Project Manager Management

Mona A. Azizullah (US. Citizen)

**** *** ****** **** *** Spring, TX 77382

Email: ************@*****.*** Cell: 713-***-****

Executive Summary:

Experience with Audit, Sarbanes Oxley and Enterprise Risk Management SAP

SOX testing with Fortune 500 Global Organizations in the Construction, Oil

& Gas and High Tech Industries. Provided audit Assurance to Senior

Management and collaborated with External Big 4 Auditors for SOX Testing,

Compliance, Remediation and Risk Management. Financial reporting XBRL

rules.

Core Competencies

SOX Testing & Remediation Construction Industry Audits Change

Management

COSO / COBIT Data System Security Big 4 Audit

Collaboration

SAP/ Oracle Audits Disaster Recovery

Governance Risk Compliance

Professional Experience

Executive Management Consulting / Contracting (2007-

Present)

Client:

KPMG Houston TX (Consultant) Oct12 -

Dec 12

IT Internal Auditor Risk Analyst

. SOX Tested PeopleSoft PSFT HCM, PeopleSoft PSFT FSCM automated and

Manual GITC.

. Performed of procedures to support compliance and application controls

compliance with Internal Controls Over Financial Reporting (ICOFR) /

Sarbanes-Oxley 404.

. Tested IT internal controls and assess the adequacy of the execution

of associated key controls, systems and processes.

. Performed transaction and compliance testing to evaluate the

existence, efficiency and effectiveness of internal control procedures

and adequacy of control documentation.

. Assessed compliance with regulations and company standards, policies

and procedures.

Sterling Construction Company. Inc. Houston TX

May12 - July 12

Sr IT Internal Auditor

. Discovered discrepancies in payroll for subsidiary Myers & Sons

. Created Payroll / HR Documentation describing internal control process

owners.

Rowan Companies Inc Houston TX

Sep 11- Nov 11

Sr IT Internal Auditor

. SOX Tested SAP automated and Manual IT Controls in the areas of; Change

Management, Data Security, Network Infrastructure, Backup & Recovery,

User Acceptance testing (UAT), Application and System Functionality.

. Performed complex IT audits for wide area networks, platforms Servers

and business functional processes determined the adequacy of controls

and evaluated effectiveness. These audits include SOX compliance and

integrated audits.

. Executed & documented innovative testing of internal controls on highly

complex and judgmental areas and ensured CAVR (completeness, accuracy,

validity and restricted access).

. Reviewed and assessed raw data files and determined the entire

population for judgmental samples.

. Tested segregation of duties SOD Conflict for the production and

DEV/TEST environments.

Direct Energy Houston TX

July 11- Aug 11

Sr Internal Auditor

. Conducted SOX Testing on behalf of Management for 80 Internal Controls

(Financial & IT areas) out of the total 260 controls.

. Ensured effective compliance with SOX controls and associated corporate

internal control initiatives.

. Audit Liaison between US & Canadian Management took custody of SOX

Process and Control Documentation for Management. Participated in the

development and interpretation of Internal Control's policies and

practices.

. Coordinated information for management and between Branches ensured

internal controls SOX testing is performed, documented and filed and

uploaded to Paisley Risk Navigator.

. Interviewed processor owners based on the controls being tested for the

branch.

Total Safety Houston TX

May 11- June 11

Sr Internal Auditor

. Executed best practices for standard processes and procedures for

inventory compliance.

. Executed SOX compliant processes relating to inventory controls and

ensured corporate policies & procedure were followed for company's

Assets.

. Maintained key process flow charts for inventory control processes.

. Analyzed inventory data, prepared weekly Metrics report.

Fitts Roberts & CO Houston TX

Client: Dover (NYSE:DOV $ 9.06B)

July 10- July 10

Internal Audit

. Worked as an Independent Third party auditor detecting Fraud and

Bribery.

. Audited in excess of >10k documents, Purchase orders. (PO)

. Results Client discovered in excess of 50 potential Fraud and Bribery

cases (FCPA)

. Applied audit principles, standards & evaluated operational systems.

. Conducted independent forensic evaluation and fraud analysis.

. Determined the reliability and integrity of information.

. Provided recommendations to address audit results specific to fraud

and materiality of loss.

Board Member Non Profit Organization- Audit / Compliance Committee

09 - Present

. Established Policies & Procedures for Compliance Committee.

. Executed Chairman of the Board's directive to complete surveys and

collect feedback of Board Members on Compliance & Audit procedures.

. Coached Accounting staff to follow GAAP Accounting Principles when

posting appropriately Funds acquired to QuickBooks.

Cardtronics (NASDAQ: CATM)

Aug 08- Sep 08

IT Professional

. Administered per SOX requirement attestation of SAP R/3 Segregation of

Duties (SOD) conflicts across all IT and Business Applications and

identified over 200 (SOD) incidents.

. Created (SOD) Role Matrix to resolve role conflicts for sensitive

transactions.

Occidental Petroleum (NYSE: OXY $65 Billion)

June 08 -July 08

IT Professional

. Reduced the External Auditor fee by coordinating and conducting SOX

testing & tests of controls.

. Positioned the Client for Sarbanes Oxley Compliance through process

mapping, risk assessment, Documentation and testing.

. Reconciled Trial Balances Accounts in SAP General Ledger of Subsidiary

Occidental Oil and Gas Corporation.

ENI Petroleum (NYSE: E $135 Billion)

Oct 07 - Apr 08

Risk Analyst

. Ensured Joint Venture Billed Charges were in compliance with

Operating Agreement & Documentation

. Oversaw Compliance of Company Business processes and served as an Audit

liaison to Senior Management and the Audit Committee.

. Produced and reviewed Audit Reports for SOX to US and European Executives

and attestation of External Auditor PwC (US Operations).

. Conducted Risk assessments and reviewed Security Controls (ISO 27002) for

SOX applications

. Facilitated Business Unit Owners during remediation of IT GCC

deficiencies and performed Quality Assurance in collaboration with

Internal Audit Department & External Auditors (PWC).

. Educated & trained IT folks on Project Management methodology SDLC

procedures, documentation standards, retaining change management

evidence.

. Developed IT Service level of Agreement's (SLA) with other business units

/ departments and prepared executive KPI (Key Performance Indicator)

Dashboard

FMC Technologies (NYSE: FTI $7.25 Billion)

Feb 07- May 07

IT Internal Auditor

. Established Sarbanes Oxley Audit Documentation in conjunction with IT

Process Owners updating narratives for new and existing applications.

. Created for Senior Management all SOX repositories to address significant

issues.

Wells Fargo (NYSE: WFC $128 Billion) Hillsboro, OR

2005 - 2006

Operations Manager / SOX Project Manager

. Organized IT Risk assessments SOX documentation for Specialty

Underwriting division performed jointly by Internal Audit & External

Auditor KPMG.

. Reported to Senior Executives on weekly progress and significant

findings.

. Audited SAP & Oracle IT Applications & Remediated with Business process

owners and spearheaded with cross-functional teams to make sure SOX

repositories were accurate.

. Chaired multiple projects, teams, evaluated and resolved complex client

problems utilized legal policy documents & worked with different Senior

Risk executives and Specialized Management.

. Administered Wells Fargo secure Specialty Underwriting project in

classifying and clarifying more than 400 Deeds of Trust accounts &

Mortgage documents.

Bank of America (NYSE BAC $140.14 Billion) Hillsboro, OR

2001- 2005

Wilshire Credit Corporation a Merrill Lynch Subsidiary

Auditor / Loan Transaction Manager

. Performed Audit of all Mortgage Documents and Policies with External

Auditor Deloitte.

. Analyzed, translated and prepared Wilshire Mortgage Loan Accounts for

processing and reviewed credit worthiness of prospects in securing Escrow

loans

. Supervised a team of 10 associates and coached them during audits with

resolving mortgage related account issues.

Education

. B.A. Economics, minor Sociology Punjab

University.

. Kaplan University Project Management Courses.

Certifications

Certified Internal Auditor (CIA) Expected 2012

Oracle Database 7i, 8i 9i, SQL, HTML & Java, MS. Office, Excel, Power

Point & Visual Basic

Expected to become Certified Internal Auditor (CIA) in 2013

Languages: English, Arabic, Urdu, Punjabi & Hindi.

Contact this candidate