| Job alert | Jobs 61 - 70 of 281 |
Broker Dealer Compliance Associate Director
Trevose Partners Limited
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Manhattan, NY, 10261
... The candidate will be responsible for advising clients in the compliant practices sector, such as sales, trading, banking, and research, along with maintaining procedures manuals, such as AML Programs, WSPs, etc. Key Responsibilities: Functioning ... - May 15
Associate, Compliance - New York
Maybank
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New York, NY
... Upon notification from Group Compliance, as and when they update the “Global Country Risk Rating”, update internal AML /CFT Country Risk matrix within AML Transaction Monitoring system and the CRR template. Assist with managing NY Branch’s OFAC ... - Apr 27
Compliance Officer
Guggenheim Partners
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Manhattan, NY, 10007
... This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer (KYC), Sanctions and bribery/corruption reviews for GPIM. Responsibilities will include conducting beneficial owner and control person ... - May 07
VP IT Audit Infrastructure
Madison-Davis, LLC
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New York, NY
... Role Objectives: Audit, or risk and control experience with common financial services applications, including leasing and lending, banking, trading and settlement, and anti-money laundering (AML) and sanctions screening Examine and evaluate internal ... - Apr 21
BSA Officer, VP
Adecco
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New York City, NY
Job Description The BSA Officer is responsible for the implementation and administration of all aspects of the Bank's compliance program pertaining to the Bank Secrecy Act ("BSA"), USA Patriot Act, anti-money laundering ("AML"), Counter-Terrorism ... - May 15
Global Financial Crimes: Institutional Securities Group Financial
Morgan Stanley
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New York, NY
... GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm’s Anti-Money Laundering (AML), Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government and Political Activities ... - Apr 18
Product Owner
Sigma360
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Manhattan, NY, 10261
... The Product Owner, Watchlist Screening will provide definitive expertise in watchlist screening for customer due diligence, financial crime, and KYC / AML compliance purposes. Role & Responsibilities Represent the voice of the customer in support of ... - May 07
Client Onboarding Analyst
SMBC
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Manhattan, NY, 10176
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. **Role ... - May 02
Client Onboarding Analyst (TEMP)
SMBC
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Manhattan, NY, 10176
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. *This is a ... - May 02
First Line Client Liaison/KYC Officer, Assistant Vice President
MUFG
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Manhattan, NY, 10176
... **Responsibilities:** + Support the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + ... - May 07