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Trading or Broker or Sec or Dealer jobs in Ashburn, VA, 20149

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Senior Software Developer - SQL

Evolver Commercial  –  Reston, VA, 20191
... 3 years exp investment management financial services experience including SEC financial compliance; and 2 years of Microsoft Azure cloud data services, to include the administration and optimization of database systems, including database backup and ... - May 17

Senior Principal, MRTS Market Strategy & Research

FINRA  –  Rockville, MD
... control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers ... - May 25

Finance & Regulatory- Reporting- Principal

Siri InfoSolutions Inc  –  Washington, DC
Job Title: Finance & Regulatory- Reporting- Principal Client Location: Washington, DC (100% Remote) Duration: Full-time In this compelling leadership position, you will lead the research of new technical Securities and Exchange Commission (SEC) ... - May 28

Information Security Analyst

ALTA IT Services  –  Vienna, VA
... • GSEC, GCIH, SEC+, or other Information Security certifications. • Knowledge of Client’s operations. - May 22

Senior Cybersecurity Engineer

NVR  –  Reston, VA
... Experience working with software development teams to support Dev/Sec/Ops efforts within an organization such as code scanning, secrets scanning, or code reviews. Strong engineering, problem solving and communication skills. Ability to work ... - May 29

Enforcement Counsel

Nasdaq  –  Washington, DC
... by investigating potential violations of exchange and SEC rules and taking enforcement action when the facts warrant it. ... with Proficiency in e-discovery tools and databases Equities or options trading industry experience Sounds like you? ... - May 09

District Sales Manager

Hunter Douglas  –  Herndon, VA
... Dealer Training – Conduct product knowledge training seminars with dealer sales people to facilitate the sale and accurate representation of Hunter Douglas Fabrication products. Business Building – Constant and consistent effort to sell sample books ... - May 18

Sales Support Associate

Foresters Financial Services  –  Wheaton, MD, 20915
... Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized ... - May 15

Accelerated Path to Management Program(Bilingual Vietnamese)

New York Life  –  Vienna, VA
... including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. ... - May 19

Senior Wealth Advisor

MAI Wealth Management, Inc.  –  Bethesda, MD, 20817
... related to portfolio management, trading, and rebalances in client portfolios Oversee the process of gathering client tax information, working closely with accountants to discuss tax planning concepts, obtain tax compliance details, cash flows, etc. ... - May 24
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