Management Training

Phillip Campolo

*** ****** ****** ( Staten Island, NY 10306 ( 732-***-**** (

********@**.**.***

[pic]Summary

Accomplished professional with a proven track record of delivering

mission critical solutions to internal and external customers.

Excellent communicator, skilled at bridging gaps between management,

employees, and regulatory agencies. Team leader with strategic vision

towards operational efficiency, revenue growth and market leading

product development.

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Professional Experience

12/10 - present Consulting on back office reconciliations

and specific integration

7/83 - 11/10 Ameriprise Financial, New York, NY

NYSE Operations Specialist

Review and confirm accuracy of Strategic Program Development

floor reports

Employee Review Reconciliation of NYSE money and

Step Out Trading System trade breaks via Overnight

Balance firm/ NYSE contract Clearing System

sheets Coordinate annual audit with

Check and verify all NYSE Compliance, FINRA and SEC Audit

invoices Groups

Review and adjust commission Maintain NYSE supervisory and

bills entered and submitted by operations manuals

AASI accounting into NSCC for Team member for conversion of

payment new training system

Additional Areas of Expertise: P&S, Fail Control, DTC, ACATS, Branch

Administration and Finance

Reduced costs, increased efficiencies and enhanced risk reporting.

Liaised between the development team and traders for trade

reconciliation and cost containment.

End to end implementation of technology infrastructure to support

trading additional product classes including exchange traded futures,

options and equities. Products supported include but are not limited

to: Equities, Mutual Funds, Over the Counter, Pink Sheets and ETF's.

Disaster Recovery. Led disaster recovery team post 9/11 to maintain

trading, clearance and compliance in offsite facility.

Relocation Services. Provided project management and support for

staff moves including facilities construction, communications and

equipment.

Help Desk Management. Managed team of contract technicians to address

system outages and enhancements.

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Education & Life Experience

. College of Staten Island: Business Management

. Ameriprise Management Training Continuing Education Courses

. Employee Management and Problem Resolution

. Formal Training regarding employee management and DOL Regulations with

regard to firm policies and practices

. Internal Online Management Program

Beta Thompson Reuter Training System; NYSE OCS; BBSS; FESC; Microsoft

Word; Outlook

Volunteer Activities: Table to Table Food Distribution, New Jersey

Avid outdoorsman.

References:

Franz Warren (relationship: Business Associate) contact: 203-***-****

Tom Fitzgerald (relationship:Business Associate) contact: 248-229-

1960

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