Manager Sales

FERNANDO VEGA

Brooklyn, NY

Cell 310-***-**** *********@*****.***

Professional Experience

Imperial Capital LLC, Century City, California 2005 – 2012

Trade Support / Sales Assistant

Report all bond trades to NASD within a certain time over TRACE.

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Knowledge in US Treasury, HY Bonds, Corporate Bonds and Municipals.

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Confirm all bond, equity trades and allocate to specified accounts.

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Work with team to identify opportunities for automation and other process improvements .

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Affirmation of trades that haven't been matched on T+1 and avoiding discrepancies for settlement.

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Daily communication with trading desk and prime brokerage accounts.

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Report to CFO and head trader any trades that have hit NASD in error and amend.

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* Daily allocation of Equity trades over Bloomberg.

• Seeing through all trades clearing DTC, FED and EURO clear.

Jefferies & Company Inc., Los Angeles, California 2004 – 2005

Middle Office Associate

• Experienced in institutional equity purchases and settlements.

• Responsible for resolution of failed trades form prior business day.

• Process current day trades and open client accounts.

• Reconcile all trades with client requests.

• Confirm and allocate FX trades over Oasys

Montgomery Asset Management, San Francisco, California

Fixed Income Senior Associate 2000- 2004

• Experienced in fixed income processing and settlements

• Responsible for the repurchase of agreement trades.

• Interacted with traders, custodians and brokers to resolve trade settlement issues.

• Updated and maintained the Fixed Income Portfolio accounting and trading systems.

• Posted trades, updated prices, generated and reconciled daily performance, balanced and reconciled

Fixed Income client positions.

• Assisted with special projects as directed by the department manager.

• Allocated institutional trades among client accounts.

EDS (Electronic Data Services), Orlando, Florida 1998 - 1999

Business Analyst

• Supported ATM, ACH, and systems issues to both in-house and Service Bureau base.

• Responded to customer inquiries from both domestic and international clients.

• Responsible for presenting customer problems to technical division for resolution.

• Communicated resolutions to clients and conducted follow-up calls.

Computer Skills

MS Word, Excel, Outlook, OMS, Oasys

Language

Bilingual in Spanish

Education

B.A. in Business Management, Alameda College

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