Manager Customer
Resume:
R OBERT CLARK
H: 435-***-****
C: 801-***-**** ******@*****.***
E xecutive Summa ry
E xperienced Anti-Money Laundering Compliance Officer. Extensive knowledge of the Bank Secrecy
Act, USA Patriot Act, OFAC, CIP, KYC, G ramm –Leach–Bliley Act and FinCEN Regulations. Will
soon have CAMS certification.
Qualifications
• • Project •
AML Compliance Consumer Lending
M anagement
• Banking • M icrosoft Office
•
Compliance Fraud Detection
• Personnel
• • Financial
Auditing M anagement
Reporting
Work Experience
AML Compliance Officer 2003 – March 2011
QC Financial, Inc. Logan, UT
• Created the company’s anti-money laundering policy and was the Company
Compliance Officer. Provided ongoing t raining to branch and district managers.
Reviewed all CTR’s and SAR’s. Conducted SAR investigations which included
database searches, newspaper clippings, and LexisNexis searches. Monitored and
reviewed t ransactions in order to identify and investigate potential suspicious
activity relating to movements of customer funds via wire t ransfers. A nalyzed the
level and volume of r isk by completing r isk and exposure assessments. Worked with
outside auditors on compliance issues.
• Supervised OFAC searches.
• Audited customer applications for CIP/KYC compliance and fraud detection.
• Created a customer information security policy and was the Company Compliance Officer.
• Continually revised contracts and other legal documents to meet government
requirements.
• Reviewed all state and local Department of Finance audits and oversaw the
company’s audit responses.
• Prepared and reviewed monthly financial reports.
Manager 2002 - 2003
Wal-Mar t Seattle, WA
• Cash Reconciliation, Wire Transfers, legal compliance
College I nst ructor 2006 – Present
Stevens-Henagar College Logan, UT
• Math, Operations Management
Education
MBA Completed 2002
U tah State University
BS Pre-Law Completed 2000
U tah State University
Other
Parat rooper 1990 – 1994
82nd A irborne Division Fort Bragg, NC
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