Manager Office

NARINE LALL

Brooklyn N.Y - Cell 646-***-**** - Home 718-***-****

*****@************.***

Trade Settlement Manager

Investment Banking Trades support analyst; specializing in back office operation and trades flow process. Successfully developed

and managed investigation and ADR Settlement desks creating internal process and procedures. Manage desks with high efficacy,

maintaining, monitoring, addressing, and resolving discrepancies. Hands on experienced on new business development working

with IT, department heads, traders, management, counterparties, clearers, and international staff team.

C ore Competence

Middle-Back Office Operation - Trade Life Cycle-Trade Settlement - ADR - Fixed Income - F/X - OTC-Money Market - Light Repo -

Account Reconciliation -STP- Fed Wire - Chips - SWIFT - OFAC-Broadridge/ADP - DTC - DTCC - Excel - SQL, Staff Training,

Problem Solving -Independent Worker

Professional Experience

Societe Generale CIB - Jersey City, NJ September 2006 - January 2013

Operation Analyst

Recruited to develop and manage the ADR/Cross-Currencies Desk; in 3 months the department was

successfully running.

Collaborate with traders, management, operations staff on researching and creating new market

opportunity.

Facilitated daily work activities between front office and Back-Office monitoring and address problems.

Liaised with brokers, clearers, and custodians resolving trade discrepancies, maintained good

relationships.

Manager and record financial records on daily business activity for management reporting risk

oversight.

Specializing in cross boarder/currency international market transfers/movements.

Professional relationship dealing with converting agents on ADR Conversion.( BONY, JPM, Citibank,

and Deutsche Bank)

Facilitated and process F/X trades, booking, confirming, settlement, resolving discrepancies.

Monitored and assisted on trade booking ensuring data flow through back office applications.

Oversees and processed 20 to 30 trades daily with a 95% settlement on value date resulting in a

reduction in cash and stock discrepancies.

Reduced conversion cost using netting and grouping methods to negotiate on concession and cable fees.

Accurate records keeping and reporting on trading activities, fails, risk/exposure, and cost reviewed by

traders, management, auditors, accounting, and head office.

Handled daily monitoring and reporting on cash breaks and stock discrepancies for back-office

departments, OTC, MBS, Bonds, DVP, RVP FOP, and cash settlements.

Specialize in account reconciliation stock and cash.

Provided support to staff on the quick resolution on outstanding issues reducing company exposure.

Monitored company ADR stock position, communicated possible corporate action and potential risk.

Supported trades in GMI system, future equities, booking, confirming, opening accounts, trade

discrepancies.

deutsche bank, New York, NY July- 1999 - May 2006

Trade settlement Administrator

Joined the International Trades Settlement Team to provide full support to all markets, team members, and

trading activities; advanced into handling ADR conversions.

Managed several markets on Equity Trades, Options, and Fix income, OTC.

Correspond with foreign clearers U.K., Hong Kong, Russia, Israel, Poland, Brazil, Mexico, and

Emerging Markets.

Maintained and updated counter-party settlement instruction in Back Office System (SSI).

Worked with front office ensuring trade booking correctly to flow to Back-Office system(STP)

Processed Trader blotter involves booking conversion into ADP accounting system vs. trader portfolio.

Instructed and commutation with international counter parties via SWIFT.

Correspond with U.S. Brokers and ADR agents on trade's confirmation, resolution on fails.

Monitored and processed ADR fees settlement in DTC to ensure accurate settlement.

Reconciled ADR accounts daily on cash and stock breaks, report potential risk.

Fiduciary Trust Company, New York, N.Y December 1996 - July 1999

SENIOR TRADE Settlement Administrator

Hired as an investigator, promoted into trade support for Fixed-Income, F/X trading activities.

Performed and processed middle office functions supporting trader daily trading activities.

Booked, confirmed, and instructed 30 to 40 trade's daily, end-of-day reconciliation.

Monitored and updated counter-party settlement instruction (SSI).

Research, investigate, and resolved cash, discrepancies in a timely manner, report old break to

management.

Experience dealing with brokers, clearers, and counterparties in trades' discrepancies.

Responsible for cash, security breaks, working with team to address and resolve.

Reported trade volume, fails, discrepancies directly to supervisor, managers, and traders for review.

Postipankki Ltd, New York, N.Y October 1993 - January 1996

Senior investigator

Hired to start-up and oversee Investigations department to handle all operational discrepancies, controls and

reporting.

Manage the investigating desk for the bank.

Responsible for investigating, researching, recording bank discrepancies relating wire transfer and F/X

trades.

Process interest claims on funds received or paying error.

Correspond with banks via SWIFT experience working with different message types.

Correspond with clearing banks, counter parts on issues relating to bank activities.

Reported failing trades, stock and cash breaks, F/X discrepancies, late/fail payments, to supervisor,

upper management.

EDUCATION

Bachelor of Arts in Business Administration Marketing

Keiser University, Orlando, FL

Contact this candidate