Management Sales

Dmitry Bogomolny

917-***-**** *** Oceana Drive West #3-B, Brooklyn, NY 11235 ******.*********@****.***

Financial Services Associate with over 11 years of extensive internal risk management, process improvement and prime brokerage client service experience. Areas of expertise include:

Trade Management Cash Management Internal Risk Management Project Management

PB Client Service Institutional Client Service Restricted Stock Operations Management

Education and Professional Certifications:

MBA, 2011, Pace University, New York, NY GPA 3.7,

BS, 2000, Brooklyn College, Brooklyn, NY; Series 7 Certification.; NYS Real Estate Sales Person License.

Employment History: Goldman Sachs and Co. March 2000 – September 2011.

Prime Brokerage Cash Management Associate 01/10 – 09/11

* Designed and analyzed the global group’s internal risks and controls as part of the quarterly RCSA and BPA testing to ensure tighter controls in every group’s functions and preparation for SAS70 Audits

* Worked closely with technology teams to create a web client portal allowing prime brokerage clients to view all of their unapplied cash and have the option of accepting or rejecting

* Conducted departmental yearly and monthly cash kick back expense analysis and forecasts. Reduced the firm’s cash kick back percentage from 3% to 1.5% by working with custodian banks and clients to ensure correct SWIFT, BIC identification, ABA information and Fed wire instructions are set for all wires

* Monitored, controlled and reported on prime brokerage clients’ high value incoming and outgoing cash to mitigate the firm’s risk exposure. Approved high value outgoing wires and receipts

Prime Brokerage Trade Management Associate 06/04 – 01/10

* Prime Brokerage Relationship Manager for over 25 hedge funds with net assets in excess of 22 billion dollars. Responsible for client trade capture, reconciliation and settlement of US, foreign, synthetic, and emerging market securities across all asset classes

* Managed clients’ brokerage accounts, including reconciling and settling monetary, global equity and fixed income trade discrepancies as well as stock record breaks. Achieved 97% on clients’ T+3 trade settlements

* Headed projects that build out the service model and infrastructure needed to create scale and efficiencies within the client relationship management function. Managed integration of the real time fail management portal. Trained and managed 5 analysts

* Produced and evaluated daily activity and risk management reports for prime brokerage senior management

Institutional Clients Senior Analyst 08/02 – 06/04

* Oversaw and resolved top institutional clients’ failing equity and convertible trades in domestic and all global markets through extensive daily interaction with traders and clients

* Resolved open issues with Trading, Sales, Client Accounts, Trade Completion, Client Relationship Management teams on global basis

* Prepared and filed 15C3-3 regulatory extensions with New York Stock Exchange while managing the buy-in process of equity securities

Goldman Sachs Restricted Stock Analyst & Prospectus Delivery Coordinator 03/00 – 08/02

* Prepared and executed transfers of 144,144k, 145, 701 and S3 restricted stocks for prime brokerage offices, including examining securities submitted for transfer, delivering securities to their respective transfer agents and monitoring each security to ensure successful transfers

* Coordinated with transfer agents and issuing company’s counsel to obtain re-registered certificates without restrictive legends. Maintained and managed clients’ positions in segregated accounts

Technical Skills: Bloomberg, Rumba, SmartEx, DTCC system, Microsoft Office, Tempo, Ocean, Lotus Notes.

Languages: Fluent in Russian.

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