| Job alert | Jobs 61 - 70 of 218 |
Business Analyst - Sanctions
Cloudious LLC
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Manhattan, NY, 10075
... The Financial Crimes Technology (FCT) IT organization among other things is responsible for the support of the Firm's Anti Money Laundering (AML), Enterprise Client Risk Ranking (ECRR), Single Client View (SCV), Office of Foreign Asset Control (OFAC ... - Apr 23
Legal Assistant
Cardea Group
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Manhattan, NY, 10261
... protocols and procedures for assessing potential investments Drafting investment and distribution memoranda, overseeing the KYC/AML process for trusts and individual family members, and reviewing governance of family entities and associated record ... - Apr 10
Fund Services Summer Analyst Program (New York & Purchase)
Morgan Stanley
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Manhattan, NY, 10261
... Anti-Money Laundering (AML): The AML team is responsible for helping our clients identify and manage potential AML risks. The team works closely with the General Counsel, Compliance, and Investor Relations representatives at our clients. Day-to-day ... - Apr 29
Investor Services Supervisor
The Rockridge Group
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New York City, NY
... Every Investor Services Supervisor will receive the requisite Induction Training in addition to both compulsory training (AML/KYC) and optional training. Additional client-specific training is provided by the manager and Director within the team. ... - Apr 13
Business Analyst / Business Development - Contract-to-Hire
ABeam Consulting
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Manhattan, NY, 10019
... Position Responsibilities: Seeking a Business Analyst/ Business Development Manager who is experienced with business requirements in Syndicated Loan / Treasury(Transaction banking) / AML within a client bank. The ideal candidate will have a ... - Apr 02
KYC Analyst
Tech Mahindra
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New York, NY
... Good understanding of Global AML/KYC regulations and industry trends 5. Experience in delivering projects in a managed service environment 6. Maintain high quality standards 7. Keep Client data fully secured to meet the highest data privacy standard - Apr 18
Trust Officer
Rockefeller Capital Management
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Manhattan, NY, 10278
... for applying the provision of trusts consistent with the documents, applicable statutes and regulations as well as meeting KYC, AML, and other regulatory compliance standards Participate in special projects as assigned Master all systems related to ... - Apr 13
Legal & Compliance Associate
Reputable Staffing, Inc.
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Manhattan, NY, 10261
... analysis with respect to SEC rulemaking Assist with fund onboarding & investor AML/KYC Manage personal trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. ... - Apr 13
Associate Director, CMF/Prime Services Product Development
Scotiabank
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Manhattan, NY, 10281
... compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct. ... - Apr 09
Director, Equities Sales Trading
Scotiabank
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Manhattan, NY, 10281
... of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, ... - Apr 09