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Sales Management

Location:
New York, NY
Posted:
August 11, 2013

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Resume:

MAXWELL M. VICTOR

** *. ***** ******, *** *, New York, NY 10037; 617-***-****; **************@*****.***

QUALIFICATIONS

• Trade Support Associate with 5+ years of experience in various middle-office roles for investment houses

• Holding Series 7, 24 & 63; Extensive experience with international settlements: equities, FI, FX & options

• Sufficient understanding of handling margin calls, portfolio margining, mark-to-market and PnL for various hedge funds

EDUCATION

New York University School of Continuing & Professional Studies New York, NY

Coursework: Financial Risk Management & Core Concepts in Securitization September 2009 – May 2010

Bowdoin College Brunswick, ME

B.A. in Africana Studies and Economics September 2003 – May 2007

Recipient of Posse Scholarship for leadership and academic achievement

PROFESSIONAL EXPERIENCE

Sberbank CIB, USA New York, NY

Senior Operations Specialist July 2010 – Current

• Support five sales traders with operational processes: trade booking, confirmation, allocation and settlement

• Review, research and record trading books daily positions and perform various position and cash reconciliation

• Manage incoming/outgoing wires to ensure firm does not become overexposed with FOP trades (Net Cap.)

• Collaborate with IT department to implement Bloomberg TOMS and Bloomberg SSEOMS trading platforms

• Research cross-border compliance and settlements as it relates to SEC Rule 15a-6 for newly issued securities

Sberbank CIB, USA New York, NY

Operations Specialist July 2010 – March 2013

• Confirm trade details for 20+ daily trades and allocate trades to respective funds for timely settlement

• Reduce the number of fails in Russian local markets, EuroClear and DTC by pre-matching 50+ trades daily

• Minimize monthly operational fees by disputing charges imposed by clearing broker for failed deliveries;

reclaimed over $40K in a four month period

Fidelity Capital Markets Boston, MA

Prime Brokerage Middle Office Associate July 2007 – August 2009

• Reconciled client positions & cash between multiple systems prior to market open in order to validate daily VaR

and Portfolio Margining calculations

• Spearheaded a QC initiative that reduced amount of cancel/corrects from 13% to 5% of weekly trade volume

• Maintained daily collateral duties such as reviewing margin calls and reconciling mark-to-market changes

• Owned trade life cycle of high volume of trades (150+) in equities, U.S. fixed income and derivatives

• Provided prime brokerage operational support such as cash movements, wires, processing stock certificates etc.

• Interacted and resolved problems with account management, product development and sales teams daily

• Adhered to general account opening and maintenance procedures for margin, enhanced leveraged and prime

brokerage accounts

ADDITIONAL INFORMATION

Languages: English (Native); Haitian Creole (Native)

Computer Skills: Bloomberg TOMS & SSEOMS, Omgeo: Oasys Direct, Global Oasys & CTM, Advent: Geneva and

Pershing: NetX 360, Microsoft Excel (pivot tables, V-lookup and macros)

Certifications: Series 7, Series 63, Series 24, NYU SCPS: Financial Risk Management, LVD Trading Academy



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