Human Resources High School
Resume:
Bob Nunn
Sparta, NJ 07871 ab00c1@r.postjobfree.com
Summary Profile
Dynamic financial industry professional with a history of delivering measurable top line results. Managerial and hands
on experience in compliance development and implementation, business strategies, operations, equity and options
trading, public speaking, corporate training and employee relations. Excellent interpersonal, leadership, problem solving
and communication skills. Additional experience in human resources and sales.
Key Areas of Expertise
10 years of senior management experience Equity Markets
Financial industry compliance Financial industry technology
SEC, FINRA, and Exchange Rules Professional presentation skills
Equity and Options trading and risk management Compensation and benefit analysis
Proficient in MS Word, Excel, Power Point and Outlook
Professional Experience
Financial Advisor 2010 2012
Merrill Lynch, Sparta, NJ
Built and maintained client base by offering financial advice on savings and retirement
• Networked effectively utilizing corporate events, social networking, community involvement
and warm market contacts
• Analyzed Merrill Lynch research to determine best practice approach to clients needs and goals
• Closed over 80% of prospects after 3rd meeting
Chief Operating Officer 2004 2009
Cohen Capital Group
Led overall staffing, risk management and day to day operations of large equity/options trading firm
• Developed marketing and acquisition strategy to increase client base. Grew company over 550% from 75
clients to 420. Turned 2004 net loss of $1 million to $6 million average annual profit by 2006.
• Established and maintained relationships with C Level executives through daily communication
• Implemented advanced compliance program and procedures to ensure enforcement of all NASD/FINRA/NYSE
and AMEX rules and regulations
• Frequent guest commentator on CNBC, FOX Business, Bloomberg TV and Radio as well as financial market
resource for various print media
Vice President ETF Trading 2001 2004
Knight Financial Products
• Created framework and infrastructure for new division of Knight Trading
• Supervised all new hiring and onboard training of support staff and traders averaging 25 employees
• Leveraged firm capital to produce profits ranging from 200 300% return on investment
Independent Market Maker Self Employed 1994 2001
American Stock Exchange
• Deployed personal and investor risk capital daily during highly volatile stock market movements
• Over 7 years averaged 250% return on capital to investors
• Recognized as leading market maker in Fortune 500 company options pits
Bob Nunn
17 Sandra Lane 732-***-****
Sparta, NJ 07871 ab00c1@r.postjobfree.com
Leadership Recognition
Elected Chairman American Stock Exchange Specialist Association by fellow business owners
Appointed Senior Floor Official by Exchange Board of Governors
Appointed board liaison for trading floor technology development and enhancements
NASD/FINRA Hearing Officer
Exchange Disciplinary Committee Member
Military Service
United States Marine Corps
Graduate Non Commissioned Officer's Leadership Academy
Community Leadership
Lenape Valley Regional High School Board of Education
President Lenape Valley Youth Football and Cheer Program
Byram Township Recreation Committee Member
Member Knights of Columbus Council #13677
Member Assumption Society of Netcong
Catholic youth minister and Confirmation Catechist
Guest speaker at local high schools and parishes leading ethical decision making workshop for teens
Current Professional Licenses
Series 7
Series 66
NJ State Life Insurance Producer
National Mortgage NMLS # 579254
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