System Security

DEBRA GORMAN 201-***-****

***********@*****.***

MIDDLE OFFICE TRADE SUPPORT PROFESSIONAL

Facilitating and enhancing the productivity of Brokers

Fostered relationships with brokers at all levels offering administrative

and operational support for daily swap wires and confirmation trades.

Combined excellent research, organizational, coordinating and problem

solving skills while supporting multiple desks in a fast-paced environment

PROFESSIONAL EXPERIENCE

ICAP CAPITAL MARKETS JERSEY CITY, NJ

06/2004 - 05/2011

Operations Associate

. Maintained overall administrative duties supporting brokers for this

second largest global broker-dealer Responded to large trade volume

requests from brokers and customers

. Created a daily checklist for the Swaps Trade Support Group to

eliminate missed trades resulting in more efficient and accurate

tradeentries and avoiding risk issues

. Implemented an "Alert" system fix for the middle office informing them

that a trade had been amended which resulted in altering the way

trades were processed and resulted in improved trading activity for

each consummated trade

. Improved the method for allocating appropriate commissions for each

broker by creating a system fix which split the trade and credited

each broker accordingly. This resulted in the proper allocation of

commissions for each broker and caused less inquiries and "fixes" for

the daily commission report

. Trained new employees on various desks which created less time spent

for managers in getting them able to process more trades in addition

to increased efficiency

. Management requested the testing and roll out of the CMM (Cleared

Money Market) Jets System and Trade Capture System for the Cash Desk.

Trained middle office clerks on the new system resulting in

troubleshooting and fixing the system prior to implementation

. Utilized as a floater for the IRS Desk, Cash Desk, and Corporate Desk

. Maintained daily End of Day report for customers along with working

closely with various Swaps products

BANK OF NEW YORK NY, NY

05/1999 -01/2003

Securities Lending Senior Operations Administrator

. Maintained all aspects of the Receive and Deliver Desk for the Wall

Street Portfolio Advisors serving as a liaison to traders on

administrative and operational issues

. Monitored all government loans transactions through Federal Reserve

Bank using GSCC (Government Securities Clearing Corporation) resulting

in improved overall activity of each transaction

. Reconciled all daily transactions on loans generated while generating

logs detailing loan status

Stock Loan Operations Assistant

. Monitored heavy volume of security loan contracts through the

Depository Trust Company screens resulting in accurate details

of all loans

. Compared broker information against Bank of New York records

resulting in adjusting rates, monies

changes in share ownership and stock splits improving efficiency of

the adjustments of the loans

. Reviewed documentation provided by brokers on Bloomberg and then set

up IPO on the Security

Master system resulting in accurate set-up of the IPO on the

Security Master

NOMURA INTERNATIONAL TRUST COMPANY JERSEY CITY, NJ

05/1991- 05/1999

Settlement Operator

. Maintained and set-up trades on in-house database system

. Monitored securities transactions through the Depository Trust

Company, balancing trades daily along with responding to large volume

customer inquiries regarding status of accounts

Education

Hudson County Vocational School, North Bergen, NJ, Computer Programing 1

Program Certified

Technical Skills

STP (Straight thru Processing),Power Cage,Trade

Capture,JETS,Loanet,DTC,GSCC,Word and Excel

Product Knowledge

Medium Term Swap, Credit Default Swaps, Dollar Fra's, Overnight Income

Swaps, Short Swap, Basis Swap, CAD & MXN Currency Swaps, Swap Options,

Stock Loan and Borrow in Corporate and Governments

Contact this candidate