| Job alert | Jobs 51 - 60 of 218 |
Global Financial Crimes: Institutional Securities Group Financial
Morgan Stanley
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New York, NY
... GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm’s Anti-Money Laundering (AML), Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government and Political Activities ... - Apr 18
Quality Control (KYC) - Assistant Vice President
Morgan Stanley
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Manhattan, NY, 10261
... Department Profile The Anti-Money Laundering Risk (AML Risk) Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with ... - Apr 29
Compliance Officer
Cardea Group
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Manhattan, NY, 10261
... for reviewing employee personal trades, employee certifications, and employee pre-clearance requests Assist in addressing AML/KYC requests, compliance reviews of marketing materials, and investor diligence requests Collaborate with CCO and other ... - Apr 12
Americas Head of Business Line AFC - Investment Bank & Corporate Bank
Deutsche Bank
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Manhattan, NY, 10261
Department Deutsche Bank (DB) is committed to the highest standards of control in the areas of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud (collectively referred to as Anti-Financial Crime). ... - Apr 29
VP Consumer Regulatory Compliance Officer
ACG Resources
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New York City, NY
... Responsibilities: Ensure that the Consumer Compliance Program, BSA/AML &OFAC Program and Corporate Compliance Program appropriately address regulatory risk relative to the Bank’s business activities. Assist in the monitoring of State and Federal ... - Apr 18
Vice President - Client Onboarding Leadership
StepStone Group
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New York City, NY
... A strong understanding and experience overseeing a global KYC AML program will be necessary including awareness of regulatory risk and changes. Strong attention to detail and understanding of the private market's subscription process is critical to ... - Apr 14
Head of Financial Crimes Modelling Analytics
Mizuho
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Manhattan, NY, 10011
... The Financial Crime Compliance team within Compliance is responsible for the Anti-Money Laundering (AML), Sanctions, and Anti-Bribery & Corruption programs. Summary The Head of FCC Modelling & Analytics is responsible for ensuring that the AML and ... - Apr 16
Investor Services Analyst
Rockwood Search Associates
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New York City, NY
Job Description Very stable investment firm seeks an individual with 1-4 years of experience to be responsible for daily investor servicing including transactions, AML, cash monitoring, data management, events, and fund communications. Candidates ... - Apr 05
Global Financial Crimes: Investment Management Financial Crimes
Morgan Stanley
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New York, NY
... GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm’s Anti-Money Laundering (AML), Economic Sanctions, Anti-Tax Evasion, Anti-Corruption and Government and Political ... - Apr 18
Trade Finance Associate
Valley National Bank
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Manhattan, NY, 10017
... * Good understanding of AML, Sanction Compliance and U.S. Anti-boycott regulations. * Proficient knowledge of Microsoft Office Suite. * Strong written and verbal communication skills. * Ability to work independently and in a team environment, ... - Apr 27