| Distance: | Resume alert | Resumes 21 - 30 of 53435 |
It Security Customer Service
Denver, CO
... Direct interactions with regulators such as the Federal Reserve, OCC, SEC, FINRA, or state Insurance Departments. Ensuring Audit teams align problems of diverse scope using the organization's risk based internal auditing methodology. Fosters an ... - May 09
... Direct interactions with regulators such as the Federal Reserve, OCC, SEC, FINRA, or state Insurance Departments. Ensuring Audit teams align problems of diverse scope using the organization's risk based internal auditing methodology. Fosters an ... - May 09
High Volume Back Office
Brooklyn, NY, 11228
... Reported Broker to Broker trades through ACT, to ensure compliance with NASD & SEC regulations. Allocated shares for client accounts in OTC Syndicate IPO and Secondary Offerings. Trade booking / trade booking corrections and processing. PROFESSIONAL ... - May 09
... Reported Broker to Broker trades through ACT, to ensure compliance with NASD & SEC regulations. Allocated shares for client accounts in OTC Syndicate IPO and Secondary Offerings. Trade booking / trade booking corrections and processing. PROFESSIONAL ... - May 09
Level Ii Mechanical Engineering
Ahmedabad, Gujarat, India
CURRICULUM vITAE UMESH KUMAR TRIVEDI House no.**1, Near Ranjandevi Temple, Sec. 9, At Post-Koperkhairne, Mobile No:-+91-997******* Navi Mumbai, (Maharashtra) 400709 Email:-**************@*****.*** CAREER OBJECTIVE:- I am seeking for a Technical ... - May 09
CURRICULUM vITAE UMESH KUMAR TRIVEDI House no.**1, Near Ranjandevi Temple, Sec. 9, At Post-Koperkhairne, Mobile No:-+91-997******* Navi Mumbai, (Maharashtra) 400709 Email:-**************@*****.*** CAREER OBJECTIVE:- I am seeking for a Technical ... - May 09
Financial Management Public Sector
Harare, Zimbabwe
... Great Zimbabwe University 2016 National Certificate in Accountancy Masvingo Polytechnical College 2001 Ordinary Level Mataruse sec school 1998 RESEARCHES Analysis of financial management and accountability in the health institutions in Zimbabwe. ... - May 09
... Great Zimbabwe University 2016 National Certificate in Accountancy Masvingo Polytechnical College 2001 Ordinary Level Mataruse sec school 1998 RESEARCHES Analysis of financial management and accountability in the health institutions in Zimbabwe. ... - May 09
Health Insurance Coordinator
India
... Mary’s Higher Sec School, A.NMangalam Salem-106 State Board 2015 65.6% SSLC St. Mary’s Higher Sec School, A.NMangalam Salem-106 State Board 2013 77.6% EXPERIENCE: I Had Worked as an Insurance Coordinator For The Last 1 Year from Medi Assist Health ... - May 09
... Mary’s Higher Sec School, A.NMangalam Salem-106 State Board 2015 65.6% SSLC St. Mary’s Higher Sec School, A.NMangalam Salem-106 State Board 2013 77.6% EXPERIENCE: I Had Worked as an Insurance Coordinator For The Last 1 Year from Medi Assist Health ... - May 09
Digital Marketing Customer Success
Bahay Toro, Philippines
... Program as Unit Manager Completed Certification Program of Philippine Investment Funds Association (PIFA), Joint Project with SEC Consistent Recipient of JP Morgan Chase Rewards and Recognition Best in Operating Principles, Top Team Consistent Top ... - May 08
... Program as Unit Manager Completed Certification Program of Philippine Investment Funds Association (PIFA), Joint Project with SEC Consistent Recipient of JP Morgan Chase Rewards and Recognition Best in Operating Principles, Top Team Consistent Top ... - May 08
Private Equity Fund Accounting
Huntington, NY
... GAAP Investment accounting principles, SEC regulation requirements under the 1933 and 1934 Acts. PROFESSIONAL EXPERIENCE Constellation Advisers LLC (part of IQEQ) (August 2021 - Present) Managing Director – CFO Services and Fund Accounting Provides ... - May 08
... GAAP Investment accounting principles, SEC regulation requirements under the 1933 and 1934 Acts. PROFESSIONAL EXPERIENCE Constellation Advisers LLC (part of IQEQ) (August 2021 - Present) Managing Director – CFO Services and Fund Accounting Provides ... - May 08
Truck Driver Human Resource
Kampala, Uganda
... Year Advanced certificate of, Royal college school 2013 Education Uganda certificate of, Kasese sec school. 2011 Education Primary leaving cert. Mubuku pri school. 2007 Companies worked for and responsibilities. From may 2022 to June 2023 I worked as ... - May 08
... Year Advanced certificate of, Royal college school 2013 Education Uganda certificate of, Kasese sec school. 2011 Education Primary leaving cert. Mubuku pri school. 2007 Companies worked for and responsibilities. From may 2022 to June 2023 I worked as ... - May 08
Urgent Care Business Development
Larchmont, NY
... • Conducted compliance audits, inspections, and reviews • Revamped the Firm's Written Supervisory Procedures Manual • SEC/FINRA/NYSE inquiries and audits • Annual Financial Audits Managing Director, Head of Capital Markets 2005 – 2012 • Built ... - May 08
... • Conducted compliance audits, inspections, and reviews • Revamped the Firm's Written Supervisory Procedures Manual • SEC/FINRA/NYSE inquiries and audits • Annual Financial Audits Managing Director, Head of Capital Markets 2005 – 2012 • Built ... - May 08
It Support Project Management
Dallas, TX
... Administered every aspect of internal IT, Domain, package creation and delivery, Network, DNS/DHCP, helpdesk, all applications and phones, Exchange 2000, monitoring and logging, security, all SEC Audit items. Much more. Site Manager (Remote ... - May 08
... Administered every aspect of internal IT, Domain, package creation and delivery, Network, DNS/DHCP, helpdesk, all applications and phones, Exchange 2000, monitoring and logging, security, all SEC Audit items. Much more. Site Manager (Remote ... - May 08