| Job alert | Jobs 81 - 90 of 356 |
Senior Compliance Officer
Global Investment Bank and Broker Dealer
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New York, NY
... Compliance Testing ( Knowledge of FINRA rule 3120 a plus) AML Compliance training Regulatory exams and inquiries Series 7 & 24 Required Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Bachelors ... - May 17
Client Associate
Flagstar Bank
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Manhattan, NY, 10019
... Job Requirements: High school diploma or general education degree (GED) Minimum 1 year banking experience Financial service products, banking regulations and AML Knowledge of teller activities, preferred Strong client servicing; excellent verbal and ... - Jun 06
Compliance Onboarding Specialist
Rho
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New York, NY
... onboarding and engagement strategies.The individual will be expected to know when to escalate cases or matters and initiate investigations, (i.e., when there are suspicions of BSA/AML, USA PATRIOT Act, or other federal or state law violations). ... - Jun 06
Senior Associate, Client Onboarding
Clear Street LLC
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Manhattan, NY, 10007
... * You are proficient in the requisite Anti-Money Laundering (AML) and Know Your Customer (KYC) regulatory and operational onboarding requirements for various institutional clients including hedge funds, asset managers, proprietary trading firms and ... - May 27
ISG Management, Financial Crimes & Client Onboarding - Associate
Morgan Stanley
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Manhattan, NY, 10007
... Primary Responsibilities * Execute the end-to-end Enhanced Due Diligence ("EDD") workflow of the EDD program focused on assessing AML risks related to new and existing clients to effectively mitigate potential AML risk exposure in accordance with ... - May 20
Senior Client Associate - Officer
Flagstar Bank
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Brooklyn, NY, 11210
... QULIFICATIONS: 5 years of commercial banking experiences High school diploma or general education degree (GED Knowledge of KYC-AML required Knowledge of financial products and services required Knowledge of rent securities preferred Strong ... - Jun 07
Senior Client Associate - Officer
Flagstar Bank
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Manhattan, NY, 10022
... QULIFICATIONS: 5 years of commercial banking experiences High school diploma or general education degree (GED Knowledge of KYC-AML required Knowledge of financial products and services required Knowledge of rent securities preferred Strong ... - Jun 06
Sr Solutions Sales Account Executive - Fraud
SAS
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Manhattan, NY, 10278
... About the job SAS is seeking a dynamic individual with high energy and drive to join our US Financial Services Sales team as an AML, Fraud, and Financial Crimes Sales Solution Specialist. We are looking for an experienced sales “hunter” with ... - Jun 07
Network Engineer
inSync Staffing
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Manhattan, NY, 10261
... Compliance & AML: Perform daily role in line with the Company's policies, procedures, WSPs and in compliance with applicable rules, laws and regulations to avoid and/or mitigate any regulatory risks. Benefits (employee contribution): Health ... - Jun 07
Client Onboarding Analyst (Temp)
ManpowerGroup
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Manhattan, NY, 10176
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. **Role ... - May 19