Sales Data Entry

Emelisa J. Mendoza

** **** *** ******, *** *S. New York, NY 10037 . C

917-***-**** .*******.*******@*****.***

Education

Fordham University, New York, New York

Bachelor of Science in Business Administration May 2007

Dual Concentrations in Finance & Marketing, minor in Economics

Specialization: International Business

Professional Licenses: FINRA Series 7 & 63 Registered

ALPFA: New York Chapter Member; NY Urban Leadership Fellows Alumni

Achievements

Fordham Full Academic Grant, Fordham University, Fall 2003-Spring 2007

Peru-Latin American Study, G.L.O.B.E. Program, Spring 2007

Urban Leadership Fellows Program of the Municipal Forum of NY, Scholarship,

August 2005

Work Experience

Alliance Bernstein, LP., New York, NY

06/08 - Present

Operations Associate, Sell Side Trade Support, Brokerage Operations

Supported the Cash, Electronic Program/Algo Trading, and

Options/Derivatives Desk with any operational tasks including trade

allocation & DTC confirmation, settlement resolution, and escalating OMS

issues to Trading

Worked directly with Derivative traders and P&S in order to resolve any

discrepancies with CMTA brokers

Processed Option tickets, Option FX/Swap transactions, and performed QC

daily to resolve all system exceptions

Responsible for Option position balancing for trading, tracking total

revenue, and solving commission discrepancies

Provided Global support for the London and Asia trading desks with fail

management and SWIFT confirmations

Acted as a liaison between Sales, Trading, Compliance and the Front/Back

offices

Responsible for the research and resolution of failed deliveries and non-

receipt items under RegSHO; Pre-matching of International Equity markets

(EMEA, APAC, LATAM), and Assignments/Monthly Option expirations

Goldman Sachs Execution & Clearing, Jersey City, NJ

08/07 - 4/08

Operations Analyst, Broker/Dealer Middle Office, Operations Division

Temp

Balanced 12 major Introducing Broker accounts and provided Prime Broker

service to clients on a daily basis

Reconciled client positions versus trades executed in the market using

ECN's, Over The Counter (OTC), and Listed /Regional Exchanges and provided

trade support functions (P&L, Confirms, Margin Services)

Liaise with the NSCC and DTC to ensure proper settlement of client trades

both domestic and international

Mitigated any potential risks for the firm with the use of metrics to track

the settlement of trades from T+1

First Manhattan Co., New York, New York

6/05 - 6/07

Private Client Associate, Private Client Services

. Provided traders with day to day stock surveillance, client market

positions, and portfolio reviews

. Executed Federal Reserve wire transfer funds, deposited stock

certificates, and checks into client accounts

. Assisted Money Managers with analytical research to construct

client portfolios using Partner recommendations

. Tracked partner & client expenses, compiled daily trade commission

reports, and handled brokerage fee reporting

. Created and maintained database that successfully allowed the firm

to convert its investment advisory fees for more than 7,000 client

portfolio accounts within the targeted deadline

Columbia University, New York, NY

2/03 - 5/06

Business Analyst/Assistant, Continuing Medical Education

Responsible for financial data entry, petty cash disbursement and

reconciliation

Marketed conferences by creating letters, posters, and brochure

mailings for 50+ conferences annually

Developed and maintained relationships with internal & external

business partners and other non-profit vendors

Information Technology & Language Proficiency

Proficiency in Microsoft Office, Bloomberg Trading System, DTCC

Settlement, Raptor Router System, RUMBA, OMGEO

Products (Alert, CTM, Domestic OASYS), LAVA Color Palette, Fidessa,

GLOSS, FlexTrade, Imagine, ADP

Bilingual (English/Spanish)

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