Training Service

JOHN W. WARD, CAMS

**** **** ****, *******, ** **527

Email: abjkdc@r.postjobfree.com

(Home): 919-***-****

(Cellular): 919-***-****

Career objective: To obtain a meaningful and challenging position that

enables me to contribute my experience and skills in the areas of

investigations and compliance with an opportunity to utilize my leadership

and teamwork skills.

EXPERIENCE

2007-Present: RBC Bank (USA) Raleigh, NC

Anti-Money Laundering (AML) Investigator

. Working knowledge of Bank Secrecy Act - Anti Money

Laundering/OFAC/USA Patriot Act Regulations; providing ongoing risk-

based monitoring of the accounts and transactions of clients to

assure compliance with the Bank Secrecy Act, the USA Patriot Act,

and other applicable rules and regulations. Utilizing external and

internal systems to detect investigate and report risks and

suspicious activity. Analytical thinking ability; Maintain good

project management and organizational skills.

. Possess significant experience and extensive knowledge of the types

of information required to conduct more advanced anti-money

laundering investigations in an operations environment, Knowledge

of related outside regulatory and law enforcement agencies, their

services, roles and responsibilities.

. Skill in writing concise, logical, grammatically and correct

analytical reports to explain unusual activity and preparing

Suspicious Activity Reports for submission to the Department of

Treasury's Financial Crimes Enforcement Network. Use of both verbal

and written communication to make recommendations for use by lines

of business in determining risk and law enforcement actions.

. Proficient with using various Microsoft and other computerized

programs and software.

2006-2007: Fraud Investigation & Prevention Services, LLC

Clayton, NC

Owner/Investigator (Self-Employed)

Providing professional investigative and prevention services to

clients in the area(s)

of; fraud investigation and fraud prevention, consulting, pre-

employment screenings and background investigations.

2005-2006: First Citizens Bank

Raleigh, NC

Anti-Money Laundering (AML) Investigator

. Providing ongoing risk-based monitoring of the accounts and

transactions of clients to assure compliance with the bank Secrecy

Act, the USA Patriot Act, and other applicable rules and

regulations.

. Review alerts generated by the SAS surveillance system and other

money laundering detection systems to identify potential money

laundering activities.

. Initiate investigations through the Case Management System on those

alerts that may require the filing of a Suspicious Activity Report

(SAR).

. Maintain a high level of expertise with the respect to Anti-Money

Laundering rules & regulation, technical tools, reporting tools, MS

Office, ability to conduct internet research, Accurint, and other

research tools. Ability to write clearly and concisely.

2004 - 2005: State of Florida Department of Financial Service/Office

of Financial Regulation West

Palm Beach, FL

Financial Crimes Investigator

Conducting investigations to protect consumers from illegal

activities of financial

institutions and financial service companies, while preserving the

integrity of

Florida's markets and financial service industries.

Present violations in clear and concise written reports of Florida

State Statutes for

administrative, civil

and/or criminal prosecution.

Developing investigative leads, computer research, collection of

evidence, and

scheduling data for presentation to support violations pursuant to

Florida State Statutes.

Preparation and serving investigative subpoenas associated with

investigations.

2003 - 2004: State of Florida Division Highway Safety Motor Vehicles

Region 9, FL

Compliance Examiner

Conducting on-site inspections for dealer license applicants to

determine if the facility

meets minimum state standards for licensing as a motor vehicle

dealer. Audits of licensed dealers conducted to determine

compliance with Florida State Statutes and Codes.

Investigation of consumer complaints and involvement in

resolution by methods

of mediation, referral for administrative actions

against improper actions

committed by dealer, and/or referral for criminal prosecution.

Discovery and investigation of fraudulent practices involving

licensed and unlicensed

dealerships, odometer fraud, vehicle title and registration

fraud.

Maintain professional relationships with local and state law

enforcement agencies, insurance companies,

county tax collectors, and auto theft units.

2002-2003 State of Florida

West Palm Beach, FL

Division of Driver's License Examiner I

Conducting functions relevant to verification of identification of

individuals seeking lawfully obtained State of Florida

identification and/or driver's license.

Administering and evaluating Florida State approved driver's exams

and road tests.

Collection of appropriate fees associated with licensing and re-

instatements

1991- 2001 Jupiter Police Department

Jupiter, FL Detective (retired)/Criminal Investigations

Section/Policeman/Field Training Officer/Patrol Division

* Conduct, schedule, and execute all legal functions

necessary to accomplish, and

complete thorough criminal investigations including Crime

Scene Investigations.

Conducting extensive criminal investigations while utilizing

various investigative techniques.

Responsible for the successful investigations of numerous

criminal and non-criminal cases including but not limited to

crimes against persons, property, fraud, missing persons,

crimes/exploitation of children and computer related crimes.

Conducting interviews while utilizing indirect and direct

methods of interviewing techniques.

Execute all functions necessary to safeguard public safety

and provide responsive community service.

Responsible for the training of new police recruits.

Active in community orientated policing activities; work

cooperatively with individuals and community organizations in

developing team approach to public safety while presenting

information to stimulate increased participation.

EDUCATION

1987-1989 Hilbert College

Hamburg, NY

A.A., Criminal Justice.

1990-1991 Palm Beach Community College

Lake Worth, FL

Palm Beach Community College Police Academy.

Florida Department Law Enforcement Basic Recruit Certificate

of Completion for Law Enforcement Officers

Interests

Computers and computer investigations/forensics, football,

hockey, and family functions.

Training and certificates

Certified, Anti-Money Laundering Specialist/Investigator

(ACAMS)

Numerous Anti-Money Laundering/Fraud and BSA Training

Crime Scene Procedures

Collection & Preservation of Evidence

Computer Forensics Legal Issues

Computer Crime Investigators

Computer Forensics: Data Recovery and Analysis

Cyber Crimes Investigations

Unusual Injury and Death Investigations

Computerized Voice Stress Analysis Examiner (Truth

Verification)

Organized Crime/White Collar Crimes Investigations

Interviewing Techniques for Sex Offenders & Investigating

False Allegations

Interview and Interrogations Training

Narcotics Identification and Investigation

Basic and Advanced Field Training Officer Training

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