Assistant Customer
Resume:
MYONGJIN IM
Stamford, CT *6905
**********@*****.***
SUMMARY: Internal Auditor and Anti Money Laundering professional with
experience in Domestic, International Operations and
Patriot Act requirements within a Financial Institution.
Comprehensive knowledge in Anti Money Laundering/Bank
Secrecy Act, Anti-Boycott, Loans, Back Office Deposit
Operations, Financial Subpoenas, ATM Balancing, Returned
Check Reconciliations, Letters of Credit, Due From Banks,
Financial Privacy Act, Branch Operations, Insurance,
Abandoned Property, Hold/Returned Mail, Pledged Assets,
Negotiable Instruments, Wire Transfer, General Compliance,
Official Checks, Purchasing and Miscellaneous Expenses.
EXPERIENCE: Carver Federal Savings Bank, New York, NY
Assistant BSA Officer August 2006 -
March 2009
. Responsible for review of Customer Identification
Program (CIP), Currency Transaction Report (CTR),
Monetary Instruments, OFAC, 314(a) and PEP regulatory
requirement.
. Responsible for daily, monthly and quarterly monitoring
of large cash transaction reports identifies specific
transactions, trends and patterns which are considered
unusual or suspicious in nature and notifies the
branches as to the enhanced due diligence documentation
needed from the customer to support the detected unusual
and/or suspicious transactions.
. Determining whether a Suspicious Activity Report (SAR)
should be filed in the event enhanced due diligence
documentation does not support transactions that are
considered unusual/suspicious.
. Reviewing in conjunction with the Compliance Officer,
SAR(s) for completeness, accuracy and timeliness.
. Responsible for ascertaining customers risk rated are
appropriate and making the necessary revisions on those
that requires revision due to type of business or
transactions.
. Assist in the periodic updating of the Banks AML/BSA
policy and procedures to ensure compliance with new
regulations.
. Responsible for the annual preparation of the corporate
wide and BSA/AML risk analysis process.
. Serve as a project team member for new product design,
development, review of testing and deployment.
. Assist in coordinating and complying regulatory agencies
examinations request for documentation.
Carver Federal Savings Bank, New York, NY
Auditor February 2005
- July 2006
. As the in-charge/team leader supervised departmental and
branch audits.
. Conducted BSA/AML and general compliance audits.
. Prepared automated workpapers, summarized audit findings
for inclusion in the draft report.
. Reviewed team members audit work for correctness and
effectiveness.
. Assisted in the annual risk assessment of bank
activities.
. Identified key internal controls for Sox 404 reviews to
be performed in conjunction with internal audit
activities to be examined.
Korea Exchange Bank, New York, NY
Auditor March 2000 - April
2004
. Planned and conducted audit in financial, operational,
branch, Anti-money laundering
and general compliance activities.
. Assisted the Regional Internal Auditor in the
preparation of scope activities to be
reviewed in addition to sample size selection prior to
the commencement of the audit.
. Analyzed audit data obtained for evidence of
deficiencies in controls, duplication of effort, fraud,
or lack of compliance with bank and regulatory policies
and procedures.
. Evaluated the adequacy of audit programs and Internal
Control Questionnaires for enhancement as required.
. Prepared audit report of findings and recommendations.
. Prepared structured current and permanent file
workpapers.
. Monitored and tested that Management has implemented
corrective action and/or recommendations accordingly.
J.J.D. Service Corporation, Long Island City, NY
Accounting Representative January 1999 -
January 2000
. Performed all phases of payroll employing an automated program.
. Processed time sheets, calculated taxes (Federal, FICA,
Union Dues, etc.), prepared payroll statements,
generated payroll checks.
. Processed Account Payables and Receivables.
Flushing Savings Bank, Flushing, NY
Bank Teller June 1998 -
December 1998
. Processed credit and debit transactions according to bank procedures.
. Worked with $10,000 cash drawer daily.
EDUCATION: Baruch College, C.U.N.Y., New York, NY
Bachelor in Business Administration - 1997
Major: Economics
AFFILIATION: Institute of Internal Auditors
Association of Certified Anti-Money Laundering Specialists
(ACAMS)
SKILLS: Knowledgeable with Excel and Word
Bilingual English and Korean
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