Supervisor Years Experience
Resume:
Bryan Corbally
*** ********** ****, ********, *********, Manchester M16 0HE, UK
078********-**** 881 0570
ab81qd@r.postjobfree.com
Profile
As a Corporate Actions Supervisor with over 7 years experience within the Banking operations sector, including UK & International
settlements, middle office and asset servicing, I have a proven track record of delivering excellent results and client service using my
extensive working knowledge and experience of asset servicing. I am a focused, highly organised individual with excellent interpersonal
skills and a strong work ethic. I currently supervise a team of 6 processing voluntary & mandatory corporate actions covering global
markets, and also have broad working knowledge of event research, analysis, set up and notification.
Experience
January 2010 - Present
Asset Servicing Supervisor/Team Leader - Pershing Limited, London/Liverpool
I started at Pershing as a Corporate actions clerk and was subsequently promoted to senior clerk and now I am the supervisor/team leader
on UK & Intl Mandatory & Voluntary corporate actions. I have been partly responsible for managing the migration of the corporate actions
department from London to Liverpool, and the subsequent continued success of the teams once live in Liverpool. My duties and
achievements include:
• Manage a team processing Mandatory & voluntary corporate events across global markets
• Implemented a new proxy service for clients, allowing them direct input to vote for EGM's/AGM's/GM's etc
• Agree and settle International & UK market claims
• Chair daily morning video calls with London counterparts to discuss issues of the day ahead
• Authorise corporate action Foreign exchange trades
• Led a successful project to streamline the research products and data resources used by our event set up team to obtain corporate
actions notifications
• Manage the department’s daily submission of client short positions/client free money segregation
• Oversee corporate action tax processing and reporting
• Represent asset servicing in client meetings for our current northern client base, as well as new clients on boarding
• Authorise/release outgoing Swift/Euroclear messages for the department.
• Initiate and oversee quarterly projects to trade out all split holdings on non-client Pershing accounts.
• Monitor department cash and stock breaks
• Conduct goal setting, mid and end of year reviews and appraisals with staff
• Manage the corporate action relationship with one of our global agents (RBC) on a rotational basis
• Extensive working experience of corporate events processing via CREST, DTCC, Creation online and more.
• Volunteer (through Pershing) with local charity Tomorrow's People, conducting CV workshops and Mock interviews for the long term
unemployed
August 2008 – January 2010
Corporate Actions Clerk – WH Ireland Stockbrokers, Manchester
In my role I researched and processed both mandatory and voluntary UK and International Corporate Actions, ensuring controls were
observed and queries turned around efficiently. In a small team I was responsible for all aspects of Corporate Events, including:
• Research, analysis and notification of all applicable corporate actions to our private clients and relationship managers
• Creating tailored notifications for our private clients for each call based event, advising how much extra a full take up on an optional event
would cost taking into account current cash balance and ISA allowance where applicable
• Tracked and chased responses from private clients and Relationship Managers alike
• Reconciliation and processing of income payments, including Unit Trust dividends
• Electing on global corporate events and liaising closely with registrars and international agents
• Management and Processing of all loan stock reconciliations, circulation and redemptions.
• Processing of all written resolutions/proxy votes
August 2007 – August 2008
Corporate Finance Research analysis/Web Editorial – Zephus Financial Ltd, Manchester
In my time at Zephus I was able to build my knowledge base on stock market trends and activities. With clients who relied on having clear,
concise and sound research and editorial on industries, sectors and individual companies at their disposal, my role was integral to offering
an excellent service to our customers. The role demanded excellent written and oral communication skills, and my duties included:
• Identifying market trends and sourcing possible investment opportunities
• Analysing, writing and communicating editorial and research to portfolio managers
• Presenting an industry review to portfolio managers
• Sourcing information from articles and RNS Stock Exchange announcements
March 2005 – August 2007
Residual & Unit Trust Settlements – The Bank of New York Mellon Corporation, Manchester
In my first role in the industry, I worked in a fast-paced environment in residual and unit trust settlements, where my duties included:
• Agreeing in the market and settling DVP/RVP trades on a daily basis
• Weekly client account reconciliation
• Resolution of cash and stock breaks
• Maintaining client relationships with regular updates on trade settlement
• Ownership and processing of our Stock Lending trades on a daily basis with State Street Corporation (Ire), worth approximately EUR 130
million each day.
Education and Qualifications
September 2002 – February 2005 - (BA Hons incomplete) – Manchester Metropolitan University, Manchester/The University of
Salford, Salford
English Literature/Media Production
September 1999 – June 2001 - (A Levels) - Xaverian College, Manchester
Media Studies – Grade A, English Literature – Grade B
Professional Training
February 2012 - Present
March 2012 - IOC (Investment Operations Certificate -Formerly IAQ) Chartered Institute of Securities and Investments. Module 1 passed,
module 2 to be sat in Q4 2012
December 2011
Management fundamentals (BNY Mellon)
Interests and hobbies
I have a keen interest in politics and current affairs, as well as sport and photography. I also volunteer with a charity called Tomorrow's
People, offering CV and interview workshops for the long term unemployed.
References
Available upon request.
Contact this candidate