Security Management

Timothy J. Victor

***** ****** ******

San Antonio, T.X. 78257

(Cell) 914-***-****

Email: abhk2o@r.postjobfree.com

EXPERIENCE:

Alliance Bernstein L.P. White Plains, NY/San Antonio,

TX

Corporate Actions Analyst March 2008 - June 2009/October2010 -

Current

. Assist in testing in new Custodian online systems and potential

automation in order to decrease risk to Clients and Firm.

. Train new employees on the various Internal & Vendor systems used for

daily work functions.

. Primary contact for Custodian/Vendor notifications process.

. Responsible for the coordination and processing of all Foreign and

Domestic corporate actions for all security types.

. Notify portfolio managers of relevant corporate action information and

deliver responses to custodians

. Assist the Vice-President in daily planning, delegating, workload

balancing and familiarization of corporate actions processes and

procedures.

. Obtain corporate actions proceeds for corporate actions processing to

post on the accounting platforms.

. Prioritize the daily workload of the Voluntary Corporate Actions group

to accommodate time critical and high risk events

. Assist in identifying opportunities to improve processes and mitigate

risk within departmental functions.

. Central point of contact for specific internal and external clients.

. Subject matter expert for projects, initiatives, and daily corporate

action processing.

. Ensure effective Risk Management by coordinating end of day reports to

ensuring timely escalation and resolution of pertinent issues.

Reference Data Management Services Specialist June 2009-

October 2010

. Researched, set up, and validated/approved Security Identifiers and

corresponding data on various internal databases for Equities, Fixed

Income, and Derivative Securities.

. Worked with Front office Portfolio Management Groups and Traders on

all Security related queries.

. Liaised with all Middle Office and Back Office departments regarding

daily issues, questions, and concerns regarding Security maintenance.

. Collaborated with various internal departments to resolve data

discrepancies on multiple asset types.

. Maintained Security Cross Reference data using various

Internal/External Security Systems: Boss, PMS, Apex, Longview, KM,

Bloomberg, Rumba, Dart, TMS, Interactive Data Exchange, EDI, and Cusip

web.

. Point person in the monthly Description Report for Fixed Income Client

Reporting.

David Lerner Investment Associates White

Plains, NY

Intern/ Assistant July 2006 -

July 2007

. Collaborated with upper management on clients to assess individual

financial situations and develop strategic financial planning

solutions.

. Oversaw Security transactions, Fund transfers, Margin accounts, and

Option trades.

. Provided Client status reports to Senior Executive on daily, monthly,

and quarterly basis.

. Prepared documents and information on current clients and prospective

clients for Senior Executive seminars/conferences.

Education:

University of Texas San Antonio - Expected graduation 2013

SKILLS:

. Computers: Adequate in Excel, Microsoft Word, PowerPoint, Outlook, and

Access.

. General: Strong Business Relationship Building Skills, Team Player,

Very Detail Oriented.

Contact this candidate