Project Quality Control

Judith "Jude" D. Rickman, Esq.

*** ***** ******, ***. *, New York, New York

****.*.*******@*****.***

Attorney with Second Level Review, Project, Financial Services, Writing,

Foreign Language Skills

LEGAL EXPERIENCE

Quinn Emmanuel May - June 2011

. Electronic review, investigation: issuance and marketing of complex

securitized products and derivatives. Authored short memo on locating

loan origination guidelines and practices in transactional documents

(computational materials and prospectus supplements).

Terramark April 2011

. Document reviewer [in-house], DOJ anti-trust, second request, foreign

language and government classified document review. Lead reviewer,

Portuguese and Spanish documents.

Cravath Swaine & Moore October 2010- March 2011

. Lead team reviewer, second-level, privilege, pre-production checks

and quality control, SEC investigation of possible financial

wrongdoing, telecommunications

. Foreign Corrupt Practices Act Brazilian Portuguese review/paper

documents, research and memorandum writing. Small team: two Cravath

associates, three contract attorneys

DLA Piper July 2010 - September

2010

. Large-team review: indemnification matter - 1940 Act violation.

French translations.

Debevoise and Plimpton March 2010 - April

2010

. Substantive due diligence review of financial and legal documents

(Portuguese, French, Spanish and English) for private placement

bond program; translations from Portuguese.

Paul Weiss December 200 9 - January

2010

. Substantive and privilege review, regulatory investigation for

private equity fund client

Sullivan & Cromwell October 2009 -

December 2010

. Foreign Corrupt Practices Act review, Portuguese, Spanish, French

and English

Deloitte Consulting June 2009 - October 2009

. Document review for private equity and investment banking matter

. Internal Audit related to Foreign Corrupt Practices Act compliance

consulting work

Proskauer Rose LLP March 1999 - December

2008

Project Coordinator / Senior Analyst/ Staff Attorney

. Included one year of multi-lingual contract work chiefly on

investment banking case

. Several years of project coordination work supervising coding and

scanning staff

. Technical lead for transactional, patent, ERISA, immigration

practices

. Department point person on knowledge management for fifty practice

tools

. With Managing Attorney, strategically planned, implemented

electronic filing initiatives

Rickman Law Office (solo practice with few upstate individual clients)

2008 - present

Running Cedar Properties LLC (General Counsel, small real estate company)

2005 - present

FINANCIAL SERVICES EXPERIENCE

DF King 1997 - 1999

Supervisor / Trainer

. Analyzed mergers, REITs, 1940 Act funds, proxy contests

. Trained and supervised 60 agents, wrote shareholder communications

training materials on securities and mutual fund proxy projects

Morgan Stanley Dean Witter 1994 -

1998

Registered Retirement Planning/ / High Net Worth Bond Business Developer

. Series 7 & 63 Registered with NASD [now Financial Industry

Regulatory Authority]

. Marketing, writing of marketing materials for retirement planning

business

Firms: McLaughlin Piven Vogel; Gruntal & Company; Smith Barney: 1987 -

1993

Insurance / COBRA Administrator; Compliance Specialist; Assistant, Bonds

and Equities

. Series 7 & 63 Registered / NASD [FINRA]; worked with CFO, Compliance

Director

. Performed due diligence on HMO plans, handled health insurance

administration and COBRA compliance; promoted from sales assistant

Legal Internships 1993 - 1995

. Vera Institute of Justice, NYS Department of Environmental

Conservation, Adirondack Council, James Bay Coalition, (Fordham

Fellowships)

. Business due diligence and business analysis to facilitate non-

profit spin-off

. Codified compliance and disciplinary procedures for employment

programs

. Legal research and writing on environmental law, regulation,

jurisdictional issues

EDUCATION

. Fordham University School of Law, Juris Doctor, 1996

. Hunter College CUNY, School-wide Honors Program, B.A. Summa Cum Laude,

1992

. Series 7 & 63 Training for NASD [now FINRA] Registrations

. French and English comparative takings law study: Fordham and McGill,

Montreal, PQ

. Spanish and French study, Antioch College, and Aix-en-Provence

. Business and language study: Rosario, Argentina and Rio de Janeiro,

Brazil

. Project Management, (Preservation) Goucher College; Mechanics

Institute (in progess)

. Exceptional facility with document review, practice and litigation

applications and technologies due to large law firm and project

training and support of same

.

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