| Resume alert | Resumes 41 - 50 of 53 |
Banking Operation & Hedge Funds Administration
Old Bridge Township, NJ
... com PROFILE Custody/Investor Services - Client Service Manager with a unique combination of experiences in Alternative Fund of Funds, Custody & Investor Servicing, Money Transfers/Investigations, Loan Processing, Corporate Actions, AML & KYC. ... - 2014 Oct 19
... com PROFILE Custody/Investor Services - Client Service Manager with a unique combination of experiences in Alternative Fund of Funds, Custody & Investor Servicing, Money Transfers/Investigations, Loan Processing, Corporate Actions, AML & KYC. ... - 2014 Oct 19
Registered Assistant
Holmdel, NJ, 07733
... Monitored compliance with applicable laws and rules regarding AML and OFAC requirements. . Managed interactions with regulatory agencies regarding audits and inquiries. . Performed investment advisory compliance for registered investment advisor ... - 2013 Jun 11
... Monitored compliance with applicable laws and rules regarding AML and OFAC requirements. . Managed interactions with regulatory agencies regarding audits and inquiries. . Performed investment advisory compliance for registered investment advisor ... - 2013 Jun 11
Manager Management
Manalapan, NJ, 07726
... Piloted the design, development and implementation of bank's initial and subsequent NPPI, AML, OFAC, KYC, FR23A and FR23B, CRA, FDIC, OCC, SARS and Shared National Credit reporting systems to support Regulatory and Compliance adherence. Built Credit ... - 2013 Jan 28
... Piloted the design, development and implementation of bank's initial and subsequent NPPI, AML, OFAC, KYC, FR23A and FR23B, CRA, FDIC, OCC, SARS and Shared National Credit reporting systems to support Regulatory and Compliance adherence. Built Credit ... - 2013 Jan 28
Sql Server Sales
Lakewood Township, NJ
... Contact: abp99r@r.postjobfree.com Phone: 732-***-**** 732-***-**** PROJECT DETAILS Employee: CSC Apr 2007 to Date Client: Pfizer, NJ (consultant) Role: BI Lead Developer/Architect Project: Indirect Sales, Rebates, EML & AML, Orders, WMS and Direct ... - 2013 Jan 24
... Contact: abp99r@r.postjobfree.com Phone: 732-***-**** 732-***-**** PROJECT DETAILS Employee: CSC Apr 2007 to Date Client: Pfizer, NJ (consultant) Role: BI Lead Developer/Architect Project: Indirect Sales, Rebates, EML & AML, Orders, WMS and Direct ... - 2013 Jan 24
Customer Service Life Insurance
Bayville, NJ, 08721
... Assured compliance with banking rules and regulations such as AML, BSA, and KYC through the regular monitoring of customer activity and the analysis of financial reports involving suspicious activity . Collaborated with other financial institutions ... - 2012 Dec 12
... Assured compliance with banking rules and regulations such as AML, BSA, and KYC through the regular monitoring of customer activity and the analysis of financial reports involving suspicious activity . Collaborated with other financial institutions ... - 2012 Dec 12
Manager Vice President
middletown, NJ, 07748
... Areas of Expertise Regulatory and Corporate Compliance + Electronic Trading Compliance + Anti-Money Laundering (AML) Trading & Trading Management + Best Execution Report Reviews + Disciplinary Measures & Action Team Building & Staff Development + ... - 2012 Nov 27
... Areas of Expertise Regulatory and Corporate Compliance + Electronic Trading Compliance + Anti-Money Laundering (AML) Trading & Trading Management + Best Execution Report Reviews + Disciplinary Measures & Action Team Building & Staff Development + ... - 2012 Nov 27
Quality Assurance Manager
Toms River, NJ, 08753
... Created and implemented a comprehensive Customer Due Diligence (high, medium, low risk rated clients) process and Customer Identification Process as it pertains to section 312 of the US Patriot Act and TD's internal AML Compliance Program. ... - 2012 Nov 12
... Created and implemented a comprehensive Customer Due Diligence (high, medium, low risk rated clients) process and Customer Identification Process as it pertains to section 312 of the US Patriot Act and TD's internal AML Compliance Program. ... - 2012 Nov 12
Compliance
Monroe Township, NJ, 08831
... SEC, AML Regulations, OFAC Regulations, FCPA, GAAP, U.S. Uniform Commercial Code (Chapters 9, 11, 13), International Business Compliance and Ethics (Service Providers, Suppliers, Audits). Merger & Acquisitions processes. Fluent in English, Spanish, ... - 2012 Jun 29
... SEC, AML Regulations, OFAC Regulations, FCPA, GAAP, U.S. Uniform Commercial Code (Chapters 9, 11, 13), International Business Compliance and Ethics (Service Providers, Suppliers, Audits). Merger & Acquisitions processes. Fluent in English, Spanish, ... - 2012 Jun 29
Project Management
Point Pleasant Beach, NJ, 08724
... • Oversight responsibility for client onboarding, including KYC & AML documentation retrieval/approval. • Coordinated 12b-1 fee set-up for offshore fund range with TA and ensured proper trail payment rates in accordance with distribution agreements ... - 2012 May 25
... • Oversight responsibility for client onboarding, including KYC & AML documentation retrieval/approval. • Coordinated 12b-1 fee set-up for offshore fund range with TA and ensured proper trail payment rates in accordance with distribution agreements ... - 2012 May 25
Tech. PM with strong software development background
Hillsborough, NJ, 08844
... change control • Prepare & post weekly status report on share point website, Project & Portfolio Management site Experian AML, Miami, FL Dec 2009 – July 2010 Business: Core Business domain: - Developed software for Anti-money Laundering Role: ... - 2012 Mar 26
... change control • Prepare & post weekly status report on share point website, Project & Portfolio Management site Experian AML, Miami, FL Dec 2009 – July 2010 Business: Core Business domain: - Developed software for Anti-money Laundering Role: ... - 2012 Mar 26