Management Accounting
Resume:
sean m. quigley
North Merrick, NY 11566
***************@*********.***
work Experience
March 2007 - GOLUB CAPITAL INCORPORATED New York,
NY
February 2011 Controller
Golub Capital Inc., ("Golub") is a a leading provider of financing
solutions for the middle market, including one-loan financings,
senior, second lien and subordinated debt, preferred stock and
co-investment equity. The firm also underwrites and syndicates
senior credit facilities up to $150 million. Golub Capital's hold
sizes range from $5 million to $75 million per transaction.with
offices in New York, Chicago, and Atlanta.
. Controller in NY office with $3.2 billion in assets under
management across more than 12 limited partnerhips/limited
liability companies ("managed investment entities") with
approximately 1,000 limited partners/LLC members. Direct
supervisor of 4-5 people performing accounting, operations
and administrative functions.
. Prepare monthly performance reporting packages to management
of the managed investment entities composed of financial
statements and detailed footnote disclosures, consolidation
and minority interest worksheets, investment and partner's
capital account rollforwards, ratio and performance analysis,
supplemental investment and income schedules, expense
analysis and financial highlights.
. Perform investment and income reconciliations to portfolio
management system used to maintain collateralized loan
obligation (Wall Street Office "WSO") and warehouse
portfolios.
. Prepare monthly capital account statements, net asset values
and investor correspondence detailing fund performance and
historical IRR's.
. Prepare income allocations, investment schedules and
performance-related detail to specific investors based on
side letter agreements.
. Coordinated the annual financial statement audits with
independent accountants.
. Responsible for management company reporting (8 discrete
management companies) compiling financial and statistical
data as well as budgeting and financial forecasts.
. Golub is a complex financial reporting environment with over
150 affiliated entities. Proficient in Microsoft Dynamics
SL, Quickbooks general ledger systems and financial reporting
workbooks.
November 2004 - FIX ASSET MANAGEMENT, INC. New York,
NY
January 2007 Controller
Fix Asset Management Inc (FAM Inc.) New York office supervisor with
responsibility for the accounting functions for five (5) offshore
hedge fund-of-funds with net assets ranging from $50 to $500
million USD, price list personnel who maintain the current and
prospective investments listing, and administrative/accounting
functions for the legal entity FAM Inc. FAM Inc. is one of three
worldwide locations (headquarters in Athens, and another office in
Geneva).
. Supervisor of accounting personnel (1-2 at various times),
price list personnel (2), and administrative/research
personnel (1).
. Primary liaison for NY office with management in Athens
headquarters and the Geneva office
. Aided in the redomiciling of 8 of 15 (the 5 with records
maintained in NY, and 3 others) Fix funds from the British
West Indies to the Cayman Islands, and the appointment of and
transition to new administrators etc. This included drafting
in conjunction with outside attorneys new offering documents,
administrative and management agreements, subscription
documents, etc.
. Maintained Pacific Fund Systems ("Paxus") General Ledger data
and financial reporting workbooks providing firm managers and
investors with weekly fund NAV estimates. Substantiated the
completeness, accuracy, and validity of all financial data
including financial statements, related notes and
disclosures, trial balances, and shareholder capital
statements.
. Coordinated the annual financial statement audits with
independent accountants for the five (5) hedge fund-of-funds.
. Aided in the documentation and updating of firm wide
accounting and operational guidelines as an ongoing quality
control procedure.
. Aided in the introduction of new standardized reconciliation
templates and financial data reports to be used by firm wide
personnel.
June 1999 - CATUS CAPITAL MANAGEMENT, LLC & AFFILIATED ENTITIES New York,
NY
October 2004 Controller
In conjunction with the Chief Financial Officer ultimately
responsible for managing all accounting, finance, operational,
administrative, legal, and MIS functions for approximately twelve
affiliated entities with $100 million in net assets (both limited
partnerships and limited liability companies)
. One of two primary supervisors of all accounting,
operational, MIS, administrative and research functions,
which together had as many as eight employees in total.
. Aided in the design and launch of a public Master-Feeder Fund
structure, including the preparation and review of the
domestic and offshore offering documents, operating and
management agreements, subscription documents, investment
advisory agreements, internal compliance documents, and
communications between independent auditors, and fund
administrators.
. Maintained financial reporting workbooks providing investors
and managing partners/members with monthly and yearly
performance results and related tax information.
. Coordinated the annual financial statement audits and
preparation of tax returns with independent accountants for
the affiliated entities.
. Substantiated the completeness, accuracy, and validity of all
financial data including financial statements, related notes
and disclosures, trial balances, and partner/member capital
statements.
. Created and maintained a financial consolidation workbook
which rolled up all affiliated entities Balance Sheets,
Income Statements, Statements of Partners/Members Capital,
Statements of Cash Flows, and Monthly and YTD Performance
Statistics in accordance with AIMR measurement standards to
assess profitability and aid in budget analysis.
. Responsible for two conversions to a new general ledger
package (MAS 90 to Oracle / Oracle to QuickBooks) and in
conjunction re-engineered the chart of accounts, as well as
the selection, design, and implementation of specific system
controls to ensure proper segregation of duties and best
internal control practices.
. Aided in the management of the operations workbook, which
streamlined the performance, risk, and margin for all
affiliated entities.
. Managed accounts payable staff and was responsible for all
communications and relations with outside vendors.
. Aided in all management company accounting and tax matters,
including partner/member income allocation, financial
reporting, and partnership/corporate tax planning and issues.
September 1993 PRICEWATERHOUSECOOPERS LLP New York, NY New York,
- NY
May 1999 Senior Associate - Capital Markets Business Assurance
Practice
Planned, coordinated, executed, and supervised for over 100 audit
engagements and consulting projects in the capital markets business
assurance practice primarily for investment limited
partnerships/hedge funds, mutual funds, broker dealers, ERISA
plans, and not-for-profit foundations.
. Audited financial statements for completeness & accuracy,
applicable GAAP disclosures, compliance with regulatory
requirements, and coordinated the comment process for
clients, partners, and senior managers.
. Managed all facets of client work including planning,
staffing, budgeting, reporting, etc.
. Served as the in-charge-accountant for over sixty staff
members, up to eight at a time on numerous client engagements
and provided technical guidance and staff development
evaluations.
. Interacted with client management to resolve audit findings
and issues and proposed solutions to manage inherent business
risks.
. Researched accounting, auditing and industry issues through
the use of various technical references including FASB
pronouncements, interpretations, and NASD & CFTC regulations.
. Assessed the financial strength and condition of clients
through financial statements preparation and analysis.
. Assisted with client proposals for the sale of audit, attest,
agreed upon procedures, and internal control services.
. Client roster included: Goldman Sachs, Smith Barney, Dreyfus
Funds, Diversified Investment Advisors, Daiwa Securities,
West Deutsche LB, Millburn Ridgefield, Lebenthal, and others.
September 1989 PRICEWATERHOUSECOOPERS LLP New York, NY
-
August 1993 Financial Analyst - New York Metro Region
Prepared, analyzed, and consolidated internal firm financial and
statistical data for eight practice offices together which
comprised the single largest practice region in the global firm.
. Coordinated and prepared consolidated monthly, quarterly and
annual financial and statistical budgets for all NY Metro
Region practice offices.
. Created and maintained a budget "flash" download
template/masking process for firmwide partner distribution
which enabled daily comparison of the actual results of
operations to budgeted goals instead of at month-end only.
. Substantiated the completeness, accuracy, and validity of
financial and statistical data for a wide series of firmwide
general ledger accounts.
. Promoted from the accounting department within one year to
financial analyst.
. Reported directly to two directors.
May 1986 - COUNTY SEAT SELF-STORAGE, INC. & GLG MINI-STORAGE INC. Mineola &
August 1989 Manager Island Park, NY
. Managed two self-storage warehouses with six hundred rentable
units on a full time basis while attending school full time.
. Responsible for overseeing a staff of five and all
operational aspects in both facilities.
education
Graduated ST. JOHN'S UNIVERSITY Jamaica,
NY
December 1988 Bachelor of Science in Accounting
Overall G.P.A. - 3.72
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