| Job alert | Jobs 41 - 50 of 340 |
Executive Vice President (Finance and Operations)
Hold Brothers
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Manhattan, NY, 10278
... This individual will collaborate with business unit and functional teams for the end to end process in producing consolidated financial statements and related disclosures as required by GAAP and the SEC. Additionally, this position will monitor ... - Apr 14
Chief Financial Officer (SPAC)
Intelletec
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Manhattan, NY, 10261
... Key Responsibilities Setup and Intial Resposibilities SPAC formation and initial infrastructure, governing documents Completing initial registrations with the SEC Account for initial capital raise, and share transactions. Help lead M&A activity, ... - Apr 25
Project Manager Investment Services (HYBRID)
Toppan Merrill
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Manhattan, NY, 10261
... preparation of various client compliance documents Coordinate with fellow team members and internal teams to ensure client SEC (Securities and Exchange Commission) filings are executed timely and accurately Develop and foster positive relationships ... - May 04
Chief Compliance Officer- Billion Alternative Asset Manager
Atlantic Group
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Maplewood, NJ, 07040
... Investment Company Act/Advisers Act and SEC Exemptive Reliefs *Streamline & Improve Compliance Workflow *Oversee Tools and Technology to Improve Current Compliance Processes *Assist in Developing & Implementing the Firm’s Policies and Procedures. ... - Apr 21
Compliance Analyst
Atlantic Group
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Manhattan, NY, 10261
... compliance onboarding tasks and training Support the Compliance Team with the firm's annual compliance review and/or mock SEC exams Maintenance and organization of the firm’s compliance books and records (e.g., compliance logs, compliance calendar ... - Apr 18
Portfolio Manager
First New York
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Manhattan, NY, 10261
... FNY Investment Advisers (“First New York”) is an SEC Registered Investment Adviser, headquartered on Park Avenue in New York City, with offices in London and South Florida. First New York’s multi-strategy platform provides access to global markets ... - Apr 10
Assistant Controller
Yoh, A Day & Zimmermann Company
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Manhattan, NY, 10261
... • CPA preferred • Experience with the net capital and customer reserve computations pursuant to SEC Rules 15c3-1 and 15c3-3 is a plus • Outstanding project management, communication and interpersonal skills • Strong commitment to accuracy and ... - May 04
Technical Business Analyst
Synergy Interactive
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Manhattan, NY, 10261
... Strong understanding of financial services regulations, such as SEC, FINRA, and state licensing requirements. Experience working with technical systems and tools used in financial services, such as CRM systems, compliance monitoring software, and ... - May 02
Assistant IT Manager
Ascendo Resources
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New York, NY
... Oversee IT Systems and Infrastructure in collaboration with IT Manager: Ensure the smooth and secure operations of all technology equipment and functions, including outsourced system in accordance with corporate requirements and SEC guidelines. ... - Apr 18
Senior Vice President Regulatory Reporting - Sr. Lead Analyst
Citi
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Manhattan, NY, 10261
... to work directly on a regular basis with Management and will also interact very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital Planning. ... - May 02