Quality Assurance Sales

Alvin G. Anderson

** **** **** ******, ********, NY 11203

Email: **************@*****.***

Telephone number: 347-***-****

Summary

Operations professional with Front and Back offices expertise. Specialized

in Municipal Market, Inquiry Investigations, Trade Support, Equity/Global

Derivative Service, Credit Derivatives Operations, Account Reconciliation,

Fixed Income Prime Brokerage MO, NA Rates Swaps Flow Marketing Middle

Office and Fund Valuation groups.

Employment

JPMORGAN CHASE 3/11 - 1/13

NA Rates Swaps / Flow and Marketing/ Institutional FX Rates Middle Office

- Inflation Derivative Consultant

. Review of JPMC, Counterparty, Double-signed and Novation executed

ISDA agreements

. Reconciliation of Inflation Derivation deals such as Lookbacks,

CPI's, Basis, Asset, Caps and Floors

. Investigate and analyze trade discrepancies through Citrix, Market

Serv, Kapital, Hybrids, Flow, Swaps, Dart, Aqua, Acordia and

Operation Workstation Systems

. Liaise with marketers, sales desk and counterparties

. Assurance ISDA executed agreements and Rate Reset Advices are

received by Clients prior to Trade and Value dates

. Daily reporting of outstanding confirmations to Regional, Corporate

FX, Delaware and Mumbai regions

.

DEUTSCHE BANK

5/07 -

01/10

Fixed Income Prime Brokerage Hybrid Middle Office- Research Consultant

. Trade booking and validation of Interest Rate Swaps, CDS, LCDS, and

Total Return Swaps

. Monitored problematic inquiries and trade discrepancies through

SUMMIT, ESPEAR and DTCC

. Provided trade/sales support across multiple fixed income asset

classes in securities and derivative products

JPMORGAN CHASE 04/06 - 4/07

Derivatives Operations Consultant (Broker Dealer Group, Complex Credit

Confirmations Group)

. Interacted with middle office, MIS, legal, front office and Mumbai,

India staff members

. Chased ISDA confirmations, tracked and followed up on DTCC aged

positions

. Product involvement included Swaptions, ABS, CDS on Loans, Credit

Hybrids

NEUBERGER BERMAN 11/05-3/06

Quality Assurance Project, Consultant

. Reconciled account information for internal audit quality assurance

purposes

Morgan Stanley Capital SERVICES 03/05-8/05

Credit Derivatives Group /Services- Research Consultant

. Analyzed and managed non receipt of payments and post settlement of

outstanding USD, Foreign currency funds

. Reconciliation of domestic accounts, breaks and problematic

inquires for internal front / back office groups

JPMORGAN/CHASE BANK 08/04-12/04

TSS Nostros New York Derivatives Investigations- Research Consultant

. Managed and reconciled all Derivatives derived inquiries affiliated

with Banks, Corporate, and International groups

. Analyzed ledger credits, debits and breaks for USD, Cross-currency

and Foreign currency products

CITY OF NEW YORK DEPARTMENT OF HEALTH AND MENTAL HYGIENE

08/03 -08/04

Budget Finance Group -Staff Analyst

Salomon Smith Barney asset management group 10/00 - 10/02

Operation/Securities Specialist

Chase Manhattan Bank, Metro Tech 10/99 - 9/00

Mutual Funds Accounting

Bank of New York 1/99 - 9/99

Derivatives Department, Consultant

Citibank, N.A. 8/98 - 1/99

Derivatives Structure and Technology, Consultant

J.P. Morgan 7/98 - 7/98

Emerging Markets Group/Equities, Consultant

Bankers Trust 1/98 - 7/98

Swiss Bank Corporation 8/97 -

11/97

Franklin-Clarke Enterprises, Atlanta, Georgia 3/95 - 6/97

Chemical/Manufacturers Hanover Trust 10/81 - 03/95

Documentation Specialist, Derivative Products, 11/90 - 03/95

Quality Control Specialist Analyst, 10/86 - 11/90

Dividend and interest Department Manager, 10/81 - 10/86

EMERGING TECHNOLOGIES INSTITUTE- Rego Park, New York

7/03

Microsoft Certified System Administrator Certificate

264-hour curriculum: A+ Hardware

New York CITY Technical College

Baccalaureate Candidate - Major: Business Finance

Seminars

Proficient in Microsoft Office, Word, Excel, PowerPoint, Wins, Summit,

Bloomberg, Reuters, DST Systems, DTC, FED, MORAL, A+ Hardware, Network+,

Windows 2000 Professional, Microsoft Server, Access, Rumba, PEGA View,

CITREX Collections, TSS, IRFE, SSR, Lotus Notes, Intellimatch, Swub,

Microsoft Outlook, Espear, DTCC, Tsar, SELM, Verve, Remedy, Markitwire

Client, IRFE, Swapswire NA, Aqua, Outlook, and DB Mole

Contact this candidate