| Job alert | Jobs 61 - 70 of 127 |
Wealth Management Sales
Equitable Advisors
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Dallas, TX, 75215
... Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. an Equitable Advisors is an equal opportunity employer M ... - May 09
Financial Professional - Leadership Fast Track
Equitable Advisors
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Dallas, TX, 75215
... Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. an Equitable Advisors is an equal opportunity employer M ... - Apr 25
Corporate Global Controller
GameStop
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Grapevine, TX, 76051
... SUMMARY The Vice President – Corporate Global Controller is responsible for leading global accounting functions SEC Reporting, Technical Accounting & Accounting Policies, and Consolidation and Corporate Accounting. This position will be a key ... - Apr 22
Technical & Transactional Accounting Manager
CBIZ
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Dallas, TX, 75225
... Essential Functions and Primary Duties Develop extensive skills in audit procedures/facilitation, SEC reporting and technical GAAP Enhance professional oral and written communication skills Exhibit a professional, business–like demeanor Apply ... - Apr 24
Sr. Corporate Paralegal
Match Group
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Dallas, TX, 75201
... public company reporting, including Section 16 reports and other types of SEC filings; and legal entity formation, dissolution and ongoing compliance, including charter documents, minutes, resolutions and annual filing requirements in the U.S. and ... - May 07
Chief Compliance Officer, JLL Securities
JLL
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Dallas, TX, 75201
... * Regulatory Compliance: * Ensure the company's activities are conducted in compliance with relevant federal and state securities laws, SEC rules, and FINRA and MSRB regulations. * Stay informed about changes in regulatory and compliance ... - May 07
Quantitative Researcher Intern
VWH Capital Management, LP
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Dallas, TX, 75215
... Company Description VWH Capital Management, LP (“VWH”) is an SEC-registered investment advisor and private equity firm with multi-billion dollars in assets under management. The firm is the winner of the 2023 Private Equity Wire US Emerging Manager ... - May 12
Senior Manager, Compliance Risk Testing - Branch - Broker Dealer
Charles Schwab
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Roanoke, TX, 76262
... What you have Required Qualifications: Minimum of 8 years of experience within financial services 3-5 years of experience in a Regulatory Testing/Examiner/Audit role Understanding of FRB, SEC, FINRA, OCC, NFA, Privacy and Anti-Money Laundering rules ... - May 16
Wealth Management Sales Associate (VP Leadership Fast-Track Program)
Equitable Advisors
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Dallas, TX, 75215
... Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. an Equitable Advisors is an equal opportunity employer M ... - May 04
Manager - Compliance (Hybrid/Remote)
IQ-EQ
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Dallas, TX, 75207
... ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund ... - Apr 30