| Job alert | Jobs 91 - 100 of 310 |
Trade Finance Marketing AVP
Bank of China USA
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Manhattan, NY, 10261
... activities to supervisor and the Middle Desk Keep abreast of compliance and regulatory requirements by attending BSA, AML, KYC and any other compliance or risk control seminars and trainings Set up customer profile, timely update and review it ... - Apr 27
US Head Of Compliance
Madison-Davis, LLC
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White Plains, NY, 10606
... Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing, administering, and enhancing all ... - Apr 28
Branch Trading Supervisor
Solomon Page
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Manhattan, NY, 10261
... Assist in the implementation and maintenance of Written Supervisory Procedures and help ensure the firm’s adherence Review and action AML and trade specific exception reports generated by the clearing firm Required Qualifications: 3+ years ... - Apr 27
Compliance Manager
Solomon Page
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Manhattan, NY, 10261
... Serve as back up to other compliance staff in their absence (e.g., AML review, U4 updates, foreign and domestic retail accounts etc). Respond to regulatory (e.g. 8210, cause exams), due diligence questionnaires and independent audit requests Assist ... - May 19
Global Financial Crimes: Head of Governance and Rules Change
Morgan Stanley
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Manhattan, NY, 10007
... Including governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a ... - May 07
Fircosoft Application Specialist
New York Technology Partners
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Manhattan, NY, 10261
... The Sanctions screening system ensures that SMBC meets all its risk, legal, and regulatory responsibilities related to Sanctions Screening, Know Your Customer (KYC), and Anti-Money Laundering (AML). The ideal candidate should have extensive ... - May 18
AVP Compliance Officer role
Robert Half - US
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Manhattan, NY, 10261
... 7+ years Banking Compliance experience at an International Corporate Bank Knowledge of BSA/AML/OFAC Testing. Experience in risk assessment, training, and testing of compliance requirements FRB/FED/DFS Regulatory Compliance knowledge. Bachelor Degree ... - May 08
Head of Konexo, US
Eversheds Sutherland
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New York, NY
... deep understanding of Federal and State financial crime regulations, including anti-money laundering (AML), counter-terrorist financing (CTF), fraud prevention, and sanctions compliance. Skills- proficiency in conducting financial crime ... - Apr 23
First Line Client Liaison/KYC Officer, Assistant Vice President
MUFG (DBA)
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Manhattan, NY, 10007
... Responsibilities: * Support the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders * Partner ... - May 06
Fixed Income Product Manager AVP
Bank of China USA
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Manhattan, NY, 10261
... upgrade products/services and manage product life cycle proactively Risk Management and Compliance Comply with all KYC and AML policies and practices Adhere and facilitate legal documents and onboarding process related to traded products Research ... - Apr 27