| Job alert | Jobs 61 - 70 of 214 |
Senior Legal Associate
Pantheon Ventures
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Manhattan, NY, 10261
... Example areas of improvement include: anti-trust/PTP transactions, SPV formation, debt and sales closing notices, 40 Act investment process, NDAs, client action memos, AML, CFIUS and other regulatory hurdles. Training: complete training of ... - Apr 29
Quality Control (KYC) - Assistant Vice President
Morgan Stanley
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Purchase, NY, 10577
... Department Profile The Anti-Money Laundering Risk (AML Risk) Team is embedded within the Firm’s business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with ... - Apr 25
Fixed Income Product Manager AVP
Bank of China USA
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Manhattan, NY, 10261
... upgrade products/services and manage product life cycle proactively Risk Management and Compliance Comply with all KYC and AML policies and practices Adhere and facilitate legal documents and onboarding process related to traded products Research ... - Apr 27
Investor Services Supervisor
The Rockridge Group
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New York City, NY
... Every Investor Services Supervisor will receive the requisite Induction Training in addition to both compulsory training (AML/KYC) and optional training. Additional client-specific training is provided by the manager and Director within the team. ... - Apr 13
Client Implementation Specialist (Global Markets)
BNY Mellon
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Manhattan, NY, 10261
... Obtains and reviews the appropriate documentation and reference data and ensures regulatory aspects of AML and KYC are completed prior to opening accounts. Ensures all SLAs are met. Prepares clients for entering new accounts by explaining and ... - Apr 30
KYC Analyst
Tech Mahindra
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New York, NY
... Good understanding of Global AML/KYC regulations and industry trends 5. Experience in delivering projects in a managed service environment 6. Maintain high quality standards 7. Keep Client data fully secured to meet the highest data privacy standard - Apr 18
Network Engineer
inSync Staffing
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New York City, NY
... Compliance & AML: Perform daily role in line with the Company's policies, procedures, WSPs and in compliance with applicable rules, laws and regulations to avoid and/or mitigate any regulatory risks. Benefits (employee contribution): Health ... - May 01
Trust Officer
Rockefeller Capital Management
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Manhattan, NY, 10278
... for applying the provision of trusts consistent with the documents, applicable statutes and regulations as well as meeting KYC, AML, and other regulatory compliance standards Participate in special projects as assigned Master all systems related to ... - Apr 13
Vice President, Lead Auditor - Regulatory Compliance
Crédit Agricole CIB
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Manhattan, NY, 10261
... Management and Reporting Direct reporting line to Regulatory Compliance, BSA/AML/Sanctions Audit Director During an assignment, the Lead Auditor may also report to a global supervisor in charge of the assignment Key Internal contacts Auditees (2nd ... - Apr 10
Investor Relations - Associate
iCapital Network
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Greenwich, CT
... Responsibilities Assist financial advisors and high net worth investors with the onboarding process, including website registration and the submission of investor subscription and AML documents. Provide on-going client support, answering a wide ... - Apr 02