SOJI APATA

*** **** ****

STREET APT *H

BROOKLYN, NEW YORK. 11212

(347) 471- 6612

abhayi@r.postjobfree.com.

SUMMARY OF QUALIFICATION

I have served in different banking roles for more than 8 years in the

international and local environment with exposure to international

synchronized financial systems. I have in-depth knowledge in AML/KYC

compliance, including,Bank secrecy act and related regulations, commercial

loan, risk management, accounting, financial analysis developing and

maintaining reports .I increase verbal and communication skills, dealing

with a variety of customers, staff members and employees. Self-motivated;

competent of setting up useful priorities and take instantaneous decisions

and apply them to meet given deadlines. Competence in using Microsoft

Word,Microsoft Excel, Microsoft Access and Microsoft PowerPoint.

Professional Experience.

(May 2010 -April 2011) RISK ANALYST

Seamen Services Inc. (NY)

V Assists the CEO and the executive committee to develop and communicate

risk management policies, risk appetite and risk limits

V Cash flow analysis and modelling.

V Assist customers with account reconciliation, invoicing and shipping

questions or problems.

V Monitor customer-paying habits and resolve past due balances through

collection efforts.

V Provide management with timely reports on status of receivable

portfolio for customers.

V Update projects/customer account files.

V Prepare/distribute monthly reports.

V Participating in the analysis of clients' existing reinsurance

programs; recommending and transacting customized reinsurance

solutions

V Assisting client teams in the preparation of presentation materials

and proposals for both existing and prospective clients

V Writing documents for assigned accounts, highlighting business

strategies, risks and objectives

V Analyzing and summarizing complex data and compiling reports

V Attending client and market meetings, with a high likelihood of non-

local travel

(August 2005 - Feb. 2010) AML/KYC COMPLIANCE

HALIFAX BANK. (ENGLAND)

V Perform the required KYC screening on new clients by documenting and

corroborating the information obtained on the client as required by

the Global KYC Procedures utilizing a variety of independent research

sources.

V Front line Compliance coordinator for all internal audits, Compliance

Department examinations and regulatory examinations of the

BSA/AML/OFAC and KYC Compliance Program

V Assist in the development and enhancement of BSA/AML/OFAC and KYC/CIF

Compliance in reviewing specifications, participating and evaluating

through testing and making recommendation

V Performs a variety of money laundering detection related activities in

support of Anti-Money Laundering (AML) regulations designed to prevent

financial-related crimes.

V Assisting with the administration of general and business-specific

BSA/AML/OFAC and KYC related training programs to employees

V Provide AML guidance to the businesses

V Review, resolve and escalate significant AML issues and activities to

senior management;

V Reviewing and assessing new products and services for AML risk;

V Maintaining sufficient understanding of the products and services to

recognize AML risk

V Understanding and monitoring the legal and regulatory environment and

interacting with Product Legal teams as necessary

V Review, validate and progress attested client on-boarding requests

from other business units where the client wishes to trade global

markets products

V Undertake analysis, quality checking and technical approval of

attested profiles

V Liaise with the Client Liaison team, other client on-boarding and

Account Maintenance functions, the business, and Compliance to ensure

that all policies and regulations are followed while provide the best

service to clients

V File Suspicious Activity Reports (SARs) and Currency Transaction

Reports (CTRs) with the AML policies once completeness and accuracy

checks have been performed.

(May 2001 - May.2005) COMMERCIAL LOAN OFFICER

LIOYDS BANK (ENGLAND)

V Maintain and service assigned portfolios and appropriately cross sell

other bank products.

V Maintain close customer contact to ensure continued satisfaction and

to follow or anticipate additional financing needs.

V Interviewing applicants and examining loan applications to ensure

compliance with bank policies, procedures and regulations

V Reviewing credit history to determine eligibility for secured and

unsecured loans

V Approving loans within specified limits and/or referring to a

committee for approval

V Maintaining compliance with the ECO Act

V Serious support and involvement with branch promotions and membership

drives

V Assisting the Branch Manager with establishing and continuing

relationships with our members and potential new members within our AA

family and Transportation Industry markets

V Maintaining knowledge and proficiency in Member Service Representative

functions and serving as a backup MSR when needed

V Review monthly loan payment lists and reports, maintains departmental

files and prepare paperwork on debits, credits and other payments.

V Contact customers regarding delinquent accounts regarding monthly loan

payments and delinquent property taxes.

.

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EDUCATION

University of East London

Master of Science in Financial Management

Olabisi Onabanjo University Bachelor of

Science in Accounting

Olabisi Onabanjo University

Advance Diploma in Marketing

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