KRISTEN VETTER
(C) 646-***-****
Austin, TX 78704
E-mail:
******@*****.***
EXPERIENCE
P. Schoenfeld Asset Management, New York, NY 05/2007 - 06/2011
Compliance Associate and Bank Debt Settlement
Worked directly for the General Counsel and CCO on all compliance and legal
issues in the New York and London offices, including monitoring personal
brokerage accounts, email account surveillance, personal trading activity,
claims for security litigations, gifts and entertainment and trade errors.
Participated in forming the company's Compliance Manual and Code of Ethics,
and monitoring global disclosure requirements, cataloguing confidentiality
agreements, engagement letters, service and broker agreements, and assisted
with most legal documentation and review. Assisted in conducting Annual
Compliance Meetings and other compliance projects, attended several
Compliance seminars and continuing education courses. Extensive knowledge
of SEC, FSA and other regulatory authorities' policies and procedures and
The Investment Advisors Act of 1940. Responsible for closing all Bank Debt
Par Loans and Distressed Loans. Assisted the Chief Risk Officer, CEO, CFO,
Analysts and Portfolio Managers in all administrative needs such as travel,
meetings, conferences, phones, expense reports, etc. and in any special
projects needed.
New Plan Excel Realty Trust, Inc., New York, NY
07/2006 - 04/2007
Legal & Administrative Assistant
Prepared and filed documents related to legal proceedings, including but
not limited to complaints, answers, discovery documents and motions.
Maintained legal files and prepared correspondence, reports and other
documents for distribution and/or filing as requested. Processed billings
from network of outside attorneys; maintained expansive litigation and
bankruptcy databases for publicly traded company. Assisted in preparation
of departmental and legal documentation. Provided assistance to in-house
counsel/department director with his management of over 500 pending
litigations for company as well as management, retention and coordination
of nationwide network of outside legal counselors. Assisted in-house
counsel in his role as legal advisor to company on litigations (including
real estate matters), acquisitions, dispositions, general business
transactions and employment matters. Maintained supervisor's calendars and
contact lists. Plan travel arrangements for department. Created, submitted,
and followed up on expense reports for department. Worked with time
management system and assisted in monitoring sick, personal and vacation
days of staff of over forty people. Performed other work and projects as
necessary, including administrative duties such as phone coverage, travel
arrangements and calendaring, and any special projects as directed by
department heads.
The Laury Group, New York, NY
02/2006 - 07/2006
Administrative Assistant
Temped for several companies throughout Manhattan, answering phones, mail
sorting and distribution, emails, packaging and labeling, etc. Long term
assignment at BT Radianz performing the above duties, as well as booking
conferences, ordering food, stocking kitchen, mail postage, using companies
online software for booking resources, rooms, email, etc. Assisted the
Sales department with projects on several occasions.
Amalgamated Research, Austin, TX
10/2005 - 01/2006
Data Analyst
Collected research over the telephone, pertaining to construction projects
on large university campuses, as well as hospitals around the U.S.
Produced and analyzed spreadsheets on data collected.
Wells Fargo Bank, Austin, TX
10/2001 - 11/2004
Lead Teller
Supervised the daily activities of several tellers at traditional, in-
store, and motor banking facilities. Performed customer service functions
for banking customers, including teller transactions, opening and closing
accounts, wire transfers, daily vault balance, and other reporting
requirements. Responsible for the physical opening and closing of bank
branches. Assisted management in training activities for tellers.
Consistently exceeded quotas for teller sales. Promoted to this position
in the summer of 2002, despite only being a part-time employee.
EDUCATION
Texas State University, San Marcos, TX
December 2005
Bachelor of Science- Criminal Justice
SKILLS
Proficient in MS Outlook, Word, Excel, PowerPoint, Access, Symantec,
ClearPar and PACER