Accounts Administrator

Location:

Posted:

June 19, 2013

Richard C. Lawson

North Brunswick, New Jersey 08902

***********@*****.***

847-***-****

Professional History:

Segall Bryant Hamill - Chicago, IL 2003-2012

Account Reconciliation Administrator

• Functioned as liaison between traders and clients.

• Reconciled failed settlement issues.

• Troubleshoot trade discrepancies.

• Analyzed trader commission reports and client (DVP) portfolios.

• Opened new equity and fixed income accounts; posted securities to new accounts (corporate

bonds, muni bonds, MBS, ABS, ETFs, Treasuries).

• Set up securities from Bloomberg to Segall Bryant system.

• Updated fixed income and equity accounts.

• Balanced over 400 portfolio accounts monthly (post stock splits, security name changes, adjust

factors on securities and review positions).

• Entered live orders for both stocks and stock options.

• Added new accounts to various systems (Oasys, Portia, in-house system) .

• Trained new operations department employees.

John Nuveen & Company - Chicago, IL 2001-2003

Operations Reconciliation Administrator

• Oversee ACAT transfers.

• Generated end-of-day reports.

• Oversee delivery and receipt of various securities.

• Set up mutual funds and stock options.

• Reconciled error accounts.

Salomon Smith Barney - Chicago, Il 1997-2001

Trade Support Specialist

• Reconciled failed settlement issues.

• Troubleshoot all trade problems before market open.

• Functioned as liaison between trader and clients.

• Processed Global Oasys and London Accounts. Maintained open GTC trades. Analyzed trader

commission report and client (DVP) portfolio. Opened and updated (DVP) accounts.

• Reviewed open GTC trades.

• Updated existing accounts.

Software

OASYS, Bloomberg, Microsoft Word, ACATS, ADP (Automatic Data Processing), CMAC, and

DTC (Depository Trust Company), Excel and PC Web Direct. Portia System