products and services

to ensure compliance requirements are addressed.

Compliance Specialist

2000 - 2002 Marquette Financial Companies, Sioux Falls, SD

Established and maintained a compliance loan review schedule for the

mortgage, retail, commercial/agricultural, dealer and specialized areas of

the bank for a five-state area. Responsible for providing reports which

outline the review results to the Bank Presidents. Research and provide

support to bank personnel regarding compliance inquiries. Provide

assistance with the bank compliance monitoring program. Review local

marketing ads for compliance approval. Assist with maintenance of loan

documentation software and provide training on its use.

Viborg Public School, Viborg, SD

Education Graduted 1978

High School Diploma

American Banking Institution, Sioux Falls, SD

Course: Principles of Banking

References are available on request.

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