Manager Front Office

STACEY GAUGLER

* ******* ***, *-**

203-***-****

Norwalk, CT 06850

************@*****.***

Highly experienced and motivated individual fully capable of

communicating with all teams regarding PNL, risk, position, and

trading activity. Able to efficiently work in a stressful

environment and prioritize tasks accordingly under tight time

constraints. Devoted team player with excellent communication

skills. Detail-oriented, extremely organized, outstanding

problem-solving and analytical skills, ambitious, and coachable.

Fully experienced on the following options desks: Emerging

Markets, Vanilla, Bermudan

Product knowledge: the greeks, swaptions, swaps, caps, floors,

CMS/CMT, structured notes, spreadlocks, CCY swaps, FX forwards

EXPERIENCE JPMorgan, New York, NY

Bookrunner-Interest Rate Derivatives, February 2008 - Jan

2013

. Acting as trader assistant, book trades in risk management

systems according to trader's model

. Monitor and recover failed trades in EOD and overnight

batches, get trades to price/tweak

. Perform mtm/delta/vega stress testing

. Predict and prove impact to risk/PNL by changing trading

parameters

. Identify reasons for change in day to day risk/PNL; provide

explanation and correction

. Exercise options in Marketwire and risk management systems;

book underlier in all systems with emphasis on any change

in risk/PNL

. Liaise with confirms, settlements, and sales teams to

review/approve confirms, resolve payment breaks, and solve

trade queries/discrepancies

.

RBS Greenwich Capital, Stamford, CT

Analyst-Interest Rate Derivatives, April 2007 - January

2008

. Validate accuracy of trade details according to trader

blotter; interact with front office regarding errors in

booking

. Analyze day to day new trade activity to ensure accurate

PNL based on market data

. Generate and report PNL to front office; investigate any

discrepancies to produce correct PNL

. Monitor electronic trades; liaise with front office/brokers

to resolve breaks in automated process

. Examine intra day present values of trades; notify desk of

any PNL impacts, investigate and make necessary corrections

. Book trades to feed Swapswire; allocate funds according to

counter party's request

GE Asset Management, Stamford, CT

Trade Operations Specialist-Fixed Income, October 2005 -

April 2007

. Manage, coordinate, and liaise with multiple trade support

departments to improve overall trade operations efficiency

. Perform holdings checks to confirm asset positions held at

bank and their trading availability; investigate obstacles

and resolve issues faced during process; update portfolio

manager in a timely fashion

. Match and confirm/settle/reconcile trade details daily;

communicate with traders/brokers to resolve trade

discrepancies

. Analyze trading activity and update portfolio managers with

corrections of cash projection worksheets

First Investors Corporation, Stamford, CT

Financial Services Representative, May 2004 - June 2005

. Provided a full financial planning service to clients in

order to eliminate risk from lack of diversification

. Made investment recommendations based on clients current

financial situation, risk tolerance, and financial goals

. Acted in a professional manner assisting in College

Planning, Retirement, and Tax Savings

SKILLS Bloomberg, DTCC, Marketwire, Microsoft Office

Basic understanding of conversational Spanish

Outstanding interpersonal skills; strong work ethic

EDUCATION Sacred Heart University, Fairfield, CT

Bachelor of Science, Finance, GPA 3.2

ACTIVITIES Achieved 1st Degree Black Belt (currently pursuing 2nd

Degree) in TaeKwonDo, 2002

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