Vice President Management

Scott Wasserman

**** ********* *** *******, *** York 11566 (Home) 516-***-**** (Work)

212-***-****

Professional Experience

ASSISTANT VICE PRESIDENT - FIXED INCOME PRIME BROKERAGE

OCT.2007-PRESENT

Citigroup Global Markets Inc New York, NY

1. Act as primary contact for set client base on all operational issues

2. Responsible for ensuring client trades settle in timely fashion, and

managing any failing trades.

3. Provide cash management support to clients by monitoring cash levels,

and processing incoming and outgoing wires.

4. Balance clients account versus in house system.

Specialist - Asset Servicing Equity Prime Brokerage

June 2007-Oct.2007

Citigroup Global Markets Inc New York, NY

5. Supported 8 account managers, which consisted of 95 Prime Broker

relationships.

6. Researched and resolved Prime Broker inquiries regarding corporate

actions and dividends.

7. Liaised between the Prime Brokerage Desk and operations regarding any

adjustments that need to be processed for corporate actions or

dividends.

8. Recommended system enhancements to management on reoccurring issues on

the dividend and corporate action systems.

9. Inputted votes on ADP/Proxyvote.com systems on behalf of client.

Specialist - Fixed Income Reorganization

Oct.2006-

June2007

Citigroup Global Markets Inc/Salomon Bros Inc.

New York,

NY

10. Responsible for interpreting, communicating, and processing all

Domestic, Canadian, and Latin American corporate actions with the

appropriate trading desks, and prime brokerage.

11. Reconciled payments to a zero balance on the corporate actions ledger.

12. Coordinated with contra brokers for clean up of failing trades and

stock loans/borrows.

Specialist - Equity Reorganization

Sept.2004-

Oct.2006

Citigroup Global Markets Inc/Smith Barney.

New York,

NY

13. Setup all mandatory corporate action notices on the Smith Barney

system.

14. Fielded various inquiries from the Smith Barney branches, Prime

Brokerage, and trading desks.

15. Ensured that all breaks on the in house account were reconciled in

timely fashion.

Education

BACHELORS SCIENCE-

FINANCE SEPTEMBER 2000-MAY 2004

University of Maryland, College Park College Park,

Maryland

R.H. Smith School of Business

Series 7, General Securities Registered Representative

Skills

. PROFICIENT IN MICROSOFT OFFICE (WORD, EXCEL,

POWERPOINT, ACCESS)

1. DTC and Bloomberg experience.

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