Manager Quality

J effrey S. Kantor

**** ***** ******

Mokena, I l l inois, 60448

Cell: 708-***-****

Email Address: j ********@*******.***

Objectives: Dedicated, effective, d isciplined, and highly-skilled p rofessional

w ith extensive experience in the investment industry seeks a challenging and

dynamic position within a fast-paced a nd growth-oriented organization.

Work Experience:

M F Global I nc. C hicago, I llinois

B roker/Floor Manager

A ugust 1995 to December 2010

• Developed and administered t rading and managed desk

for CBOE Futures Exchange (CFE) and Volatili ty Index

(VIX) products.

• Managed and oversaw hi ring, billing, compliance, r isk

management, and supervision of personal for Chicago

Board Options Exchange (CBOE) and CFE.

• Serviced insti tutional and retail customers to provide

value-added price-discovery, liquidity, and execution.

• Provided complete and superior technical and

administrative support for retail online platform.

• Examined front-end platforms for use in our t rading

environment.

• Served as Broker and Floor Manager at CBOE.

• Developed billing procedures for different profit centers

on CBOE f loor.

• Supervised brokers on the handling orders to meet

exchange and industry rules.

• Handle the fi rms and brokers registration for CBOE,

CFE, BOX, AMEX, ISE, and NASQ OMX exchanges.

• Oversaw the audits conducted by the CBOE and CFE.

• Reviewed front-end systems for application on t rading

desk

Shearson Smith Ba rney

C hicago, I llinois

Runner/Wire Cler k/Telephone Clerk

November 1980 to August 1995

• Supervised retail and institutional orders as they came to

t rading desk.

• Developed procedures for routing and prioritizing orders.

• Assisted brokers in the execution of orders.

• Reviewed specifics of all orders for quality of executions.

• Managed t rading issues that arose during execution of

orders.

• Relayed reports and executions to retail and institutional

clients.

Committees:

Member F i r m Operating Committee - CBOE

• Advised CBOE on how various system developments may

effect t rading on the CBOE f loor.

• Researched and scrutinized rule changes to ascertain how

t hey will in fluence the order f low of Member Fi rms.

• Formally voiced the collective opinion of the Member Fi rm

Community to the CBOE.

• Advised exchange on the quality performance of the DPM

Specialist.

B est Execution Committee – M F Global I nc.

• Examined the quality of executions for both equity and

option t rading.

• Developed effective procedures to meet the changing

regulatory environment.

• Examined exchange data on executions and their

conformi ty to exchange regulatory rules.

Education: Southern I l l inois University

M ajor: Economics

Licenses: Series 3, 4, 7, 24, 55, and 63.

CRD #2355979

N FA ID #0326888

Technical Skills: P roficient in MicroSoft Office products (Outlook, Word,

E xcel, PowerPoint), Beta, Betalink, I LX, Floor-Broker workstation, NASDAQ-

workstation, Onechicago, CBOEdirect

References: Personal and/or professional references available upon request.

Contact this candidate