Management Financial

Danny Guerra

*** ***** ******* ******, ******, CA 93436

******@***.***

805-***-****

Certifications

Certified Public Accountant

Certified Management Accountant

Certified Financial Accountant

Certified Fraud Examiner

Certified Internal Auditor

Certified Treasury Professional

Certified Forensic CPA

Certified Sarbanes-Oxley Professional

Certified Forensic Accountant

Certified Forensic Consultant

Certified in Financial Forensics (A.I.C.P.A.)

Certified Financial Services Auditor (Pending)

Professional Experience

Internal Auditor, 2/1/2007 – 9/17/2010

Pacific Western Bank (formerly Los Padres Bank) – Solvang, California

My duties for this position are to test the strengths and weakness of the internal

controls.

My responsibilities as the internal auditor included:

• Determine the reliability of information produced within the institution and the

effectiveness of internal policies and procedures.

• Assist management in attaining the most effective and efficient administration of

the institution operations by making recommendations for improvements.

• Assist management in fulfilling its responsibilities under statutes, regulations, and

directives such as those required by sections 112 and 132 of the Federal Deposit

Insurance Corporation Act (FDICIA) and 12 CFR Part 363 and the Sarbanes-

Oxley Act of 2002.

• Ascertain the adequacy of controls on risks of loss.

• Create and implement audit programs to ensure the institution is in compliance

with the provision of the Gramm-Leach-Bliley Act of 1999 (“GLBA”).

• Reported my finding to the Audit Committee.

Chief Financial Officer, 10/1986 – 1/2007

Guerra’s Custom Farming, Inc. – Lompoc, California

My duties for our family business included:

• Preparing corporate income taxes

• Preparing payroll

• Preparing payroll tax forms

• Analyzing shareholder loans

• Preparing corporate minutes

• Preparing and signing all accounts payable

• Computerizing all aspects of the business in the mid 1980’s

• Preparing all land leases

• Preparing all accounts receivable invoices

• Handling the accounts receivable collections

Chief Financial Officer, California Farm Labor Contractor, 4/1986 – 9/2005

Santa Barbara Farms, LLC – Lompoc, California

Hours per week: 55

Directed and coordinated the financial affairs of the companies according to financial

principles regulations.

Typical functions included:

• Establishing major economic objectives and policies for the companies

• Extensive cost accounting for produce cartons grown

• Directing and preparing financial analyses of operations for guidance of

management

• Reporting and recommending policies and programs to top management

• Planning and directing new operational procedures to obtain optimum efficiency

and reduce costs

• Establishing extensive lines of credit

• Directing receipts, disbursements, and expenditures of money and capital assets

• Approving and signing documents affecting monetary transactions

• Directing the activities concerned with safekeeping, control, and accounting for

assets and securities

• Directing preparation of budgets and financial forecasts

• Analyzing department budget requests to identify areas in which reductions could

be made, and allocating operating budget

• Directing the preparation of reports which outline financial position of the

companies in areas of income, expense, and earnings based on past, present

and future operations

Certified Public Accountant, 6/1978 – 4/1986

Bartlett, Pringle, & Wolf Certified Public Accountants, Santa Barbara, California

Hours per week: 45

• Preparation of Audited Financial Statements

• Preparation of Individual Income Tax Returns

• Preparation of Corporate Income Tax Returns - Subchapter 'C'

• Preparation of Corporate Income Tax Returns - Subchapter 'S'

• Preparation of Partnership Income Tax Returns

• Preparation of Fiduciary Income Tax Returns

• Preparation of Estate Tax Returns

• Preparation of Employment Tax Returns

• Preparation of Domestic International Sales Corporation Tax Returns

• Handled Client IRS Tax Audits

Education

Bachelor of Science in Accounting, 5/1978

Minor in Mathematics

Arizona State University

GPA: 3.6 (out of 4.0)

References

Susan Weber 805-***-****

Pacific Western Bank (formerly Los Padres Bank)

Chief Lending Officer and Executive Vice President

Paul Halme 805-***-****

Board of Director for Los Padres Bank

Audit Committee Chairman

Kerry Steele 805-***-**** hm, 805-***-****

Pacific Western Bank (formerly Los Padres Bank)

Chief Financial Officer

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