| Job alert | Jobs 61 - 70 of 461 |
Trading Agreement Negotiator
IMS People
–
Manhattan, NY, 10036
... • A plus if experience negotiating trading agreements at broker/dealer, buy-side firm and law firm with an emphasis on equity swaps and the master confirmations associated with those transactions. - May 02
AML Testing and Model Validation Analyst
Oppenheimer & Co. Inc.
–
Manhattan, NY, 10004
... (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities ... - Apr 27
Financial Advisor - Entry Level
Equitable
–
Secaucus, NJ, 07094
... Together, we help you achieve your goals through: o Our open-architecture platform for client solutions o Our broker/dealer powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive ... - Apr 19
Institutional Fixed Income Sales
TJM Institutional Services
–
Manhattan, NY, 10261
Leading NFA IB and broker-dealer with a global presence is looking to add seasoned and experienced cash treasuries, fixed income, mortgage bonds, corporate bonds, fixed income RV and institutional futures sales to its teams in all zones. Persons ... - Apr 22
Sr. Analyst
Jobot
–
Jersey City, NJ
... Handle Corporate Actions and liaise with Broker/Dealer to ensure smooth operations. 3. Utilize FIS Phase 3, DTC PBS/PST, BETA, and other relevant systems to manage and analyze financial data. 4. Assist in strategic decision-making processes by ... - May 03
Financial Advisor - Entry Level
Equitable
–
Secaucus, NJ, 07094
... Together, we help you achieve your goals through: o Our open-architecture platform for client solutions o Our broker/dealer powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive ... - Apr 18
Automotive Finance and Insurance Trainer
DOWC
–
Parsippany, NJ, 07054
... Key Responsibilities Lead new dealer launches by training newly hired F&I managers and sales team on compliance requirements and sales skills Provide post-launch support and training Instruct and roll out training of AFIC and DOWC to automobile ... - May 03
Compliance Officer, Park Avenue Securities
Guardian Life Insurance
–
Manhattan, NY, 10001
... Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer and investment adviser. ... - May 01
Fixed Income Sales- Investment Grade (New York)
Oppenheimer & Co. Inc.
–
Manhattan, NY, 10004
... (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities ... - Apr 11
Trading Desk Tech Support Specialist
Yoh, A Day & Zimmermann Company
–
Manhattan, NY, 10261
... • Communicate clearly and professionally on telephone calls and internally in person • Experience working for a US broker/dealer • Ability to work in a fast-paced trading environment while multitasking on various initiatives • Ability to communicate ... - May 04