| Job alert | Jobs 1 - 10 of 215 |
Chief Compliance Officer SEC Registered RIA BROKER DEALER
Tamar Securities LLC
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Los Angeles, CA, 90079
Job Overview: We are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As the Chief Compliance Officer, you will be responsible for ensuring that our organization operates in compliance with all relevant laws... - Jun 21
Legal Counsel
Hire Writing, LLC
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Los Angeles, CA, 90079
... qualified to practice law 3+ years' legal work experience Good standing with CA state bar Strong understanding of SEC/FTC rules and regulations - Jun 21
Associate Director - Institutional Wealth Management (West)
Principal Financial Services
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Los Angeles, CA, 90079
... This position may be subject to SEC restrictions on personal political contributions. Skills That Will Help You Stand Out Prefer at least two years of prior internal or external wholesaling experience and CIMA, CMA, CFA, or CFP designation. Salary ... - Jun 21
Registered Investment Advisor - Vice President
Ignited Recruiting
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Los Angeles, CA, 90079
Our client, an esteemed SEC-registered investment advisory firm, provides comprehensive wealth management services to wealthy individuals, multi-generational families, endowments, and foundations. We are seeking an experienced Investment Advisor ... - May 29
Stock Plan Administrator, Los Angeles
VIANT
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Los Angeles, CA
... Prepare recurring and custom reports to support financial statement disclosures such as Earnings Per Share, equity award tables, and beneficial ownership tables for SEC filings, including Form 10K, 10Q, and proxy statements, as well as any other ad ... - Jun 15
Outside Sales Rep
Jobot
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Los Angeles, CA, 90079
Incredible Valuations & SEC Reporting Opportunity with a Top Ranked Specialty Finance Company! Hybrid Work Schedule, Strong Compensation Package! This Jobot Job is hosted by: Jonathan Chan Salary: $95,000 - $110,000 per year A bit about us: We are a ... - Jun 06
Audit Manager
Affinity Search
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Montecito Heights, CA, 90031
... We offer a very reasonable work life balance, excellent benefits including large potential bonuses, a 5% employer contribution to your 401K program, a choice of both SEC and closely held clients to work on across diverse industry groups, and fast ... - Jun 21
Corporate Controller
Green Key Resources
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Los Angeles, CA, 90079
... Responsibilities/Job Duties: Ownership of the financial reporting process, SEC filings, and the general and sub-ledgers, as well as record keeping and expense reporting Ownership of the preparation of monthly and annual financial statements ... - Jun 18
Sr. Accountant
Robert Half
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Los Angeles, CA, 90011
... comprehensive financial reports detailing the status and performance of the bank • Prepare and collaborate on regulatory and SEC reports for filing • Utilize MS Excel to compile, analyze, and present financial data effectively • Collaborate with the ... - Jun 20
Senior Corporate Accountant
Jobot
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Beverly Hills, CA, 90211
... The ideal candidate will have a solid background in public accounting, with a strong emphasis on month-end close, SEC reporting, 10K and 10Q preparation, balance sheet reconciliation, consolidations, and reporting. Responsibilities: As a Senior ... - Jun 05