Risk Management Professional
Resume:
HENRY (MARTY) S. MARTIN III
***** * ******** ****** #*** Aurora CO 80015
*****.******.***@*****.***
SENIOR RISK MANAGEMENT EXECUTIVE
Seasoned strategic thinker with C-level experience and successful record of communication
and execution of strategic initiatives in numerous institutions. Ability to produce high quality
employee engagement and seize opportunities while meeting deadlines. Strong and effective
communication to both internal and external audiences with varied experiences and
perspectives.
Areas of Expertise
*Regulatory and Management reporting Systems * Financial and Market Performance
*Process Improvement * Asset / Liability Management *Internal Audit and Compliance *
Examination Preparedness * Contract Creation and Negotiations * Enterprise Risk
Management Controls * ALCO & Board Training *Strategic Planning
Experience with QRM, IPS, Farin, FIMAC, Compass, Baker models
EXPERIENCE
FIMAC – Vice President – Senior Consultant Greenwood Village, CO 9/2011 – 4/2013
• Educate and consult on ALCO, Liquidity & Treasury risk
• Deliver risk management services to financial institutions in asset liability management, liquidity
risk management, capital management, and other treasury activities such as:
o Interest Rate Risk and ALM – Monthly or Quarterly ALCO involvement
o Educational Services – Model, Regulatory, ALCO & Board training
o Liquidity Risk – Liquidity Stress Test (LST), Liquidity Coverage Ratio Analysis
o Compliance Risk – Policy Creation and Guideline Limits
o Strategic Risk – Implementations, Execution and Communication
o Specialized Projects: Non-Maturity Deposit Analysis, Capital Planning, Strategic Planning
Sessions, Validations, Prepayment Analysis
Wipfli LLP – Manager – Asset/Liability Management Madison, WI 8/2010 – 8/2011
Key Responsibilities
• Plan and supervise the execution of Asset/Liability Management engagements, including client
conversions; ALM simulations, forecasts and budgets; liquidity analysis and stress testing, and ALM
validation and consulting engagements.
• Perform work paper and report review to ensure conformance with service line and the firm’s
quality control standards.
• Prepare, monitor, and control budgets and productivity within areas of accountability.
• Train and provide direction to staff.
• Speaking engagements, and/or written articles related to best practices in Asset/Liability
Management and liquidity.
• Provide recommendations on business/growth plans related to the service line.
• Assist on decisions related to capacity and hiring recommendations
• Oversee development of tools, practice aids, policies, procedures, and reporting templates
• Prepare invoices on services in accordance with the terms of the arrangements or work with
relationship executives in the preparation of invoices.
• Assist in the planning of roundtables and discussions with financial institution clients on ALM
topics.
MM3 Consulting – Business Strategy/Valuation/ALM Consultant 10/2009 – 6/2012
Key Responsibilities
• Educate and consult on ALCO, Liquidity & Treasury risk
• Deliver risk management services to financial institutions in asset liability management, liquidity
risk management, capital management, funds transfer pricing (FTP) and other treasury activities
• Compare a company's performance to 26 key industry standard performance ratios
• Determine the amount of cash and/or credit line that will be needed in the next 12 months for your
short term financial plan to achieve next year's budgeted profit goals
• Track and compare monthly cash flows to your budgeted monthly standard cash flow goals to track
any future change in current year's working capital and/or cash needs
• Providing business valuation and deal structuring solutions needed to develop proper financial,
growth and exit strategies for succession planning, financial/estate planning, acquisition,
divestitures and financial management
• Extensive research of white papers concerning Non-Performing Business Loans
Farin & Associates, Financial Institution Consultant Madison, Wisconsin 12/2003 –7/2009
Key Responsibilities
• Consulted Banks & Credit Unions ranging in size from $50 Million to $34 Billion, in groups or one-
on-one, in ALM (Asset/Liability Management), Loan/Deposit Pricing and implementation of SQL
based financial model – SAM, Foresight & iPrice
• Led Asset/Liability committees and management teams through live on-site & webinar style
quarterly consulting reviews which tracked numerous items such as IRR, Tier 1 Capital, EVE, VaR,
COFs and conducted Marginal Cost analysis on recommended funding strategies to show forecasted
strategy values
• Led Liquidity Risk and Treasury clients on a range of risk management services in the treasury area
including; asset liability management, liquidity risk management, capital management funds transfer
pricing (FTP) and other treasury activities
• Served from 2005-2009 as a faculty member at University of Wisconsin Graduate School of
Banking
Standard & Poors, Financial Analyst, Englewood, Colorado 12/2000 – 5/2002
• Conducted financial analysis of corporate reports, SEC filings, and regulatory reports
• Contributed to the development of ongoing process improvements and terminology standardization
to enhance departmental consistency and quality of financial data.
• Evaluated and validated financial reports of public corporations to standardize data collected from
10Q/10K’s for Com-stat & Research Insight products
• Provided web database downloads and software upgrades using the new International Quality
Ranking (IQR) scoring model for select global companies using Standard & Poor's proprietary
calculations -- based on historical dividends, earnings and sales data; industry-specific and regional
report models
• Populated more than 250 Insider Trading and 300 Institutional Ownership data items with related
screens and reports
• Researched definitional and procedural consistency of financial information so as to improve the
quality of the data being disseminated
• Researched pending litigations listed in financial statement notes
• Strong GAAP, FASB and SEC regulations knowledge
Firstbank of Colorado, Personal Banker, Lakewood, Colorado 10/1997 –
12/2000
EDUCATION
University of Colorado B.S. Finance & Economics - including China Regional
Expertise
References available upon request
Contact this candidate