| Resume alert | Resumes 31 - 35 of 35 |
Human Resources Management
Cohasset, MA
... Service Information Security/Privacy FINOP Disaster Recovery/Contingency/BCP UK/EU Brokerage and Reg Finance Anti Money Laundering (AML/KYC) RIA compliance PROFESSIONAL EXPERIENCE Executive Vice President 2013- Present The GL Group, Waltham, MA . ... - 2014 Sep 08
... Service Information Security/Privacy FINOP Disaster Recovery/Contingency/BCP UK/EU Brokerage and Reg Finance Anti Money Laundering (AML/KYC) RIA compliance PROFESSIONAL EXPERIENCE Executive Vice President 2013- Present The GL Group, Waltham, MA . ... - 2014 Sep 08
Customer Service Management
Medford, MA
... V P Cash Management P roduct Mgmt and Business Dev e lopment F i rst Southern Bank M arch 2005 – September 2009 • Recruited by First Southern Bank to establish/start-up a Cash Management department • Implemented business rules for AML/BSA ... - 2014 Mar 27
... V P Cash Management P roduct Mgmt and Business Dev e lopment F i rst Southern Bank M arch 2005 – September 2009 • Recruited by First Southern Bank to establish/start-up a Cash Management department • Implemented business rules for AML/BSA ... - 2014 Mar 27
Project Manager Data
Lynn, MA
... systems integration, support planning, and technology implementation of Actimize, AML, Mantas, Norkom and BI Operations Core Accomplishments Business Development: Develop and execute data mining analyses using program languages to extract data. ... - 2013 Oct 12
... systems integration, support planning, and technology implementation of Actimize, AML, Mantas, Norkom and BI Operations Core Accomplishments Business Development: Develop and execute data mining analyses using program languages to extract data. ... - 2013 Oct 12
Marketing Data Entry
Boston, MA
... Dublin, Ireland Sept 2009 – July 2010 Shareholder Services, Associate 1Processed subscriptions and redemptions to funds: reviewed documentation, ensured anti-money laundering (AML) documentation was received, confirmed receipt of cash in fund’s bank ... - 2012 Oct 05
... Dublin, Ireland Sept 2009 – July 2010 Shareholder Services, Associate 1Processed subscriptions and redemptions to funds: reviewed documentation, ensured anti-money laundering (AML) documentation was received, confirmed receipt of cash in fund’s bank ... - 2012 Oct 05
Compliance Professional
Swampscott, MA, 01907
... Areas of concentration include: • Investment Advisers Act of 1940 • Code of Ethics • Investment Company Act of 1940 • ERISA • Audit Examinations, including SAS70 • AML/KYC EXPERIENCE REGULATORY COMPLIANCE, LLC, Londonderry, NH November 2009–March ... - 2010 Nov 06
... Areas of concentration include: • Investment Advisers Act of 1940 • Code of Ethics • Investment Company Act of 1940 • ERISA • Audit Examinations, including SAS70 • AML/KYC EXPERIENCE REGULATORY COMPLIANCE, LLC, Londonderry, NH November 2009–March ... - 2010 Nov 06