Manager Project

Roy Shelton

Home 423-***-**** **** Leesburg Court

Work 423-***-**** Chattanooga, TN 37421

Mobile 423-***-**** ***********@*****.***

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Executive Summary

Extensive experience in the areas of Management: Information Technology,

IT Audit, Risk, and Consulting in the financial services, manufacturing and

public accounting sectors.

. Risk Assessment Preparation . Presentations and training on

Technology Auditing

. Vendor Risk Management . Audit Committee Preparation

. Disaster Recovery . Mainframe and Distributed Computing

. Corporate Risk Committee . International Audit Experience

. Sarbanes-Oxley 404 . Data Analytics

. Mobile Technologies . Cloud Computing

. COBIT and COSO . ITIL

Professional Experience

Assistant Vice President Internal Audit 2005 to Present

Unum Group Chattanooga, TN

Manage all aspects of planning, budgeting, personnel and performance of IT

audit activities for largest group and individual disability insurer in the

US.

. Complete annual audit plan on time and within expense budget.

. Prepare US Audit Committee reports including key audit findings,

progress to plan, and budget versus actual spending.

. Advise Enterprise Risk Management on the development of Vendor Risk

guidelines.

. Advise CIO, COO, and other senior leadership on governance, risk, and

control related activities.

. Advise IT leadership with process improvements for Disaster Recovery

Planning.

. Drove expense reductions for travel to affiliates by increasing the

use of technology, decreasing the need to be on-site.

. Managed the implementation of audit software for work paper

administration and issue follow up using TeamMate .

. Managed our annual Sarbanes-Oxley (404) work product to complete all

IT related control testing.

. Coordinate audit activities with the Chief Audit Executive of our

affiliate in the United Kingdom.

Director, IT Audit 2001 to 2005

Mohawk Carpet Calhoun, GA

Established IT auditing function which including initial assessment of risk

for all IT disciplines and collaborating with senior leadership to define

stakeholder expectations and mission for IT Audit. Developed the Audit

Universe and Audit Plan for the Audit Department. The company is one of the

largest carpet and flooring manufacturers in the US.

. Used data analysis software to capture and analyze tariff information

on imported tile products obtaining a judgment to recover $30 million in

tariffs from a federal court case.

. Introduced the use of automated work papers for the audit department

to increase staff efficiency.

. Responsible for reporting and presenting audit results to the Audit

Committee.

. Drove the process to identify, document and test Information

Technology controls as part of the Sarbanes-Oxley (404) tests of controls

in the US and Mexico.

. Performed security assessments of various business functions on an

IBM distributed computing platform.

Manager then Director, IT Audit 1998 to 2001

American General Financial Group Houston, TX

Using a budget of approximately $1.5 million directed activities of four

managers and staff across multiple locations in the United States.

. Responsible for the assessment of corporate risk and development of

the annual IT Audit Plan and budget.

. Saved $150,000 in annual audit fees from external auditors as a

result of use of internal staff in a comprehensive audit of all corporate

data centers.

. Directed the development of a Lotus Notes based solution to manage

and follow up on audit findings.

. Reviewed the company's new business operations for Life Insurance to

making process improvements.

Additional Employment History

Project Manager/Corporate Systems 1996 to 1998

Darden Corporation Orlando, FL

Responsible for the management of a team of fourteen corporate systems

developers whose responsibilities included working on projects which

supported operational and financial systems located on both mainframe and

distributed system environments.

Senior Manager/IT Audit and Consulting 1988 to 1996

Price Waterhouse Columbus, OH

Recognized as a subject matter expert in mainframe system software

integrity audits which included progressive responsibilities performing

consulting and attestation engagements focused on Information Technology

Controls. Promoted from Senior Consultant, Manager, to Senior Manager, with

increasing responsibilities in project management, service delivery, and

identifying and selling opportunities for additional consulting

engagements. Client industries included aerospace, financial services,

energy, and retail.

Systems Capacity Planner 1986 to 1988

Farm Bureau Insurance Indianapolis, IN

IT Auditor 1985 to 1986

Coopers and Lybrand Indianapolis, IN

Systems Analyst 1979 to 1985

Abbott Laboratories North Chicago, IL

Education

M.B.A.

Butler University Indianapolis, IN

B.S., Accounting

Indiana University Bloomington, IN

A.A.S, Information Technology

Purdue University at Indianapolis Indianapolis, IN

Certifications

CISA, Information Systems Audit and Control Association

Professional Associations

Institute of Internal Auditors, Past President 2009

Information Systems Audit and Control Association

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